Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director · CEO | May 15, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 272,736 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 12,146 · Balance 272,736 F1: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025. F2: Includes 453 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c) |
| Common SharesSEC Table I · non-derivative | Direct | 267,956 |
Reported balance
After 2026-05-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-15 · Tax withholding · Disposed 4,780 · Balance 267,956 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025.
F2: Includes 453 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c)
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 18, 2026 21:22 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 4,780 | $19.61 | $93,735.80 |
DisclosureSEC source: 0000928054-26-000051 · wk-form4_1779139342.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,956 Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:22 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 12,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000051 · wk-form4_1779139342.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 272,736 F1 · shares: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025. F2 · balance_after: Includes 453 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c) Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 36,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000006 · wk-form4_1772144894.xml · derivative · entry 4 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,595 Underlying: Common Stock · 36,595 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. F4 · derivative.exercise_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. F4 · derivative.expiration_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 36,595 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000006 · wk-form4_1772144894.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,137 F3 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 12,126 | $16.02 | $194,258.52 |
DisclosureSEC source: 0000928054-26-000006 · wk-form4_1772144894.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,542 Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 30,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000006 · wk-form4_1772144894.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,668 F1 · shares: Includes 263 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing October 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · shares: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on October 30, 2024. Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 22:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,833 | $16.38 | $30,024.54 |
DisclosureSEC source: 0000928054-25-000120 · wk-form4_1765231791.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,405 Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:43 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 59,298 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-25-000114 · wk-form4_1763761425.xml · derivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,298 Underlying: Common Stock · 59,298 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. F2 · derivative.exercise_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. F2 · derivative.expiration_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:43 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 39,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-25-000114 · wk-form4_1763761425.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,238 F1 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:00 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionPerformance Based Restricted Stock Unit · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928054-25-000087 · wk-form4_1762210811.xml · derivative · entry 4 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. F2 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. F2 · derivative.exercise_date: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:00 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 11,805 | $18.75 | $221,343.75 |
DisclosureSEC source: 0000928054-25-000087 · wk-form4_1762210811.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,706 Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:00 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Shares | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928054-25-000087 · wk-form4_1762210811.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:00 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 7,870 | $18.75 | $147,562.50 |
DisclosureSEC source: 0000928054-25-000087 · wk-form4_1762210811.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,511 F1 · balance_after: Includes 526 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing July 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 24,306 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · derivative · entry 6 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,306 shares Expires 2031-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the options vested on March 7, 2024. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 62,881 | $0.00 Strike: $3.28 | $0.00 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · derivative · entry 5 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 62,881 shares Expires 2033-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Shares | 87,187 | $12.26 | $1,068,912.62 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · nonDerivative · entry 4 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,855 Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Shares | 24,306 | $8.64 | $210,003.84 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Shares | 62,881 | $3.28 | $206,249.68 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2025 Filed Aug 15, 2025 16:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GiftCommon Shares | 7,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-012032 · ownership.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,855 F1 · balance_after: Includes 604 shares Dr. Ezell acquired under Flotek Industries, Inc. 2012 Employee Stock Purchase plan for the three month period commencing April 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 19, 2025 Filed Apr 22, 2025 14:47 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 3,189 | $6.82 | $21,748.98 |
DisclosureSEC source: 0000928054-25-000033 · wk-form4_1745333227.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,746 F1 · ownership.direct: Includes 896 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| March 08, 2025 Filed Mar 11, 2025 13:55 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,173 | $7.48 | $8,774.04 |
DisclosureSEC source: 0000928054-25-000014 · wk-form4_1741701299.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,039 F1 · ownership.direct: Includes 605 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing October 1, 2024. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 20:29 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,134 | $8.70 | $9,865.80 |
DisclosureSEC source: 0000928054-24-000116 · wk-form4_1733516952.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,607 Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-24-000104 · wk-form4_1730405385.xml · derivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2025-12-31 F3 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. F3 · derivative.exercise_date: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-24-000104 · wk-form4_1730405385.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,741 F1 · shares: Restricted stock units that vest in three equal annual installments. F2 · balance_after: Includes 3,275 shares Mr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month periods commencing April 1, 2024 and July 1, 2024. These transactions are exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| April 19, 2024 Filed Apr 22, 2024 20:39 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,973 | $3.46 | $6,826.58 |
DisclosureSEC source: 0000928054-24-000030 · wk-form4_1713818374.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,471 Read SEC document |
| April 19, 2024 Filed Jul 22, 2024 18:57 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,973 | $3.46 | $6,826.58 |
