Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | EVP | May 13, 2026 | May 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 13, 2026 · Filed May 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 59,973 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 59,973 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 921 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 921 F2: These remaining restricted stock units vest on 02/21/2027. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,326 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,326 F3: These remaining restricted stock units vest on 03/20/2027. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,929 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 2,929 F5: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028. F1: There will be no expiration date once restricted stock units vest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,132 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,132 F8: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,967 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,967 F4: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,589 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,589 F6: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition. F1: There will be no expiration date once restricted stock units vest. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,699 |
Reported balance
Holding disclosure · report date 2026-05-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,699 F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/13/2026 subject to the Reporting Person's satisfaction of the employment condition F1: There will be no expiration date once restricted stock units vest. |
Filing footnotes · ownership attribution and instrument terms
F1: There will be no expiration date once restricted stock units vest.
F2: These remaining restricted stock units vest on 02/21/2027.
F3: These remaining restricted stock units vest on 03/20/2027.
F4: These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
F5: These remaining restricted stock units vest in two equal annual installments on 05/08/2027 and 05/08/2028.
F6: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/08/2025 subject to the Reporting Person's satisfaction of the employment condition.
F7: Performance Stock Units ("PSUs") to vest conditionally on the achievement of certain performance goals and an employment condition. The PSUs are awarded at a target level and have the opportunity to vest at 150% of such target level; The reported PSUs represent the maximum award that may be achieved and ultimately vest. The reported PSUs will vest at the expiration of a three-year period beginning on 05/13/2026 subject to the Reporting Person's satisfaction of the employment condition
F8: These restricted stock units vest in three equal annual installments beginning one year after the 05/13/2026 date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 1, 2018 19:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 8,072 | $11.15 | $90,002.80 |
DisclosureSEC source: 0001209191-18-006405 · doc4.xml · nonDerivative · entry 2 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 19:05 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 8,072 | $11.15 | $90,002.80 |
DisclosureSEC source: 0001209191-18-006405 · doc4.xml · nonDerivative · entry 1 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 1,076 | $9.29 Strike: $9.29 | $9,997.65 |
DisclosureSEC source: 0001209191-17-067185 · doc4.xml · derivative · entry 4 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,076 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 8,610 | $9.29 Strike: $9.29 | $79,999.82 |
DisclosureSEC source: 0001209191-17-067185 · doc4.xml · derivative · entry 3 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,610 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 9,686 | $9.29 | $89,997.47 |
DisclosureSEC source: 0001209191-17-067185 · doc4.xml · nonDerivative · entry 2 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 17:38 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 9,686 | $9.29 | $89,997.47 |
DisclosureSEC source: 0001209191-17-067185 · doc4.xml · nonDerivative · entry 1 Yeh Jeffrey · CIK 0001711532 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.