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person · Reporting owner

Giacobello Scott M.

Disclosed activity across 2 companies

Tapewire entity
46412
SEC CIK
0001754154

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Whitehawk Therapeutics, Inc.WHWK · Entity 6074CHIEF FINANCIAL OFFICERSeptember 15, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Whitehawk Therapeutics, Inc.

Report date September 15, 2026 · Filed September 18, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.09 · Expires 2036-09-15Direct118,476 Reported balance After 2026-09-15 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 118,476 · Balance 118,476

F1: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect118,476 Reported balance After 2026-09-15 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2026-09-15 · Grant · Acquired 118,476 · Balance 118,476

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GW PHARMACEUTICALS PLC

Report date May 05, 2021 · Filed May 07, 2021

Section 16 reporting ended · disclosed 2021-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-05 transaction · row 1
1 source row

Row 1 · 2021-05-05 · Disposition to issuer · Disposed 165,108 · Balance 0

F1: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement") (continued in footnote 2).

F2: At the effective time of the Scheme of Arrangement, Scheme Shareholders (as defined in the Scheme of Arrangement) became entitled to receive for each Scheme Share (as defined in the Scheme of Arrangement) held by them an amount equal to $16.66 2/3 in cash plus 0.010030 ordinary shares, nominal value $0.0001 per share, of Jazz ("Jazz ordinary shares"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.64 · Expires 2027-05-18Direct0 Reported balance After 2021-05-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-05-05 · Disposition to issuer · Disposed 67,164 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.61 · Expires 2028-02-26Direct0 Reported balance After 2021-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-05-05 · Disposition to issuer · Disposed 68,460 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.33 · Expires 2029-03-01Direct0 Reported balance After 2021-05-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-05-05 · Disposition to issuer · Disposed 44,184 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-05-05 · Disposition to issuer · Disposed 8,136 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-05-05 · Disposition to issuer · Disposed 10,404 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-05-05 · Disposition to issuer · Disposed 83,844 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-05-05 · Disposition to issuer · Disposed 12,576 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-05-05 · Disposition to issuer · Disposed 144,828 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-05-05 · Disposition to issuer · Disposed 86,928 · Balance 0

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2021-05-05 · Disposition to issuer · Disposed 43,824 · Balance 0

F4: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F5: These stock options were granted with automatic vesting on exercisable date.

Share OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2021-05-05 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2021-05-05 · Disposition to issuer · Disposed 70,092 · Balance 0

F4: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F5: These stock options were granted with automatic vesting on exercisable date.

Filing footnotes · ownership attribution and instrument terms

F1: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement") (continued in footnote 2).

F2: At the effective time of the Scheme of Arrangement, Scheme Shareholders (as defined in the Scheme of Arrangement) became entitled to receive for each Scheme Share (as defined in the Scheme of Arrangement) held by them an amount equal to $16.66 2/3 in cash plus 0.010030 ordinary shares, nominal value $0.0001 per share, of Jazz ("Jazz ordinary shares"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

F3: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F4: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F5: These stock options were granted with automatic vesting on exercisable date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 18, 2026 20:45 UTC Amendment Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantRestricted Stock Units · Derivative 118,476 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000016 · form4a-09182026_080953.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: The original Form 4 filed by the Reporting Person erroneously reflected an incorrect vesting schedule. Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 18, 2026 20:45 UTC Amendment Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 118,476 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001754154-26-000016 · form4a-09182026_080953.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantRestricted Stock Units · Derivative 118,476 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000014 · form4-09152026_110910.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest on each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
September 15, 2026 Filed Sep 15, 2026 23:07 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 118,476 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001754154-26-000014 · form4-09152026_110910.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,476

Underlying: Common Stock · 118,476 shares

Expires 2036-09-15

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean September 15, 2026.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:04 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantCommon Stock 38,265 $3.92 $149,998.80
Disclosure

SEC source: 0001754154-26-000012 · form4-05182026_080534.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,489

