Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTENE CORPCNC · Entity 3133 | Director | May 12, 2026 | May 13, 2026 |
| KEYCORP /NEW/KEY · Entity 3220 | Director | May 14, 2026 | May 18, 2026 |
| Strategic Education, Inc.STRA · Entity 4561 | Director | April 27, 2021 | April 29, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTENE CORP
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,874.185 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 3,992 · Balance 47,874.185 F1: This award includes 3,992 shares of restricted stock units which will vest in full on the earlier of May 12, 2027, or the date of the Registrant's next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,693 |
Reported balance
Holding disclosure · report date 2026-05-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,693 F2: Owned by a revocable family trust, of which Mr. Dallas serves as a co-trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: This award includes 3,992 shares of restricted stock units which will vest in full on the earlier of May 12, 2027, or the date of the Registrant's next annual meeting of stockholders.
F2: Owned by a revocable family trust, of which Mr. Dallas serves as a co-trustee.
KEYCORP /NEW/
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred SharesSEC Table II · derivative / convertible security | Direct | 26,777 |
Reported balance
After 2026-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-14 · Grant · Acquired 7,352 · Balance 26,777 F1: Each Deferred Share is the economic equivalent of one Common Share. F3: The Deferred Shares were awarded under the Deferred Share Plan. F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029. |
| Common SharesSEC Table I · non-derivative | Direct | 138,769 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 138,769 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Deferred Share is the economic equivalent of one Common Share.
F2: Under the terms of KeyCorp's Amended and Restated Directors' Deferred Share Sub-Plan of the KeyCorp 2026 Equity Compensation Plan (the "Deferred Share Plan"), the Participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 14, 2029.
F3: The Deferred Shares were awarded under the Deferred Share Plan.
Strategic Education, Inc.
Report date April 27, 2021 · Filed April 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,219 |
Reported balance
After 2021-04-27 transaction · row 1
1 source rowRow 1 · 2021-04-27 · Grant · Acquired 1,468 · Balance 10,219 F1: Represents an award of restricted stock which will vest in three equal annual installments beginning April 27, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock which will vest in three equal annual installments beginning April 27, 2022.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPELLA EDUCATION CO
Report date August 01, 2018 · Filed August 03, 2018
Section 16 reporting ended · disclosed 2018-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 1
1 source rowRow 1 · 2018-08-01 · Disposition to issuer · Disposed 6,651 · Balance 0 F1: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc. (the "Merger"). No additional consideration was received in connection with the disposition of such securities. F2: Includes 1,054 deferred stock units to be settled in Capella common stock. The deferred stock units were fully vested prior to the closing of the Merger. Pursuant to the Merger Agreement, each deferred stock unit was disposed of in exchange for a number of deferred stock units to be settled in common stock of Strategic Education, Inc. based on the Exchange Ratio. The deferred stock units will be subject to substantially the same terms and conditions of the Capella deferred stock units. No additional consideration was received in connection with the disposition of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc. (the "Merger"). No additional consideration was received in connection with the disposition of such securities.
F2: Includes 1,054 deferred stock units to be settled in Capella common stock. The deferred stock units were fully vested prior to the closing of the Merger. Pursuant to the Merger Agreement, each deferred stock unit was disposed of in exchange for a number of deferred stock units to be settled in common stock of Strategic Education, Inc. based on the Exchange Ratio. The deferred stock units will be subject to substantially the same terms and conditions of the Capella deferred stock units. No additional consideration was received in connection with the disposition of such securities.
WELLCARE HEALTH PLANS, INC.
