TapewireFind a company

person · Reporting owner

DAWES KAREN A

Disclosed activity across 3 companies

Tapewire entity
46694
SEC CIK
0001261506

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Assertio Therapeutics, IncASRT · Entity 149352DirectorMay 08, 2020May 12, 2020
REPLIGEN CORPRGEN · Entity 486DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Assertio Therapeutics, Inc

Report date May 08, 2020 · Filed May 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect84,589 Reported balance After 2020-05-08 transaction · row 1
1 source row

Row 1 · 2020-05-08 · Sale · Disposed 15,834 · Balance 84,589

F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2: The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 8, 2020 at prices ranging from $0.7562 to $0.8245 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2019.

F2: The price reported is a weighted average sale price. The shares were sold in multiple same-way transactions on May 8, 2020 at prices ranging from $0.7562 to $0.8245 per share of common stock. If requested by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares of common stock sold at each separate price.

REPLIGEN CORP

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,816 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 995 · Balance 92,816

F1: Ms. Dawes was awarded 995 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on the earlier of May 14, 2027, one year from the grant date, or the date of the next annual meeting of the Company's shareholders, which has not yet been determined. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $103.38 · Expires 2036-05-14Direct2,239 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Grant · Acquired 2,239 · Balance 2,239

F2: Award vests in full on the earlier of May 14, 2027, one year from grant date, or on the date of the next annual meeting of the Company's shareholders, which has not yet been determined.

Filing footnotes · ownership attribution and instrument terms

F1: Ms. Dawes was awarded 995 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on the earlier of May 14, 2027, one year from the grant date, or the date of the next annual meeting of the Company's shareholders, which has not yet been determined. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

F2: Award vests in full on the earlier of May 14, 2027, one year from grant date, or on the date of the next annual meeting of the Company's shareholders, which has not yet been determined.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Barinthus Biotherapeutics plc.

Report date September 09, 2026 · Filed September 09, 2026

Section 16 reporting ended · disclosed 2026-09-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2026-09-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-09 · Disposition to issuer · Disposed 1,700 · Balance 0

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F3: Pursuant to the Merger Agreement and in connection with the effectiveness of the Scheme, at the Effective Time, each Share of the Issuer was converted into the right to receive 0.111 shares of common stock, $0.0001 par value per share, of Topco (the "Topco Common Stock").

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2031-05-01Direct0 Reported balance After 2026-09-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-09 · Disposition to issuer · Disposed 34,328 · Balance 0

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27 · Expires 2032-06-15Direct0 Reported balance After 2026-09-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-09 · Disposition to issuer · Disposed 18,604 · Balance 0

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.27 · Expires 2033-05-11Direct0 Reported balance After 2026-09-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-09 · Disposition to issuer · Disposed 19,197 · Balance 0

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.34 · Expires 2034-05-10Direct0 Reported balance After 2026-09-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-09 · Disposition to issuer · Disposed 19,516 · Balance 0

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2035-06-10Direct0 Reported balance After 2026-09-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-09 · Disposition to issuer · Disposed 20,174 · Balance 0

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

Filing footnotes · ownership attribution and instrument terms

F1: The Ordinary Shares may be represented by American Depositary Shares ("ADSs" and together with the Ordinary Shares, the "Shares"), each of which currently represents one Ordinary Share.

F2: This Form 4 reports securities transacted in connection with the Agreement and Plan of Merger, dated September 29, 2025, as amended (the "Merger Agreement") by and among the Issuer, Beacon Topco, Inc. ("Topco"), a Delaware corporation and a direct wholly owned subsidiary of the Issuer, Cdog Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Topco, and Clywedog Therapeutics, Inc., a Delaware corporation. On September 9, 2026 (the "Effective Time"), in connection with the effectiveness of the scheme of arrangement under Part 26 of the United Kingdom Companies Act 2006 (the "Scheme") contemplated by the Merger Agreement, Topco acquired the entire issued share capital of the Issuer, resulting in the Issuer becoming a direct wholly owned subsidiary of Topco.

F3: Pursuant to the Merger Agreement and in connection with the effectiveness of the Scheme, at the Effective Time, each Share of the Issuer was converted into the right to receive 0.111 shares of common stock, $0.0001 par value per share, of Topco (the "Topco Common Stock").

