Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOX INCBOX · Entity 3932 | 10% owner | May 10, 2018 | May 14, 2018 |
| Unity Software Inc.U · Entity 3292 | Director | May 13, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOX INC
Report date May 10, 2018 · Filed May 14, 2018
Jointly reported with Draper Fisher Jurvetson Fund VIII L P, DRAPER FISHER JURVETSON PARTNERS VIII LLC, Draper Fisher Jurvetson Fund IX LP, Draper Fisher Jurvetson Partners IX, LLC, DRAPER ASSOCIATES L P, DRAPER TIMOTHY C, Fisher John H N, BAILEY MARK W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Growth Fund | 0 |
Last balance in matching sequence
After 2018-05-10 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-05-10 · Conversion · Acquired 556,218 · Balance 556,218 F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 2 · 2018-05-10 · Other · Disposed 556,218 · Balance 0 F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Growth Partners | 0 |
Last balance in matching sequence
After 2018-05-10 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2018-05-10 · Conversion · Acquired 44,968 · Balance 44,968 F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Row 4 · 2018-05-10 · Other · Disposed 44,968 · Balance 0 F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Last balance in matching sequence
After 2018-05-10 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2018-05-10 · Other · Acquired 83,637 · Balance 83,637 F8: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund. F9: Shares held by Growth Fund 2006 Partners. Row 6 · 2018-05-10 · Other · Disposed 83,637 · Balance 0 F10: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members. F9: Shares held by Growth Fund 2006 Partners. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 1,215,708 |
Reported balance
After 2018-05-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-10 · Conversion · Disposed 556,218 · Balance 1,215,708 F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnotes | 1,170,740 |
Reported balance
After 2018-05-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-05-10 · Conversion · Disposed 44,968 · Balance 1,170,740 F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F12: Shares held by DALP. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund).
F2: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).
F3: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F4: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
F5: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members.
F6: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners.
F7: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members.
F8: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund.
F9: Shares held by Growth Fund 2006 Partners.
F10: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members.
F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F12: Shares held by DALP.
Unity Software Inc.
Report date May 13, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,828 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 13,015 · Balance 59,828 F1: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. |
| Common StockSEC Table I · non-derivative | IndirectBy The Meteor Group, LLC | 268,204 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 268,204 F2: There were no transactions effected in respect of the shares of Common Stock reported in this row, and the holdings in this row are being included for informational purposes only. |
| Common StockSEC Table I · non-derivative | IndirectBy Barry Martin Schuler Revocable Trust | 29,445 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,445 F2: There were no transactions effected in respect of the shares of Common Stock reported in this row, and the holdings in this row are being included for informational purposes only. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date.
F2: There were no transactions effected in respect of the shares of Common Stock reported in this row, and the holdings in this row are being included for informational purposes only.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2026 Filed May 15, 2026 23:09 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 13,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001506924-26-000001 · wk-form4_1778886558.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,828 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 20:36 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 13,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-25-000129 · wk-form4_1749846942.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,813 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 01:17 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 17,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-24-000150 · wk-form4_1717723046.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,607 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 07, 2023 Filed Jun 10, 2023 00:34 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001810806-23-000106 · wf-form4_168635727604278.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,024 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:56 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-068625 · tm2217840d1_4seq1.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,536 F1 · shares: Represents restricted stock units granted to the Reporting Person. The shares subject to this award vest in full on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service through such date. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 17:25 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 2,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-083968 · tm2120335-1_4seq1.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,663 F1 · shares: Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the date that is the earlier of (i) the first anniversary of the date of grant or (ii) the issuer's next annual meeting of stockholders, subject to the reporting person's continued service through that date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 19:43 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 10,000 | $87.60 | $876,000.00 |
DisclosureSEC source: 0001104659-21-070446 · tm2117280d1_4seq1.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Martin Schuler Revocable Trust Disclosed balance after: 4,858 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.57 to $87.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 9,730 | $127.67 | $1,242,229.10 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 7 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Martin Schuler Revocable Trust Disclosed balance after: 14,858 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $127.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (15) to this Form 4. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | SaleCommon Stock | 25,820 | $127.67 | $3,296,439.40 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 6 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Meteor Group, LLC Disclosed balance after: 142,175 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.50 to $127.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (15) to this Form 4. Read SEC document |
| February 05, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | OtherCommon Stock | 24,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 5 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Barry Martin Schuler Revocable Trust Disclosed balance after: 24,588 F14 · kind: Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions. Read SEC document |
| February 05, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | OtherCommon Stock | 167,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 4 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Meteor Group, LLC Disclosed balance after: 167,995 F14 · kind: Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions. Read SEC document |