Report date January 23, 2020 · Filed January 27, 2020
Section 16 reporting ended · disclosed 2020-01-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-01-23 transaction · row 1
1 source rowRow 1 · 2020-01-23 · Disposition to issuer · Disposed 4,629 · Balance 0 F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated March 26, 2019, by and among WellCare Health Plans, Inc. ("WellCare"), Centene Corporation ("Centene"), Wellington Merger Sub I, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub I"), Wellington Merger Sub II, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub II" and, together with Merger Sub I, "Merger Subs"), pursuant to which Merger Sub I merged with and into WellCare on January 23, 2020 (the "Effective Time"). Upon the Effective Time, each outstanding share of WCG common stock and each outstanding restricted stock unit held by a non-employee director was converted into the right to receive (i) $120.000 in cash and (ii) 3.38 validly issued, fully paid and non assessable shares of Centene's common stock, par value $0.001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated March 26, 2019, by and among WellCare Health Plans, Inc. ("WellCare"), Centene Corporation ("Centene"), Wellington Merger Sub I, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub I"), Wellington Merger Sub II, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub II" and, together with Merger Sub I, "Merger Subs"), pursuant to which Merger Sub I merged with and into WellCare on January 23, 2020 (the "Effective Time"). Upon the Effective Time, each outstanding share of WCG common stock and each outstanding restricted stock unit held by a non-employee director was converted into the right to receive (i) $120.000 in cash and (ii) 3.38 validly issued, fully paid and non assessable shares of Centene's common stock, par value $0.001 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2020 Filed May 1, 2020 00:11 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock | 3,300 | $60.68 | $200,244.00 |
DisclosureSEC source: 0001071739-20-000136 · wf-form4_158829189773867.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,106.632 F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2021 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 21:43 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock | 387.632 | $60.68 | $23,521.51 |
DisclosureSEC source: 0001071739-20-000104 · wf-form4_158586379833718.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,806.632 F1 · balance_after: Ownership includes 775 shares of restricted stock subject to vesting requirements. Read SEC document |
| February 03, 2020 Filed Oct 2, 2020 22:29 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0001071739-20-000217 · wf-form4_160167774263432.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-02-03 F2 · derivative.exercise_date: The options vest in three equal installments on the anniversary of the grant beginning on February 3, 2021. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 00:16 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock | 775 | $66.76 | $51,739.00 |
DisclosureSEC source: 0001071739-20-000026 · wf-form4_158017055477827.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,419 F2 · balance_after: Ownership includes 775 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions. Read SEC document |
| January 23, 2020 Filed Jan 28, 2020 00:16 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock | 15,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001071739-20-000026 · wf-form4_158017055477827.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,644 F1 · price: In connection with Centene's acquisition of WellCare Health Plans, Inc. (WellCare) on January 23, 2020 pursuant to the Agreement and Plan of Merger, dated March 26, 2019, by and among Centene, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare, 4,629 WellCare common shares held by the reporting person were converted into Centene common shares based on the applicable per share stock exchange ratio. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 16:58 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Disposition to issuerCommon Stock | 4,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-001562 · doc1.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reflects disposition in connection with the Agreement and Plan of Merger (the "Merger Agreement") dated March 26, 2019, by and among WellCare Health Plans, Inc. ("WellCare"), Centene Corporation ("Centene"), Wellington Merger Sub I, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub I"), Wellington Merger Sub II, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Centene ("Merger Sub II" and, together with Merger Sub I, "Merger Subs"), pursuant to which Merger Sub I merged with and into WellCare on January 23, 2020 (the "Effective Time"). Upon the Effective Time, each outstanding share of WCG common stock and each outstanding restricted stock unit held by a non-employee director was converted into the right to receive (i) $120.000 in cash and (ii) 3.38 validly issued, fully paid and non assessable shares of Centene's common stock, par value $0.001 per share. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:47 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 7,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-19-000042 · edgar.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,176 Underlying: Common Shares · 7,869 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F3 · price: The Deferred Shares were awarded under the Deferred Share Plan. F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022. F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 23, 2022. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:13 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionRestricted Stock Units · Derivative | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011969 · doc1.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F4 · derivative.exercise_date: The restricted stock units vested in full on May 22, 2019. Vested shares are delivered to the Reporting Person upon vest. F4 · derivative.expiration_date: The restricted stock units vested in full on May 22, 2019. Vested shares are delivered to the Reporting Person upon vest. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:13 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | GrantCommon Stock | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011969 · doc1.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,629 F2 · kind: Represents restricted stock units granted to the Reporting Person on May 22, 2019 and vest in full on the earlier of May 22, 2020 and the date of the Registrant's next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person upon vest. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:13 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-011969 · doc1.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units granted to the Reporting Person on May 23, 2018. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:21 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 9,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000033 · edgar.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 Underlying: Common Shares · 9,610 shares Expires 2019-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F2 · balance_after: Includes approximately 794 dividend-equivalent Deferred Shares accrued between June 2018 and March 2019. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:21 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Disposition to issuerCommon Shares | 4,805 | $16.75 | $80,483.75 |
