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Yadav Uday

Disclosed activity across 2 companies

Tapewire entity
46877
SEC CIK
0001479938

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.February 25, 2022February 28, 2022
Xylem Inc.XYL · Entity 430DirectorMay 14, 2026May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date February 25, 2022 · Filed February 28, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect38,831 Ending reported balance After 2022-02-25 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2022-02-25 · Tax withholding · Disposed 11,165 · Balance 36,616

F1: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.

Row 2 · 2022-02-25 · Exercise / conversion · Acquired 1,779 · Balance 38,395

Row 3 · 2022-02-25 · Tax withholding · Disposed 798 · Balance 37,597

Row 4 · 2022-02-25 · Exercise / conversion · Acquired 2,239 · Balance 39,836

Row 5 · 2022-02-25 · Tax withholding · Disposed 1,005 · Balance 38,831

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,833 Reported balance After 2022-02-25 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-02-25 · Exercise / conversion · Disposed 1,779 · Balance 1,833

F2: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3: This field is not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-02-25 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-02-25 · Exercise / conversion · Disposed 2,239 · Balance 0

F4: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3: This field is not applicable.

Ordinary SharesSEC Table I · non-derivativeIndirectby trustee of ESP7 Reported balance Holding disclosure · report date 2022-02-25 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 7

F5: These ordinary shares are held in the Eaton Savings Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover taxes incurred in connection with the settlement of the performance share awards that vested February 22, 2022.

F2: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3: This field is not applicable.

F4: These restricted stock units were granted on February 26, 2019 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5: These ordinary shares are held in the Eaton Savings Plan.

Xylem Inc.

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,337 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 1,711 · Balance 10,337

F1: Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in full on the trading day prior to the 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in full on the trading day prior to the 2027 Annual Meeting of Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 25, 2021 22:20 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 25,050 $0.00 Strike: $130.86 $0.00
Disclosure

SEC source: 0001551182-21-000064 · wf-form4_161429158007437.xml · derivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,050

Underlying: Ordinary Shares · 25,050 shares

Expires 2031-02-23

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 46,082 $56.55 Strike: $56.55 $2,605,937.10
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · derivative · entry 17

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 46,082 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 10,255 $71.72 Strike: $71.72 $735,488.60
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · derivative · entry 16

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,255 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,395 $71.72 Strike: $71.72 $100,049.40
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · derivative · entry 15

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,255

Underlying: Ordinary Shares · 1,395 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: These options were granted on February 24, 2015, and will become exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 7,174 $75.36 Strike: $75.36 $540,632.64
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · derivative · entry 14

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,174 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,326 $75.36 Strike: $75.36 $99,927.36
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · derivative · entry 13

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

Underlying: Ordinary Shares · 1,326 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: These options were granted on February 25, 2014, and 33% of these options became exercisable on the first anniversary of the grant date. The remaining options will become exercisable as follows: 33% on the second anniversary of the grant date and 34% of these options will become exercisable on the third anniversary of the grant date.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 3,710 $114.86 $426,130.60
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 12

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Indirect · by trustee of ESP

Disclosed balance after: 1,590

F6 · shares: The reporting person transferred shares from the Eaton Shares Fund in the Eaton Savings Plan to another investment option in the plan.

F7 · balance_after: These ordinary shares are held in the Eaton Savings Plan.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,100 $115.33 $126,863.00
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 11

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

F5 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.27 - $115.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 44,982 $114.59 $5,154,487.38
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 10

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,536

F4 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.25 - $115.23. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 46,082 $56.55 $2,605,937.10
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 9

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 10,255 $115.39 $1,183,324.45
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 8

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

F3 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.20 - $115.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 10,255 $71.72 $735,488.60
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,395 $114.48 $159,699.60
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $114.47 - $114.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,395 $71.72 $100,049.40
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 7,174 $115.36 $827,592.64
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $115.29 - $115.64. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 7,174 $75.36 $540,632.64
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,326 $114.34 $151,614.84
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:35 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,326 $75.36 $99,927.36
Disclosure

