Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Chief Legal & Compliance Off | May 15, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITED PARCEL SERVICE INC
Report date May 15, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,105.5731 |
Last balance in matching sequence
After 2026-05-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-15 · Exercise / conversion · Acquired 2,504.8041 · Balance 26,221.5731 F1: Includes 634.2752 shares in the reporting person's 401(k) account and 112.9408 shares acquired pursuant to the Discounted Employee Stock Purchase Plan subsequent to the prior report. Row 2 · 2026-05-15 · Tax withholding · Disposed 1,116 · Balance 25,105.5731 F1: Includes 634.2752 shares in the reporting person's 401(k) account and 112.9408 shares acquired pursuant to the Discounted Employee Stock Purchase Plan subsequent to the prior report. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,514 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 2,504.8041 · Balance 7,514 F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 634.2752 shares in the reporting person's 401(k) account and 112.9408 shares acquired pursuant to the Discounted Employee Stock Purchase Plan subsequent to the prior report.
F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration.
F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle.
F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 8,700 | $208.24 | $1,811,660.16 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 8 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 plan. F6 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $207.90 to $208.49. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 8,660 | $208.85 | $1,808,643.60 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 7 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 F4 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 plan. F5 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $208.51 to $209.215. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 17,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,360 F3 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 17,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,129.0303 F3 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,848 | $220.68 | $407,816.64 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 4 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,489.0303 F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,096.1706 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,337.0303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 31,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · derivative · entry 9 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,622 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F8 · derivative.exercise_date: RPUs were vested when earned on February 9, 2022. F8 · derivative.expiration_date: RPUs were vested when earned on February 9, 2022. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 14,262 | $214.34 | $3,056,917.08 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,240.8597 F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 23:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 31,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002984 · doc4.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,502.8597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units 2022 · Derivative | 3,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001941 · doc4.xml · derivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,952 Underlying: Class A Common Stock · 3,952 shares Expires not disclosed F2 · derivative.exercise_price: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.exercise_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.expiration_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 31,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001941 · doc4.xml · derivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,622 Underlying: Class A Common Stock · 31,622 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase UPS Class A Common · Derivative | 1,455 | $0.00 Strike: $98.77 | $0.00 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · derivative · entry 8 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,455 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase UPS Class A Common · Derivative | 3,500 | $0.00 Strike: $106.43 | $0.00 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · derivative · entry 7 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,290 Underlying: Class A Common Stock · 3,500 shares Expires 2028-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option to purchase 9,790 shares granted on March 1, 2018 vests 20% annually beginning on March 1, 2019. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase UPS Class A Common · Derivative | 1,952 | $0.00 Strike: $106.87 | $0.00 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · derivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,952 Underlying: Class A Common Stock · 1,952 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass A Common Stock | 5,677 | $227.52 | $1,291,637.28 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · nonDerivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,880.8597 F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,230 | $227.45 | $279,763.50 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · nonDerivative · entry 4 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,557.8597 F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 1,455 | $98.77 | $143,710.35 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · nonDerivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,787.8597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 1,952 | $106.87 | $208,610.24 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · nonDerivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,332.8597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 3,500 | $106.43 | $372,505.00 |
DisclosureSEC source: 0001225208-22-001505 · doc4.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,380.8597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2018 · Derivative | 917.6156 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · derivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918 Underlying: Class A Common Stock · 917.6156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2017 · Derivative | 624.1297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · derivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 624.1297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 414 | $206.54 | $85,507.56 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · nonDerivative · entry 4 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,880.8597 F2 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 304 | $206.54 | $62,788.16 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · nonDerivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,294.8597 F2 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 624.1297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · nonDerivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,598.8597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 00:51 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 917.6156 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001134 · doc4.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,974.73 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| August 17, 2021 Filed Jan 29, 2022 00:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001126 · doc5.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,057.1144 F1 · balance_after: Includes 478.6773 shares in the reporting person's 401(k) account. Read SEC document |
| February 22, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 13,337 | $159.64 | $2,129,141.35 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 7 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted Rule 10b5-1 plan. F5 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $159.05 to $160.02. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units · Derivative | 2,089.3093 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · derivative · entry 9 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,089.3093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F8 · derivative.exercise_date: The restricted units vested one year after the date of grant. F8 · derivative.expiration_date: The restricted units vested one year after the date of grant. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 24,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · derivative · entry 8 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F7 · derivative.exercise_date: The RPUs were vested when earned on February 10, 2021. F7 · derivative.expiration_date: The RPUs were vested when earned on February 10, 2021. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 13,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,337 F3 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 13,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,060.9886 F3 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 10,957 | $168.40 | $1,845,158.80 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 4 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,397.9886 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 943 | $163.39 | $154,076.77 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,354.9886 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 2,089.3093 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,297.9886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 24,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003303 · doc4.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,208.6793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units · Derivative | 4,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002452 · doc4.xml · derivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Class A Common Stock · 4,010 shares Expires not disclosed F3 · derivative.exercise_price: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.exercise_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.expiration_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 24,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002452 · doc4.xml · derivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,294 Underlying: Class A Common Stock · 24,294 shares Expires not disclosed F2 · derivative.exercise_price: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.exercise_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.expiration_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 23:30 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 7,406 | $0.00 Strike: $165.66 | $0.00 |
DisclosureSEC source: 0001225208-21-002452 · doc4.xml · derivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,406 Underlying: Class A Common Stock · 7,406 shares Expires 2031-02-10 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 10, 2022. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 898.1161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · derivative · entry 9 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,797 Underlying: Class A Common Stock · 898.1161 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 610.9514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · derivative · entry 8 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611 Underlying: Class A Common Stock · 610.9514 shares Expires 2022-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 366.9991 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · derivative · entry 7 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 366.9991 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 406 | $158.90 | $64,513.40 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,914.6793 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 285 | $158.90 | $45,286.50 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,320.6793 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 185 | $158.90 | $29,396.50 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 4 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,605.6793 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 366.9991 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 3 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,790.6793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 610.9514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 2 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,423.6802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 898.1161 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001306 · doc4.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,812.7288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| September 02, 2020 Filed Jan 29, 2021 21:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001279 · doc5.xml · nonDerivative · entry 1 Brothers Norman M. Jr · CIK 0001662878 · Chief Legal & Compliance Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,914.6127 F1 · balance_after: Includes 431.5515 shares in the Reporting Person's 401(k) account. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase UPS Class A Common · Derivative | 5,820 | $0.00 Strike: $98.77 | $0.00 |
DisclosureSEC source: 0001225208-20-010648 · doc4.xml · derivative · entry 6 Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455 Underlying: Class A Common Stock · 5,820 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option to purchase 7,275 shares granted on March 2, 2016 vests 20% annually beginning on March 2, 2017. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:42 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionOption to Purchase UPS Class A Common · Derivative | 5,855 | $0.00 Strike: $106.87 | $0.00 |
DisclosureSEC source: 0001225208-20-010648 · doc4.xml · derivative · entry 5 Brothers Norman M. Jr · CIK 0001662878 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,904 Underlying: Class A Common Stock · 5,855 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option to purchase 9,759 shares granted on March 1, 2017 vests 20% annually beginning on March 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.