Read SEC document
April 16, 2026 Filed Apr 17, 2026 20:53 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 SaleCommon Stock 141,600 $4.13 $584,808.00
Disclosure

SEC source: 0001754154-26-000010 · form4-04172026_080413.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,224

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:53 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 SaleCommon Stock 77,000 $3.86 $297,220.00
Disclosure

SEC source: 0001754154-26-000010 · form4-04172026_080413.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,824

F1 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes an aggregate of 11,822 shares of Common Stock acquired between November 14, 2022 and November 15, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 300,677 $0.00 Strike: $3.54 $0.00
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,677

Underlying: Common Stock · 300,677 shares

Expires 2036-04-01

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 Exercise / conversionRestricted Stock Units · Derivative 473,902 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 473,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:18 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 Exercise / conversionCommon Stock 473,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001754154-26-000005 · form4-04032026_100439.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 502,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
March 02, 2026 Filed Mar 10, 2026 23:36 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 SaleCommon Stock 2,594 $3.31 $8,585.10
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,100

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 Exercise / conversionRestricted Stock Units · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2026 Filed Mar 10, 2026 23:36 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 Exercise / conversionCommon Stock 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001754154-26-000002 · form4-03102026_110300.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:23 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantRestricted Stock Units · Derivative 473,902 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,902

Underlying: Common Stock · 473,902 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Whitehawk Therapeutics, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, one hundred percent (100%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 23:23 UTC Whitehawk Therapeutics, Inc. WHWK · Entity 6074 GrantStock Option (right to buy) · Derivative 473,902 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001415889-25-010079 · form4-04032025_110445.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,902

Underlying: Common Stock · 473,902 shares

Expires 2035-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2025.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 01:38 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 SaleCommon Stock 2,806 $2.35 $6,594.10
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,944

F2 · kind: Represents a broker-assisted sale to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:38 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 Exercise / conversionRestricted Stock Units · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 6,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 01:38 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 Exercise / conversionCommon Stock 6,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006318 · form4-03042025_010336.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 00:12 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantRestricted Stock Units · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006411 · form4-03052024_120310.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Aadi Bioscience, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the award shall vest on the one-year anniversary of the Vesting Commencement Date, and twenty five percent (25%) of the shares subject to the award shall vest each of the next three Vesting Commencement Date anniversaries thereafter. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 00:12 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock Option (right to buy) · Derivative 55,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001415889-24-006411 · form4-03052024_120310.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2034-03-01

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one-year anniversary of the Vesting Commencement Date and 1/48th of the total shares subject to the Option shall vest every month thereafter such that all shares subject to the option shall be fully vested on the four-year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 00:12 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock Option (right to buy) · Derivative 138,263 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001415889-24-006411 · form4-03052024_120310.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,263

Underlying: Common Stock · 138,263 shares

Expires 2034-03-01

F1 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall be fully vested on the Grant Date, subject to such Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the Grant Date. "Grant Date" shall mean March 1, 2024. This option comprises a portion of the Reporting Person's bonus for 2023 performance.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:07 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001209191-23-022657 · doc4.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · CFO, Interim CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-04-03

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 3, 2023.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:08 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock option (right to buy) · Derivative 90,000 $0.00 Strike: $10.93 $0.00
Disclosure

SEC source: 0001209191-23-014603 · doc4.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-03-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean March 1, 2023.

Read SEC document
September 26, 2022 Filed Sep 27, 2022 23:17 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantCommon Stock 20,000 $12.50 $250,000.00
Disclosure

SEC source: 0001209191-22-051388 · doc4.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
April 01, 2022 Filed Apr 6, 2022 00:17 UTC Whitehawk Therapeutics, Inc. AADI · Entity 6074 GrantStock option (right to buy) · Derivative 46,400 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001209191-22-023350 · doc4.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,400