DisclosureSEC source: 0001294671-19-000033 · edgar.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,596 Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:21 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 9,610 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-19-000033 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 17, 2019, 4,805 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 4,805 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| April 30, 2019 Filed May 2, 2019 17:27 UTC | Strategic Education, Inc. STRA · Entity 4561 | GrantCommon Stock | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005439 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,251 F1 · shares: Represents an award of restricted stock which will vest in three equal annual installments beginning April 30, 2020. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 16:47 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | PurchaseCommon Stock | 1,167 | $256.35 | $299,160.45 |
DisclosureSEC source: 0001567619-18-007438 · doc1.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,117 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 16:47 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | PurchaseCommon Stock | 4 | $255.88 | $1,023.52 |
DisclosureSEC source: 0001567619-18-007438 · doc1.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 17:13 UTC | Strategic Education, Inc. STRA · Entity 4561 | GrantCommon Stock | 283 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-012683 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,727 F1 · shares: Represents an award of restricted stock, with one-third vesting on November 6, 2019, one-third vesting on the date of the 2020 Annual Meeting of Stockholders, and one-third vesting on the date of the 2021 Annual Meeting of Stockholders. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 17:22 UTC | Strategic Education, Inc. STRA · Entity 4561 | PurchaseCommon Stock | 1,625 | $123.60 | $200,850.00 |
DisclosureSEC source: 0001104659-18-049553 · a4.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,444 Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 17:22 UTC | Strategic Education, Inc. STRA · Entity 4561 | GrantCommon Stock | 5,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-049553 · a4.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,819 F1 · balance_after: Includes 922 restricted stock units that were acquired in exchange for restricted stock units of Capella Education Company ("Capella") and 4,897 shares of common stock that were acquired in exchange for Capella common stock in connection with the merger of a subsidiary of Strategic Education, Inc. ("SEI") with and into Capella (the "Merger"). The Capella awards and common stock were exchanged into SEI awards and common stock at an exchange ratio of 0.875 shares of SEI common stock for each share of Capella common stock. On August 2, 2018 the restricted stock units vested and were exchanged for shares of SEI common stock. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 08:31 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | Disposition to issuerCommon Stock | 6,651 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-045134 · doc4.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of common stock of Capella Education Company ("Capella") reported as disposed of herein was cancelled and converted into the right to receive 0.875 shares of Strategic Education, Inc. (the "Exchange Ratio") at the effective time of the merger pursuant to that certain Agreement and Plan of Merger, dated as of October 29, 2017, by and among Strayer Education, Inc. (which was renamed "Strategic Education, Inc." on August 1, 2018), Capella and Sarg Sub Inc. ("Merger Sub"), whereby the parties thereto effected the merger of Capella into Merger Sub to become a wholly owned subsidiary of Strayer Education, Inc. (the "Merger"). No additional consideration was received in connection with the disposition of such securities. F2 · price: Includes 1,054 deferred stock units to be settled in Capella common stock. The deferred stock units were fully vested prior to the closing of the Merger. Pursuant to the Merger Agreement, each deferred stock unit was disposed of in exchange for a number of deferred stock units to be settled in common stock of Strategic Education, Inc. based on the Exchange Ratio. The deferred stock units will be subject to substantially the same terms and conditions of the Capella deferred stock units. No additional consideration was received in connection with the disposition of such securities. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:00 UTC | KEYCORP /NEW/ KEY · Entity 3220 | PurchaseCommon Shares | 9,610 | $20.81 | $199,984.10 |
DisclosureSEC source: 0001294671-18-000066 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,791 Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:46 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | GrantRestricted Stock Units · Derivative | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025532 · doc1.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847 Underlying: Common Stock · 847 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F4 · derivative.exercise_date: The restricted stock units vest in full on the earlier of May 23, 2019 and the date of the Registrant's next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person upon vest. F4 · derivative.expiration_date: The restricted stock units vest in full on the earlier of May 23, 2019 and the date of the Registrant's next annual meeting of stockholders. Vested shares will be delivered to the Reporting Person upon vest. Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:46 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025532 · doc1.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F3 · derivative.exercise_date: The restricted stock units vested in full on May 23, 2018. Vested shares are delivered to the Reporting Person upon vest. F3 · derivative.expiration_date: The restricted stock units vested in full on May 23, 2018. Vested shares are delivered to the Reporting Person upon vest. Read SEC document |
| May 23, 2018 Filed May 24, 2018 16:46 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionCommon Stock | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-025532 · doc1.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units granted to the Reporting Person on May 24, 2017. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000054 · edgar.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,123 Underlying: Common Shares · 6,448 shares Expires 2018-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Disposition to issuerCommon Shares | 3,224 | $20.25 | $65,286.00 |