DisclosureSEC source: 0000928054-24-000079 · wk-form4a_1721674643.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,466 F1 · balance_after: On April 22, 2024, the reporting person filed a Form 4 that inadvertently did not include 1,995 shares acquired under the Issuer's 2012 Employee Stock Purchase Plan on March 28, 2024. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 23:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,429 | $2.79 | $3,986.91 |
DisclosureSEC source: 0000928054-24-000018 · wk-form4_1710284700.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,444 Read SEC document |
| December 29, 2023 Filed Jan 11, 2024 21:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 2,223 | $3.33 | $7,402.59 |
DisclosureSEC source: 0000928054-24-000002 · wk-form4_1705007015.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,873 F1 · kind: Mr. Ezell is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") for the 3-month period commencing October 1, 2023. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · price: In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on 12/29/2023. F3 · balance_after: On September 9, 2021, the reporting person filed a Form 4 incorrectly reporting the number of shares beneficially owned following the transaction, which failed to include 6,764 shares from a previous transaction reported on a Form 4 filed on April 6, 2021. The number of shares beneficially owned has been adjusted to correct the error. F4 · balance_after: On November 27, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 87,578 instead of 86,451. The number of shares beneficially owned following the transaction has been adjusted to correct the error. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:41 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 62,881 | $0.00 Strike: $3.28 | $0.00 |
DisclosureSEC source: 0000928054-23-000214 · wk-form4_1701913279.xml · derivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,881 Underlying: Common Shares · 62,881 shares Expires 2033-12-05 F2 · derivative.exercise_date: The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:41 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 13,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-23-000214 · wk-form4_1701913279.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,777 F1 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 21:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 3,225 | $4.00 | $12,900.00 |
DisclosureSEC source: 0000928054-23-000209 · wk-form4_1701120510.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,803 Read SEC document |
| November 27, 2023 Filed Nov 27, 2023 21:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 3,000 | $3.99 | $11,970.00 |
DisclosureSEC source: 0000928054-23-000209 · wk-form4_1701120510.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,578 F1 · balance_after: The number of shares beneficially owned following the transaction have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 22:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 12,000 | $0.80 | $9,600.00 |
DisclosureSEC source: 0000928054-23-000107 · wf-form4_168729860394309.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,464 Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 22:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 300 | $0.77 | $231.00 |
DisclosureSEC source: 0000928054-23-000107 · wf-form4_168729860394309.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,464 Read SEC document |
| June 14, 2023 Filed Jun 20, 2023 22:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 5 | $0.77 | $3.85 |
DisclosureSEC source: 0000928054-23-000107 · wf-form4_168729860394309.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,164 Read SEC document |
| April 19, 2023 Filed Apr 21, 2023 21:58 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 11,837 | $0.69 | $8,167.53 |
DisclosureSEC source: 0000928054-23-000065 · wf-form4_168211429164206.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,159 F1 · shares: Sale of shares to cover tax withholding liability at vesting Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 22:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 8,570 | $1.07 | $9,169.90 |
DisclosureSEC source: 0000928054-23-000028 · wf-form4_167848730370268.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,588 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 03, 2023 Filed Mar 10, 2023 22:22 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 10,134 | $1.20 | $12,160.80 |
DisclosureSEC source: 0000928054-23-000026 · wf-form4_167848693166368.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,588 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 03, 2023 Filed Mar 21, 2023 20:55 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 33,948 | $1.20 | $40,737.60 |
DisclosureSEC source: 0000928054-23-000043 · wf-form4_167943212877124.xml · nonDerivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,635 F3 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 03, 2023 Filed Mar 21, 2023 20:55 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 62,096 | $1.20 | $74,515.20 |
DisclosureSEC source: 0000928054-23-000043 · wf-form4_167943212877124.xml · nonDerivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 543,583 F2 · shares: The shares represent TSR Index Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to certain index. Read SEC document |
| March 03, 2023 Filed Mar 21, 2023 20:55 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 76,899 | $1.20 | $92,278.80 |
DisclosureSEC source: 0000928054-23-000043 · wf-form4_167943212877124.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,487 F1 · shares: The shares represent TSR Peer Group Target Units vested under the Flotek 2020 Performance Unit Plan, the vesting of which is tied to the achievement of specified performance criteria of total shareholder return as compared to a certain peer group. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 21:23 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,624 | $1.00 | $1,624.00 |
DisclosureSEC source: 0000928054-22-000185 · wf-form4_166491860680044.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,292 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 20:17 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 11,617 | $1.36 | $15,799.12 |
DisclosureSEC source: 0000928054-22-000098 · wf-form4_165057221156924.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,916 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:37 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 86,705 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-22-000041 · wf-form4_164696263134943.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,533 F1 · shares: Vests ratably over three years from date of grant Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:31 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 10,134 | $1.41 | $14,288.94 |
DisclosureSEC source: 0000928054-22-000030 · wf-form4_164669228516844.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,828 Read SEC document |
| November 25, 2021 Filed Nov 29, 2021 22:23 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,015 | $0.82 | $832.30 |
DisclosureSEC source: 0000928054-21-000167 · wf-form4_163822461884631.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,962 Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 23:22 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,624 | $1.26 | $2,046.24 |
DisclosureSEC source: 0000928054-21-000146 · wf-form4_163338973920604.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,977 Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 23:49 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 4,984 | $1.30 | $6,479.20 |
DisclosureSEC source: 0000928054-21-000140 · wf-form4_163123138119727.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,601 Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 145,834 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000079 · wf-form4_161905360659621.xml · derivative · entry 3 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,668 Underlying: Common Shares · 145,834 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 145,834 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000079 · wf-form4_161905360659621.xml · derivative · entry 2 Ezell Ryan Gillis · CIK 0001805598 · President, Chem. Technologies 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,834 Underlying: Common Shares · 145,834 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.