Underlying: Common Stock · 46,400 shares

Expires 2032-04-01

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2021 Equity Incentive Plan) through each applicable date, twenty five percent (25%) of the shares subject to the option shall vest on the one year anniversary of the Vesting Commencement Date, and one forty-eighth (1/48th) of the total shares subject to the option shall vest each month thereafter on the same day as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month) such that all shares of common stock subject to the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. "Vesting Commencement Date" shall mean April 1, 2022.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 70,092 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 12

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 70,092 shares

Expires not disclosed

F4 · price: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F4 · derivative.exercise_date: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 43,824 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 11

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 43,824 shares

Expires not disclosed

F4 · price: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F4 · derivative.exercise_date: Pursuant to the Transaction Agreement, one-third of these share options vested and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration, and the remaining two-thirds were converted into an option to acquire Jazz ordinary shares (with any performance goals deemed fully satisfied), half of which will vest on March 2, 2022 and half of which will vest on March 2, 2023.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 86,928 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 10

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 86,928 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 144,828 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 9

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 144,828 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 12,576 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 8

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,576 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 83,844 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 7

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 83,844 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 10,404 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 6

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,404 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 8,136 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 5

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 8,136 shares

Expires not disclosed

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F5 · derivative.expiration_date: These stock options were granted with automatic vesting on exercisable date.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 44,184 Not disclosed Strike: $14.33 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 4

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 44,184 shares

Expires 2029-03-01

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 68,460 Not disclosed Strike: $9.61 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 3

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 68,460 shares

Expires 2028-02-26

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerShare Options · Derivative 67,164 Not disclosed Strike: $8.64 Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 67,164 shares

Expires 2027-05-18

F3 · price: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

F3 · derivative.exercise_date: Pursuant to the Transaction Agreement, dated as of February 3, 2021 (the "Transaction Agreement"), by and among the Company, Jazz and Bidco, these share options vested (to the extent unvested) and were canceled in connection with the closing of the transactions contemplated by the Transaction Agreement in exchange for an all-cash payment equal to the value of the share options based on the value of the transaction consideration.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:15 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Disposition to issuerOrdinary Shares 165,108 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-018661 · doc4.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On May 5, 2021, Jazz Pharmaceuticals Public Limited Company, a public limited company incorporated in the Republic of Ireland ("Jazz"), Jazz Pharmaceuticals UK Holdings Limited, a private limited company incorporated in England and Wales and an indirect wholly owned subsidiary of Jazz ("Bidco") and the DR Nominee (as defined in the Transaction Agreement) acquired all outstanding ordinary shares, par value British Pound Sterling 0.001 per share, of GW Pharmaceuticals plc, a public limited company incorporated in England and Wales (the "Company"), by means of a scheme of arrangement under Part 26 of the UK Companies Act 2006 (the "Scheme of Arrangement") (continued in footnote 2).

F2 · price: At the effective time of the Scheme of Arrangement, Scheme Shareholders (as defined in the Scheme of Arrangement) became entitled to receive for each Scheme Share (as defined in the Scheme of Arrangement) held by them an amount equal to $16.66 2/3 in cash plus 0.010030 ordinary shares, nominal value $0.0001 per share, of Jazz ("Jazz ordinary shares"). The transaction is more fully described in the Company's definitive proxy statement filed with the Securities and Exchange Commission on March 15, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:07 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 GrantShare Options · Derivative 43,824 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010024 · doc4.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,824

Underlying: Ordinary Shares · 43,824 shares

Expires not disclosed

F3 · security: Granted pursuant to the Issuer's Long-Term Incentive Plan.

F6 · security: The share numbers underlying options granted on February 22, 2021 and reported on the reporting person's form 4 filed on February 24, 2021 were amended as of March 2, 2021 and as reported in this form 4.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.41 U.S. Dollars as of February 22, 2021.