DisclosureSEC source: 0001294671-18-000054 · edgar.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,181 Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:14 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,448 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000054 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 21, 2018, 3,224 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,224 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:09 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 5,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-18-000041 · edgar.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,571 Underlying: Common Shares · 5,917 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F3 · price: The Deferred Shares were awarded under the Deferred Share Plan. F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 10, 2021. F4 · balance_after: Includes approximately 463 dividend-equivalent Deferred Shares accrued between June 2017 and March 2018. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 29,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000002 · edgar.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 29,800 shares Expires 2018-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. F2 · shares: Includes approximately 2,804 dividend-equivalent deferred shares accrued under the Deferred Compensation Plan between June 2013 and December 2017. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 22:11 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 29,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-18-000002 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Prior to 2014, directors were permitted to defer the payment of directors' fees into the KeyCorp Second Directors' Deferred Compensation Plan ("Deferred Compensation Plan"). The deferred fees were converted to deferred shares, which are the economic equivalent of common shares. These deferred shares are being distributed as common shares pursuant to the terms of the Deferred Compensation Plan. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:00 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | GrantRestricted Stock Units · Derivative | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022408 · doc1.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017 Underlying: Common Stock · 1,017 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F4 · derivative.exercise_date: The restricted stock units vest in full on the earlier of May 24, 2018 and the date of the Registrant's next annual meeting of stockholders. Shares will be delivered to the reporting person upon vest. F4 · derivative.expiration_date: The restricted stock units vest in full on the earlier of May 24, 2018 and the date of the Registrant's next annual meeting of stockholders. Shares will be delivered to the reporting person upon vest. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:00 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionRestricted Stock Units · Derivative | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022408 · doc1.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F3 · derivative.exercise_date: The restricted stock units vested in full on May 24, 2017. Vested shares are delivered to the Reporting Person upon vest. F3 · derivative.expiration_date: The restricted stock units vested in full on May 24, 2017. Vested shares are delivered to the Reporting Person upon vest. Read SEC document |
| May 24, 2017 Filed May 25, 2017 18:00 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | Exercise / conversionCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022408 · doc1.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units granted to the Reporting Person on September 29, 2016. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionDeferred Shares · Derivative | 6,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000067 · edgar.xml · derivative · entry 3 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,191 Underlying: Common Shares · 6,421 shares Expires 2017-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Disposition to issuerCommon Shares | 3,210 | $17.71 | $56,849.10 |
DisclosureSEC source: 0001294671-17-000067 · edgar.xml · nonDerivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,157 Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:31 UTC | KEYCORP /NEW/ KEY · Entity 3220 | Exercise / conversionCommon Shares | 6,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001294671-17-000067 · edgar.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares. Read SEC document |
| May 18, 2017 Filed May 22, 2017 20:37 UTC | KEYCORP /NEW/ KEY · Entity 3220 | GrantDeferred Shares · Derivative | 6,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001294671-17-000056 · edgar.xml · derivative · entry 2 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,612 Underlying: Common Shares · 6,787 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share. F3 · price: The Deferred Shares were awarded under the Deferred Share Plan. F2 · derivative.exercise_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. F2 · derivative.expiration_date: Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), the participant will receive payment of the Deferred Shares one-half as Common Shares and one-half in cash on May 18, 2020. F4 · balance_after: Includes approximately 348 dividend-equivalent Deferred Shares accrued between September 2016 and March 2017. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:26 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GrantCommon Stock | 1,054 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-030000 · doc4.xml · nonDerivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 F1 · shares: Represents restricted stock units that will vest in full on April 30, 2018, and that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board or the company experiences a change-in-control. F1 · price: Represents restricted stock units that will vest in full on April 30, 2018, and that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board or the company experiences a change-in-control. F2 · balance_after: Includes 1,054 restricted stock units that will vest and be settled in shares of CPLA common stock per footnote 1. Read SEC document |
| September 29, 2016 Filed Sep 29, 2016 17:08 UTC | WELLCARE HEALTH PLANS, INC. WCG · Entity 152183 | GrantRestricted Stock Units · Derivative | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081079 · doc1.xml · derivative · entry 1 Dallas H James · CIK 0001324953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929 Underlying: Common Stock · 929 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WCG common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on the earlier of the first anniversary of the date of grant or the Registrant's next annual meeting of stockholders. Shares will be delivered to the reporting person upon vest. F2 · derivative.expiration_date: The restricted stock units vest in full on the earlier of the first anniversary of the date of grant or the Registrant's next annual meeting of stockholders. Shares will be delivered to the reporting person upon vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.