| February 05, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | OtherCommon Stock | 807,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 3 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F12 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013 Partners, LLC, DFJ Growth III Partners, LLC, and DFJ Growth Unity Partners, LLC, without consideration, to their respective members (collectively, the "GP Distributions"). F13 · shares: Includes 376,707 shares distributed by DFJ Growth 2013 Partners, LLC, 192,307 shares distributed by DFJ Growth III Partners, LLC, and 238,196 shares distributed by DFJ Growth Unity Partners, LLC. F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| February 05, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | OtherCommon Stock | 807,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 2 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 807,210 F9 · kind: Represents a change in the form of ownership of DFJ Growth 2013 Partners, LLC, DFJ Growth Unity Partners, LLC, and DFJ Growth III Partners, LLC by virtue of receipt of shares as a result of the Fund Distributions. F10 · shares: Includes 376,707 shares received by DFJ Growth 2013 Partners, LLC, 192,307 shares received by DFJ Growth III Partners, LLC, and 238,196 shares received by DFJ Growth Unity Partners, LLC. F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F11 · ownership.nature: Includes 376,707 shares owned directly by DFJ Growth 2013 Partners, LLC, 192,307 shares owned directly by DFJ Growth III Partners, LLC, and 238,196 shares owned directly by DFJ Growth Unity Partners, LLC. Read SEC document |
| February 05, 2021 Filed Feb 11, 2021 02:47 UTC | Unity Software Inc. U · Entity 3292 | OtherCommon Stock | 5,210,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,517,709 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P., and DFJ Growth III Parallel Fund, LLC, without consideration, to their respective members and partners (collectively, the "Fund Distributions"). F2 · shares: Includes 2,261,361 shares distributed by DFJ Growth 2013, L.P., 126,560 shares distributed by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares distributed by DFJ Growth Unity Investors, L.P., 1,076,691 shares distributed by DFJ Growth III, L.P. and 53,100 shares distributed by DFJ Growth III Parallel Fund, LLC. F3 · ownership.nature: Includes 2,261,361 shares owned directly by DFJ Growth 2013, L.P., 126,559 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,076,690 shares owned directly by DFJ Growth III, L.P. and 53,099 shares owned directly by DFJ Growth III Parallel Fund, LLC. F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionSeries E Preferred Stock · Derivative | 519,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · derivative · entry 7 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 519,687 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F11 · ownership.nature: The shares were held by DFJ Growth III, L.P. and DFJ Growth III Parallel Fund, LLC. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionSeries D Preferred Stock · Derivative | 2,340,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · derivative · entry 6 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,340,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F10 · ownership.nature: The shares were held by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P. and DFJ Growth III Parallel Fund, LLC. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionSeries C Preferred Stock · Derivative | 5,783,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · derivative · entry 5 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 5,783,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F9 · ownership.nature: The shares were held by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC and DFJ Growth Unity Investors, L.P. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionCommon Stock | 519,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · nonDerivative · entry 3 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,727,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F8 · ownership.nature: Includes 4,522,722 shares owned directly by DFJ Growth 2013, L.P., 253,119 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares owned directly by DFJ Growth Unity Investors, L.P., 2,153,381 shares owned directly by DFJ Growth III, L.P. and 106,199 shares owned directly by DFJ Growth III Parallel Fund, LLC. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionCommon Stock | 2,340,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · nonDerivative · entry 2 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,208,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F3 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F7 · ownership.nature: Includes 4,522,722 shares owned directly by DFJ Growth 2013, L.P., 253,119 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares owned directly by DFJ Growth Unity Investors, L.P., 1,658,119 shares owned directly by DFJ Growth III, L.P. and 81,774 shares owned directly by DFJ Growth III Parallel Fund, LLC. Read SEC document |
| September 22, 2020 Filed Sep 22, 2020 21:04 UTC | Unity Software Inc. U · Entity 3292 | ConversionCommon Stock | 5,783,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051495 · doc4.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,867,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: Includes 4,007,674 shares owned directly by DFJ Growth 2013, L.P., 224,294 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,551,722 shares owned directly by DFJ Growth Unity Investors, L.P., 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC. F3 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F5 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 01:10 UTC | Unity Software Inc. U · Entity 3292 | GrantCommon Stock | 14,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051085 · doc4.xml · nonDerivative · entry 1 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,016 F1 · shares: Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the date of the issuer's first annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's continued service through that date. Read SEC document |
| March 31, 2020 Filed Sep 18, 2020 01:10 UTC | Unity Software Inc. U · Entity 3292 | PurchaseSeries E Preferred Stock · Derivative | 519,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051085 · doc4.xml · derivative · entry 3 Schuler Barry · CIK 0001506924 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 519,687 Underlying: Common Stock · 519,687 shares Expires not disclosed F5 · derivative.exercise_price: The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. F5 · price: The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. F5 · derivative.exercise_date: The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. F5 · derivative.expiration_date: The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer. F3 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. F6 · ownership.nature: Includes 495,262 shares purchased directly by DFJ Growth III, L.P. and 24,425 shares purchased directly by DFJ Growth III Parallel Fund, LLC. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 44,968 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · derivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,170,740 Underlying: Class A Common Stock · 44,968 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F12 · ownership.nature: Shares held by DALP. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 556,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · derivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,215,708 Underlying: Class A Common Stock · 556,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 83,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members. F10 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members. F9 · ownership.nature: Shares held by Growth Fund 2006 Partners. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 83,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 83,637 F8 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund. F8 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund. F9 · ownership.nature: Shares held by Growth Fund 2006 Partners. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 44,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Partners Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 44,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 3 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Partners Disclosed balance after: 44,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 556,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 2 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Fund Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 16:25 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 556,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029840 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Growth Fund Disclosed balance after: 556,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 12,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 16 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,771,926 Underlying: Class A Common Stock · 12,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 466,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 15 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,784,552 Underlying: Class A Common Stock · 466,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 33,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 14 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,250,608 Underlying: Class A Common Stock · 33,117 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,490,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · derivative · entry 13 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,283,725 Underlying: Class A Common Stock · 1,490,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 100,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 12 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F17 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F17 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 100,933 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 11 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,933 F15 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F15 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. F16 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 358,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 10 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F14 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F14 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 358,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 9 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 358,542 F12 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F12 · price: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. F13 · ownership.nature: Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 12,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 8 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 0 F11 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F11 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 12,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 7 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners IX Disclosed balance after: 12,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F10 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 6 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 0 F9 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F9 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 466,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 5 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund IX Disclosed balance after: 466,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F8 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 33,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 4 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 0 F7 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F7 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 33,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 3 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Partners VIII Disclosed balance after: 33,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F6 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | OtherClass A Common Stock | 1,490,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 2 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 0 F5 · kind: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F5 · price: Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| May 03, 2018 Filed May 7, 2018 16:31 UTC | BOX INC BOX · Entity 3932 | ConversionClass A Common Stock | 1,490,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-028330 · doc4.xml · nonDerivative · entry 1 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fund VIII Disclosed balance after: 1,490,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F1 · price: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 12,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 16 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,774,154 Underlying: Class A Common Stock · 12,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F10 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F19 · ownership.nature: 1,170,740 of these shares are owned directly by DALP, 466,056 of these shares are owned directly by Fund IX, 1,490,429 of these shares are owned directly by Fund VIII, 12,626 of these shares are owned directly by Partners IX, 33,117 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 466,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 15 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 3,786,784 Underlying: Class A Common Stock · 466,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 33,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 14 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,252,840 Underlying: Class A Common Stock · 33,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 20:16 UTC | BOX INC BOX · Entity 3932 | ConversionClass B Common Stock · Derivative | 1,490,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003202 · doc4.xml · derivative · entry 13 Draper Fisher Jurvetson Fund VIII L P · CIK 0001312964 · 10% owner DRAPER FISHER JURVETSON PARTNERS VIII LLC · CIK 0001327087 · 10% owner Draper Fisher Jurvetson Fund IX LP · CIK 0001385373 · 10% owner Draper Fisher Jurvetson Partners IX, LLC · CIK 0001476642 · 10% owner DRAPER ASSOCIATES L P · CIK 0001106255 · 10% owner DRAPER TIMOTHY C · CIK 0001074910 · 10% owner Fisher John H N · CIK 0001304934 · 10% owner Jurvetson Stephen T · CIK 0001314917 · 10% owner BAILEY MARK W · CIK 0001284493 · 10% owner Schuler Barry · CIK 0001506924 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,285,961 Underlying: Class A Common Stock · 1,490,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F18 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). F18 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F18 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). F3 · ownership.nature: Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. F4 · ownership.nature: John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.