ROBERTS GREGORY N

SEC source: 0001591588-25-000036 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $29.93 to not more than $30.92. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000036 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000036 · primary_01.xml · derivative · entry 9

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,117

Underlying: Common stock, par value $0.01 per share · 8,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019, and 2020.

SEC source: 0001591588-25-000036 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $31.00 to not more than $31.30. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000036 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000033 · primary_01.xml · derivative · entry 5

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,117

Underlying: Common stock, par value $0.01 per share · 20,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019, and 2020.

SEC source: 0001591588-25-000033 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.19 to not more than $26.56. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000033 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000032 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,117

Underlying: Common stock, par value $0.01 per share · 21,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019, and 2020.

SEC source: 0001591588-25-000032 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.88 to not more than $26.48. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000032 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000032 · primary_01.xml · derivative · entry 7

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,117

Underlying: Common stock, par value $0.01 per share · 3,883 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019, and 2020.

SEC source: 0001591588-25-000032 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $26.95 to not more than $27.01. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000032 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000030 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Options · 21,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000030 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.05 to not more than $25.79. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000030 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000030 · primary_01.xml · derivative · entry 7

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock Options · 18,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000030 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $24.84 to not more than $25.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000030 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000029 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock Options · 18,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000029 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.285 to not more than $25.88. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000029 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000029 · primary_01.xml · derivative · entry 7

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock Options · 18,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000029 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $24.62 to not more than $25.39. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000029 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000027 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock Options · 16,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000027 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.86 to not more than $26.37. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000027 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001591588-25-000027 · primary_01.xml · derivative · entry 7

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock Options · 10,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001591588-25-000027 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $25.925 to not more than $26.31. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001591588-25-000027 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-25-000279 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Roberts Family Trust

Disclosed balance after: 32,340

SEC source: 0001593968-25-000279 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,867,416

F1 · shares: The shares have been acquired in consideration for surrender of shares of an acquired company in the merger with Spectrum Group International, Inc. 20,224 of these shares have been retained by the Issuer and are subject to forfeiture to compensate for indemnified losses relating to the acquired company.

F2 · ownership.nature: Shares beneficially owned by Silver Bow Ventures, LLC, in which the Reporting Person has an indirect ownership interest of 50%. The Reporting Person disclaims beneficial ownership of such shares in excess of his proportionate pecuniary interest in Silver Bow Ventures, LLC.

SEC source: 0001593968-24-001220 · primary_01.xml · derivative · entry 9

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock Options · 4,320 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 6

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.83 to not more than $44.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 5

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001220 · primary_01.xml · derivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,320

Underlying: Common Stock Options · 10,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.05 to not more than $44.14. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,657

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.045 to not more than $44.04. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001220 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001212 · primary_01.xml · derivative · entry 6

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,320

Underlying: Common Stock Options · 7,680 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001212 · primary_01.xml · nonDerivative · entry 4

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.945 to not more than $45.11. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001212 · primary_01.xml · nonDerivative · entry 3

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,682

F1 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.64 to not more than $44.58. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001212 · primary_01.xml · nonDerivative · entry 2

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001212 · primary_01.xml · nonDerivative · entry 1

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001593968-24-001205 · primary_01.xml · derivative · entry 13

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,000

Underlying: Common Stock Options · 5,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option granted covered 200,000 shares, and vested 25% per year on June 30, 2017, 2018, 2019 and 2020.

SEC source: 0001593968-24-001205 · primary_01.xml · nonDerivative · entry 8

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,202

F4 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.99 to not more than $44.515. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.

SEC source: 0001593968-24-001205 · primary_01.xml · nonDerivative · entry 7

ROBERTS GREGORY N · CIK 0001108038 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.