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SCHULTZ JOHN F

Disclosed activity across 3 companies

Tapewire entity
46640
SEC CIK
0001548933

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707DirectorMay 14, 2026May 18, 2026
Hewlett Packard Enterprise CoHPE · Entity 2984EVP, COLODecember 15, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLUMBIA BANKING SYSTEM, INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,384 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 50,384

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Filing footnotes · ownership attribution and instrument terms

F1: Beneficial ownership has been adjusted to correct a prior reporting error, as a disposition of 3,000 shares reported on August 29, 2024 was not reflected in subsequent ownership totals.

Hewlett Packard Enterprise Co

Report date December 15, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect248,091.475 Ending reported balance After 2025-12-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 4,305 · Balance 252,396.475

Row 2 · 2025-12-15 · Tax withholding · Disposed 4,305 · Balance 248,091.475

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect114,089 Reported balance After 2025-12-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-15 · Exercise / conversion · Disposed 4,305 · Balance 114,089

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2: As previously reported, on 12/09/24, the reporting person was granted 173,085 restricted stock units ("RSUs"), 57,695 of which vested on 12/09/25, and 55,542 of which will vest on 12/09/26 and 55,543 of which will vest on 12/09/27. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

UMPQUA HOLDINGS CORP

Report date February 28, 2023 · Filed March 01, 2023

Section 16 reporting ended · disclosed 2023-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Disposition to issuer · Disposed 48,063 · Balance 0

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2024 Filed Dec 10, 2024 21:34 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 291.8797 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020422 · form4.xml · derivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,231.8797

Underlying: Common Stock · 291.8797 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F7 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F7 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F7 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 82.8522 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 77.8582 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 65.6164 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 65.5529 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
January 11, 2024 Filed Dec 10, 2024 21:34 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,459.3144 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-24-020422 · form4.xml · derivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,943.3144

Underlying: Common Stock · 1,459.3144 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 414.2370 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 389.2687 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, 328.0629 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 327.7458 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 18:02 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 6,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022879 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,124

Underlying: Common Stock · 6,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 18:02 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 6,770 $16.72 $113,194.40
Disclosure

SEC source: 0001062993-23-022879 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,118.0381

Read SEC document
December 15, 2023 Filed Dec 19, 2023 18:02 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 6,770 $16.72 $113,194.40
Disclosure

SEC source: 0001062993-23-022879 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,888.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 16:14 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 209,748 $16.40 $3,440,370.60
Disclosure

SEC source: 0001062993-23-022517 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,118.0381

F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.22-$16.51. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 62,665 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 15

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 24,298 $16.22 $394,113.56
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 12

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 480,986.0381

Read SEC document
December 10, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 62,665 $16.22 $1,016,426.30
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 11

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 505,284.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 10,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 17

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,940

Underlying: Common Stock · 10,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 55,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,484

Underlying: Common Stock · 55,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

F6 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 4,060 $16.22 $65,853.20
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,866.0381

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 10,940 $16.22 $177,446.80
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,926.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 20,608 $16.22 $334,261.76
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 10

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,619.0381

Read SEC document
December 09, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 55,485 $16.22 $899,966.70
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 9

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,227.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 68,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · derivative · entry 18

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,894

Underlying: Common Stock · 68,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F8 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

F8 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.

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December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 26,935 $16.22 $436,885.70
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 8

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,742.0381

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 68,448 $16.22 $1,110,226.56
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 7

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,677.0381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 5,277 $16.22 $85,592.94
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,229.0381

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 13,407 $16.22 $217,461.54
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,506.0381

F3 · shares: On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 26,742 $16.22 $433,755.24
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,099.0381

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 67,957 $16.22 $1,102,262.54
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,841.0381

F2 · shares: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 48,233 $16.22 $782,339.26
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,884.0381

Read SEC document
December 08, 2023 Filed Dec 12, 2023 20:10 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantCommon Stock 140,069 $16.22 $2,271,919.18
Disclosure

SEC source: 0001062993-23-022485 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,117.0381

F1 · shares: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 19:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 209,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,367

Underlying: Common Stock · 209,367 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · price: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.exercise_date: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

F7 · derivative.expiration_date: On 12/07/23, the reporting person was granted 209,367 RSUs, 69,789 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 2,871.8866 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,341.0533

Underlying: Common Stock · 2,871.8866 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F6 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,419.1512 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,452.7354 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 300.3469 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,879.9263

Underlying: Common Stock · 300.3469 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F5 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 148.4173 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 151.9296 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,501.7058 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,968.5731

Underlying: Common Stock · 1,501.7058 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F4 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 742.0723 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 759.6335 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
July 14, 2023 Filed Dec 11, 2023 19:56 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 821.6679 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-022388 · form4.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,664.5935

Underlying: Common Stock · 821.6679 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

F3 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 406.0296 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 415.6383 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.