F4 · derivative.exercise_date: These share options will vest in four equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F5 · derivative.exercise_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

F4 · derivative.expiration_date: These share options will vest in four equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F5 · derivative.expiration_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

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March 02, 2021 Filed Mar 4, 2021 21:07 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 GrantShare Options · Derivative 70,092 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010024 · doc4.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,092

Underlying: Ordinary Shares · 70,092 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F6 · security: The share numbers underlying options granted on February 22, 2021 and reported on the reporting person's form 4 filed on February 24, 2021 were amended as of March 2, 2021 and as reported in this form 4.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.41 U.S. Dollars as of February 22, 2021.

F1 · derivative.exercise_date: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F5 · derivative.exercise_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

F1 · derivative.expiration_date: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F5 · derivative.expiration_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionShare Options · Derivative 6,288 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · derivative · entry 9

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 6,288 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of March 1, 2021.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Tax withholdingOrdinary Shares 3,300 $17.85 $58,905.00
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 6

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,108

F3 · kind: Withhold to cover vested RSU style share options.

F4 · shares: Represented by ADS.

F5 · price: The price reported is price per ordinary share converted from price per ADS.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionOrdinary Shares 6,288 $0.00 $8.80
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 5

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

F2 · price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionShare Options · Derivative 10,404 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · derivative · entry 8

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,404 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of February 26, 2021.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionShare Options · Derivative 138,756 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · derivative · entry 7

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 138,756 shares

Expires 2021-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of February 26, 2021.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Tax withholdingOrdinary Shares 5,447 $17.90 $97,501.30
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 4

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,120

F3 · kind: Withhold to cover vested RSU style share options.

F4 · shares: Represented by ADS.

F5 · price: The price reported is price per ordinary share converted from price per ADS.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionOrdinary Shares 10,404 $0.00 $14.57
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 3

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

F2 · price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of February 26, 2021.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Tax withholdingOrdinary Shares 72,649 $17.90 $1,300,417.10
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 2

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,163

F3 · kind: Withhold to cover vested RSU style share options.

F4 · shares: Represented by ADS.

F5 · price: The price reported is price per ordinary share converted from price per ADS.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 21:25 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 Exercise / conversionOrdinary Shares 138,756 $0.00 $194.26
Disclosure

SEC source: 0000899243-21-009212 · doc4.xml · nonDerivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of share options. Following the exercise, these shares were converted into American Depositary Shares ("ADS") of the Issuer. Each ADS represents twelve ordinary shares of the Issuer.

F2 · price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.39 U.S. Dollars as of February 26, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 18:45 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 GrantShare Options · Derivative 70,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008086 · doc4.xml · derivative · entry 2

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,128

Underlying: Ordinary Shares · 70,128 shares

Expires not disclosed

F3 · security: Granted pursuant to the Issuer's Long-Term Incentive Plan.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.41 U.S. Dollars as of February 22, 2021.

F4 · derivative.exercise_date: These share options will vest in four equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F5 · derivative.exercise_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

F4 · derivative.expiration_date: These share options will vest in four equal annual installments beginning on February 22, 2022 and be automatically exercised upon vesting.

F5 · derivative.expiration_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 18:45 UTC GW PHARMACEUTICALS PLC GWPH · Entity 139616 GrantShare Options · Derivative 43,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-008086 · doc4.xml · derivative · entry 1

Giacobello Scott M. · CIK 0001754154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,812

Underlying: Ordinary Shares · 43,812 shares

Expires not disclosed

F1 · security: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F2 · derivative.exercise_price: Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.41 U.S. Dollars as of February 22, 2021.

F1 · derivative.exercise_date: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F5 · derivative.exercise_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

F1 · derivative.expiration_date: Granted pursuant to the Issuer's Long-Term Incentive Plan. These share options will vest and be automatically exercised on February 22, 2024 if certain performance conditions are satisfied.

F5 · derivative.expiration_date: Subject to accelerated vesting in connection with the closing of the transactions contemplated by the Transaction Agreement, dated as of February 3, 2021, by and among Jazz Pharmaceuticals UK Holdings Limited, Jazz Pharmaceuticals Public Limited Company and GW Pharmaceuticals plc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.