F4: Pursuant to the Merger Agreement, at the Effective Time, each option to acquire Shares under the Issuer's equity plans that was outstanding as of immediately prior to the Effective Time ceased to represent a right to acquire Shares of the Issuer, and was converted into an option to acquire shares of Topco Common Stock and assumed by Topco on the same terms and conditions (including applicable vesting and exercisability conditions) as were applicable to such option immediately prior to the Effective Time.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2021 Filed Nov 4, 2021 21:41 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 532 $303.48 $161,451.36
Disclosure

SEC source: 0000899243-21-043038 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,354

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $303.48 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.89 to $303.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:41 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 446 $301.97 $134,678.62
Disclosure

SEC source: 0000899243-21-043038 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,886

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $301.97 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.71 to $302.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:41 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 251 $301.20 $75,601.20
Disclosure

SEC source: 0000899243-21-043038 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,332

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $301.20 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $300.70 to $301.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 21:41 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 64 $299.02 $19,137.28
Disclosure

SEC source: 0000899243-21-043038 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,583

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:46 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 27 $295.82 $7,987.14
Disclosure

SEC source: 0000899243-21-036134 · doc4.xml · nonDerivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,647

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F5 · price: $295.82 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.79 to $295.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:46 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 108 $295.02 $31,862.16
Disclosure

SEC source: 0000899243-21-036134 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,674

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $295.02 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.75 to $295.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:46 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 101 $294.06 $29,700.06
Disclosure

SEC source: 0000899243-21-036134 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,782

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $294.06 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.64 to $294.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:46 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 25 $292.34 $7,308.50
Disclosure

SEC source: 0000899243-21-036134 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,883

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $292.34 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.17 to $292.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:46 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 13 $290.02 $3,770.26
Disclosure

SEC source: 0000899243-21-036134 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,908

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionStock Option (Right to Buy) · Derivative 3,459 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · derivative · entry 8

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,459 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 851 $285.44 $242,909.44
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 7

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,921

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F7 · price: $285.44 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $285.19 to $285.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 1,107 $284.64 $315,096.48
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 6

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,772

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F6 · price: $284.64 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $284.18 to $285.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 661 $283.56 $187,433.16
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,879

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F5 · price: $283.56 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $283.16 to $284.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 405 $282.53 $114,424.65
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,540

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $282.53 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $282.10 to $282.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 196 $281.68 $55,209.28
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,945

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $281.68 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $281.08 to $282.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 239 $280.27 $66,984.53
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,141

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $280.27 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $279.90 to $280.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 20:29 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionCommon Stock 3,459 $38.76 $134,070.84
Disclosure

SEC source: 0000899243-21-034897 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 40 $262.31 $10,492.40
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 11

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,921

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 78 $260.91 $20,350.98
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 10

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,961

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F10 · price: $260.91 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.80 to $261.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 388 $259.93 $100,852.84
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 9

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,039

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F9 · price: $259.93 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.39 to $260.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 634 $258.91 $164,148.94
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 8

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,427

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F8 · price: $258.91 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.32 to $259.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 302 $257.66 $77,813.32
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 7

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,061

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F7 · price: $257.66 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.14 to $258.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 194 $256.43 $49,747.42
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 6

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,363

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 2,231 $255.07 $569,061.17
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,557

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F6 · price: $255.07 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.73 to $255.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 8,580 $254.09 $2,180,092.20
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,788

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F5 · price: $254.09 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.71 to $254.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 4,665 $253.34 $1,181,831.10
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,368

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $253.34 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.69 to $253.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 920 $251.92 $231,766.40
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,033

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $251.92 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.66 to $252.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 17, 2021 Filed Aug 19, 2021 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 924 $251.15 $232,062.60
Disclosure

SEC source: 0000899243-21-033643 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,953

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $251.15 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.63 to $251.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:25 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 614 $203.11 $124,709.54
Disclosure

SEC source: 0000899243-21-029561 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,877

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F5 · price: $203.11 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.78 to $203.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:25 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 2,877 $202.29 $581,988.33
Disclosure

SEC source: 0000899243-21-029561 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,491

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $202.29 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.76 to $202.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:25 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 806 $201.37 $162,304.22
Disclosure

SEC source: 0000899243-21-029561 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,368

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $201.37 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.76 to $201.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 20, 2021 Filed Jul 23, 2021 00:25 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 288 $200.01 $57,602.88
Disclosure

SEC source: 0000899243-21-029561 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,174