Read SEC document
June 12, 2023 Filed Jun 14, 2023 18:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 SaleCommon Stock 226,078 $16.01 $3,618,649.68
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,491.1341

F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.045. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F1 · balance_after: The total beneficial ownership includes 588.0650 shares at $13.6040 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/28/23 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.7810 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 4.8950 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares.

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May 18, 2023 Filed May 19, 2023 23:01 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 4,028 $0.00 $0.00
Disclosure

SEC source: 0000887343-23-000245 · wf-form4_168453726582765.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,311

Read SEC document
March 02, 2023 Filed Mar 3, 2023 23:22 UTC COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 GrantCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0000887343-23-000132 · wf-form4_167788570122697.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,283

Read SEC document
February 28, 2023 Filed Mar 1, 2023 19:01 UTC UMPQUA HOLDINGS CORP UMPQ · Entity 116177 Disposition to issuerCommon Stock 48,063 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008012 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Disposed of in connection with the Issuer's merger with Columbia Banking System, Inc. and each share of common stock of Issuer converted into the right to receive 0.5958 of a share of common stock of Columbia, having a market value of $17.71 per share of Issuer Common Stock based on the closing price per share of Columbia Common Stock on the last trading day prior to the merger of $29.73 per share. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer Common Stock.

Read SEC document
January 13, 2023 Filed Jun 14, 2023 18:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 2,960.17 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,469.1667

Underlying: Common Stock · 2,960.17 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,455.3848 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,504.7819 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · price: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,455.3848 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,504.7819 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · derivative.exercise_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,455.3848 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,504.7819 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F7 · derivative.expiration_date: As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,455.3848 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,504.7819 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
January 13, 2023 Filed Jun 14, 2023 18:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 309.58 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · derivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,579.5794

Underlying: Common Stock · 309.58 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F6 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.2067 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 157.3727 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.2067 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 157.3727 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.2067 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 157.3727 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F6 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 152.2067 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 157.3727 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

Read SEC document
January 13, 2023 Filed Jun 14, 2023 18:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 1,547.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · derivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,466.8673

Underlying: Common Stock · 1,547.87 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 761.0188 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 786.8485 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 761.0188 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 786.8485 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 761.0188 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 786.8485 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F5 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 761.0188 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 786.8485 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

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January 13, 2023 Filed Jun 14, 2023 18:23 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 GrantRestricted Stock Units · Derivative 846.93 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-013590 · form4.xml · derivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,842.9256

Underlying: Common Stock · 846.93 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 416.3964 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 430.5292 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 416.3964 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 430.5292 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 416.3964 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 430.5292 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

F4 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 416.3964 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 430.5292 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.

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December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 809 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · derivative · entry 6

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,270

Underlying: Common Stock · 809 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F3 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which will vest on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

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December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 4,043 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · derivative · entry 5

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,919

Underlying: Common Stock · 4,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · price: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.exercise_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

F2 · derivative.expiration_date: As previously reported, on 12/09/21 the reporting person was granted 162,549 restricted stock units ("RSUs"), 54,183 of which vested on 12/09/22, 52,161 of which will vest on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

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December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 809 $15.76 $12,749.84
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,971.3931

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 809 $15.76 $12,749.84
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,780.3931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 4,043 $15.76 $63,717.68
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,971.3931

Read SEC document
December 15, 2022 Filed Dec 19, 2022 17:19 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 4,043 $15.76 $63,717.68
Disclosure

SEC source: 0001062993-22-024152 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,014.3931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 60,997 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · derivative · entry 14

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,996

Underlying: Common Stock · 60,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F5 · shares: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights.

F5 · price: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.exercise_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights.

F5 · derivative.expiration_date: As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,916 vested dividend equivalent rights and a de minimus adjustment of 0.2726 due to fractional rounding of the dividend equivalent rights.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 39,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · derivative · entry 13

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4 · shares: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights.

F4 · price: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.exercise_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights.

F4 · derivative.expiration_date: As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 4,078 vested dividend equivalent rights and a de minimus adjustment of 0.4842 due to fractional rounding of the dividend equivalent rights.

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December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 24,090 $16.15 $389,053.50
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · nonDerivative · entry 4

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,864.3931

Read SEC document
December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 60,997 $16.15 $985,101.55
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · nonDerivative · entry 3

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,954.3931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Tax withholdingCommon Stock 16,614 $16.15 $268,316.10
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · nonDerivative · entry 2

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,957.3931

Read SEC document
December 10, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionCommon Stock 39,348 $16.15 $635,470.20
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · nonDerivative · entry 1

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,571.3931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 21:46 UTC Hewlett Packard Enterprise Co HPE · Entity 2984 Exercise / conversionRestricted Stock Units · Derivative 11,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-023861 · form4.xml · derivative · entry 16

SCHULTZ JOHN F · CIK 0001548933 · EVP, COLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,079

Underlying: Common Stock · 11,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F7 · shares: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights.

F7 · price: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.exercise_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights.

F7 · derivative.expiration_date: As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 204 vested dividend equivalent rights and a de minimus adjustment of 0.1326 due to fractional rounding of the dividend equivalent rights.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.