SEC source: 0001551182-20-000202 · wf-form4_160519889688324.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,768 $56.55 Strike: $56.55 $99,980.40
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · derivative · entry 8

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,082

Underlying: Ordinary Shares · 1,768 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 11,922 $59.56 Strike: $59.56 $710,074.32
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · derivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,922 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,678 $59.56 Strike: $59.56 $99,941.68
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · derivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,922

Underlying: Ordinary Shares · 1,678 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 26, 2013, and 33% of these options became exercisable on the first and second anniversaries of the grant date. The remaining 34% of these options will become exercisable on the third anniversary of the grant date.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 1,001.95 $102.55 $102,749.97
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · nonDerivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Indirect · by trustee of ESP

Disclosed balance after: 5,276

F2 · balance_after: These ordinary shares are held in the Eaton Savings Plan.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,768 $56.55 $99,980.40
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · nonDerivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 11,922 $102.73 $1,224,747.06
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,668

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $102.70 - $102.79. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 11,922 $59.56 $710,074.32
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 16:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,678 $59.56 $99,941.68
Disclosure

SEC source: 0001551182-20-000177 · wf-form4_159733597305978.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:08 UTC Xylem Inc. XYL · Entity 430 GrantCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046340 · doc4.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting of the RSU Award until retirement from the Board.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 19:04 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 6,233 $96.29 $600,175.57
Disclosure

SEC source: 0001551182-20-000148 · wf-form4_159172946571771.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,990

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.28 - $96.33. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 195 $82.02 $15,993.90
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,223

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 400 $82.01 $32,804.00
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,418

Read SEC document
May 05, 2020 Filed May 7, 2020 13:18 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 9,827 $82.00 $805,814.00
Disclosure

SEC source: 0001551182-20-000131 · wf-form4_158885747283421.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,818

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,787 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · derivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Ordinary Shares · 1,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 802 $94.63 $75,893.26
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,645

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February 27, 2020 Filed Feb 28, 2020 21:21 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,787 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000110 · wf-form4_158292487882561.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 2,173 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · derivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,412

Underlying: Ordinary Shares · 2,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

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February 26, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 975 $98.16 $95,706.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · nonDerivative · entry 3

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,660

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,173 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 10,422 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,462

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 34,950 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · derivative · entry 6

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,950

Underlying: Ordinary Shares · 34,950 shares

Expires 2030-02-25

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 25, 2020 Filed Feb 27, 2020 21:26 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 5,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000094 · wf-form4_158283875332179.xml · derivative · entry 5

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,390

Underlying: Ordinary Shares · 5,390 shares

Expires not disclosed

F1 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:34 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 2,205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · derivative · entry 4

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:34 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 674 $104.47 $70,412.78
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · nonDerivative · entry 2

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:34 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 2,205 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000035 · wf-form4_158258005523401.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 6,025 $51.94 Strike: $51.94 $312,938.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 14

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,025 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,925 $51.94 Strike: $51.94 $99,984.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 13

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,025

Underlying: Ordinary Shares · 1,925 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on February 21, 2012, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,417 $53.71 Strike: $53.71 $76,107.07
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 12

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,417 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 723 $53.71 Strike: $53.71 $38,832.33
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · derivative · entry 11

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

Underlying: Ordinary Shares · 723 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 22, 2011, and became exercisable as follows: 33% on the first and second anniversaries of the grant date and the remaining 34% on the third anniversary of the grant date.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 6,025 $92.70 $558,499.43
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 9

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,509

F2 · price: Price reported constitutes the average weighted price of shares sold at varying prices in the range of $92.69 - $92.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 6,025 $51.94 $312,938.50
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 8

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:33 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 1,079 $92.58 $99,893.82
Disclosure

SEC source: 0001551182-19-000195 · wf-form4_157601360403917.xml · nonDerivative · entry 7

Yadav Uday · CIK 0001479938 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,509

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.