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $200.01 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.56 to $200.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 21:17 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionStock Option (Right to Buy) · Derivative 2,929 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0000899243-21-028505 · doc4.xml · derivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,929 shares

Expires 2025-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 21:17 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 1,520 $202.23 $307,389.60
Disclosure

SEC source: 0000899243-21-028505 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,462

F1 · price: $202.23 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.27 to $204.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 15, 2021 21:17 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionCommon Stock 2,929 $41.19 $120,645.51
Disclosure

SEC source: 0000899243-21-028505 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 Exercise / conversionStock Option (Right to Buy) · Derivative 2,929 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · derivative · entry 6

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,929 shares

Expires 2025-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 5 $204.02 $1,020.10
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · nonDerivative · entry 5

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,462

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F5 · price: $204.02 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.01 to $204.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 444 $203.09 $90,171.96
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,467

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F4 · price: $203.09 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.86 to $203.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 630 $202.29 $127,442.70
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,911

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F3 · price: $202.29 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.77 to $202.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 441 $201.27 $88,760.07
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,541

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on June 8, 2021.

F2 · price: $201.27 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.77 to $201.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 13, 2021 Filed Jul 22, 2021 22:53 UTC Amendment REPLIGEN CORP RGEN · Entity 486 Exercise / conversionCommon Stock 2,929 $41.19 $120,645.51
Disclosure

SEC source: 0000899243-21-029533 · doc4a.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 18, 2021 01:50 UTC REPLIGEN CORP RGEN · Entity 486 GrantStock Option (Right to Buy) · Derivative 1,522 $0.00 Strike: $169.65 $0.00
Disclosure

SEC source: 0000899243-21-019705 · doc4.xml · derivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,522

Underlying: Common Stock · 1,522 shares

Expires 2031-05-13

F2 · derivative.exercise_date: Award vests in full on the earlier of May 13, 2022, one year from grant date, or on the date of the next annual meeting of the Company's shareholders, which has not yet been determined.

Read SEC document
May 13, 2021 Filed May 18, 2021 01:50 UTC REPLIGEN CORP RGEN · Entity 486 GrantCommon Stock 604 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-019705 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,053

F1 · shares: Ms. Dawes was awarded 604 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on the earlier of May 13, 2022, one year from the grant date, or the date of the next annual meeting of the Company's shareholders, which has not yet been determined. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:01 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0000899243-21-019419 · doc4.xml · derivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:01 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 285 $176.85 $50,402.25
Disclosure

SEC source: 0000899243-21-019419 · doc4.xml · nonDerivative · entry 2

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,449

F1 · price: $176.85 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.73 to $176.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 11, 2021 Filed May 13, 2021 21:01 UTC REPLIGEN CORP RGEN · Entity 486 Exercise / conversionCommon Stock 15,000 $3.22 $48,300.00
Disclosure

SEC source: 0000899243-21-019419 · doc4.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 6, 2021 16:29 UTC Barinthus Biotherapeutics plc. VACC · Entity 9597 PurchaseOrdinary Shares 1,700 $17.00 $28,900.00
Disclosure

SEC source: 0001104659-21-062434 · tm2115262-7_4seq1.xml · nonDerivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

F1 · security: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
April 29, 2021 Filed May 4, 2021 20:25 UTC Barinthus Biotherapeutics plc. VACC · Entity 9597 GrantShare Option (Right to Buy) · Derivative 34,328 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-21-061224 · tm2114558-20_4seq1.xml · derivative · entry 1

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Underlying: Ordinary Shares · 34,328 shares

Expires 2031-04-29

F2 · derivative.exercise_date: This option shall vest and become exercisable in three equal annual installments, with the first installment vesting on April 29, 2022.

F1 · derivative.underlying: The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 2,568 $116.56 $299,326.08
Disclosure

SEC source: 0000899243-20-017371 · doc4.xml · nonDerivative · entry 4

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,734

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on March 19, 2020.

F5 · price: $116.56 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.20 to $116.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:42 UTC REPLIGEN CORP RGEN · Entity 486 SaleCommon Stock 8,217 $115.76 $951,199.92
Disclosure

SEC source: 0000899243-20-017371 · doc4.xml · nonDerivative · entry 3

DAWES KAREN A · CIK 0001261506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,302

F1 · kind: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on March 19, 2020.

F4 · price: $115.76 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.20 to $116.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.