Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | Director · CO-PRESIDENT | June 04, 2024 | June 04, 2024 |
| NVR INCNVR · Entity 3312 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOULIHAN LOKEY, INC.
Report date June 04, 2024 · Filed June 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS A COMMON STOCKSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-06-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-06-04 · Conversion · Acquired 20,000 · Balance 20,000 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Row 2 · 2024-06-04 · Sale · Disposed 20,000 · Balance 0 F2: Per share price reflects the weighted average price in a series of open market sales on June 4, 2024 at prices ranging from $132.67 per share to $134.14 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-06-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-06-04 · Conversion · Disposed 20,000 · Balance 0 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | IndirectBY HL VOTING TRUST | 509,056 |
Reported balance
Holding disclosure · report date 2024-06-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 509,056 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
F2: Per share price reflects the weighted average price in a series of open market sales on June 4, 2024 at prices ranging from $132.67 per share to $134.14 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
F3: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
NVR INC
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5,720.10 · Expires 2036-05-13 | Direct | 154 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 154 · Balance 154 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 17, 2017 17:45 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 14,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000015 · wf-form4_149505754122836.xml · derivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 678,729 Underlying: CLASS A COMMON STOCK · 14,480 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 17:45 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 14,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000015 · wf-form4_149505754122836.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,480 Underlying: CLASS A COMMON STOCK · 14,480 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 14,480 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 20:11 UTC | NVR INC NVR · Entity 3312 | SaleNVR, Inc. common stock | 1,302 | $2,070.07 | $2,695,231.14 |
DisclosureSEC source: 0001209191-17-028116 · doc4.xml · nonDerivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271 Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:11 UTC | NVR INC NVR · Entity 3312 | Exercise / conversionStock option (right to buy) · Derivative | 1,302 | $0.00 Strike: $515.05 | $0.00 |
DisclosureSEC source: 0001209191-17-028116 · doc4.xml · derivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,302 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options granted under the 1998 Directors' Long-Term Stock Option Plan vested in 33 1/3% increments on 12/31/10, 12/31/11 and 12/31/12. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 20:11 UTC | NVR INC NVR · Entity 3312 | Exercise / conversionNVR, Inc. common stock | 1,302 | $515.05 | $670,595.10 |
DisclosureSEC source: 0001209191-17-028116 · doc4.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 17:45 UTC | NVR INC NVR · Entity 3312 | GrantStock option (right to buy) · Derivative | 1,300 | $0.00 Strike: $1,094.22 | $0.00 |
DisclosureSEC source: 0001209191-17-023105 · doc4.xml · derivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common stock · 1,300 shares Expires 2024-05-13 F1 · derivative.exercise_date: Stock options granted under the NVR, Inc. 2014 Equity Incentive Plan vest in 25% increments on 12/31/16, 12/31/17, 12/31/18 and 12/31/19. F2 · derivative.underlying_shares: Stock options were granted on May 14, 2014 under the NVR, Inc. 2014 Equity Incentive Plan and are subject to the achievement of a performance metric based on the Company's return on capital performance during the three-year period from 2014 through 2016. Effective March 27, 2017, it was determined by the Compensation Committee of the Board of Directors that the Company had achieved the required return on capital performance metric for the three-year performance period. Vesting for these stock options is now solely contingent upon the director's continued service. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:57 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007909 · doc4.xml · derivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,711 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:57 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 6,711 | $29.05 | $194,954.55 |
DisclosureSEC source: 0000899243-17-007909 · doc4.xml · nonDerivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 12:57 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 6,711 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007909 · doc4.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:32 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 51,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004398 · doc4.xml · derivative · entry 4 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 51,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:32 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 44,740 | $29.25 | $1,308,645.00 |
DisclosureSEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:32 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingClass A Common Stock | 6,520 | $32.30 | $210,596.00 |
DisclosureSEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,740 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 20:32 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 51,260 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004398 · doc4.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 17:20 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000094 · wf-form4_148166762466536.xml · derivative · entry 3 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 16,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 17:20 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GiftCLASS A COMMON STOCK | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000094 · wf-form4_148166762466536.xml · nonDerivative · entry 2 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On December 13, 2016, the reporting person made a charitable donation of 16,150 shares of Class A Common Stock. No value was received for the donated shares. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 17:20 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000094 · wf-form4_148166762466536.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 17:50 UTC | NVR INC NVR · Entity 3312 | SaleNVR, Inc. common stock | 600 | $1,504.33 | $902,598.00 |
DisclosureSEC source: 0001209191-16-148997 · doc4.xml · nonDerivative · entry 1 PREISER DAVID A · CIK 0001122670 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.