Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Exec VP, Gen Counsel & Secret | April 30, 2021 | May 03, 2021 |
| Cboe Global Markets, Inc.CBOE · Entity 3134 | Director | May 14, 2026 | May 18, 2026 |
| Medtronic plcMDT · Entity 2888 | EVP GENERAL COUNSEL & SECR | December 16, 2024 | December 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date April 30, 2021 · Filed May 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,872.4023 |
Reported balance
After 2021-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-30 · Exercise / conversion · Acquired 12,059 · Balance 47,872.4023 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 35,813.4023 |
Reported balance
After 2021-04-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-04-30 · Sale · Disposed 12,059 · Balance 35,813.4023 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021. F2: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan. F3: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.25 · Expires 2022-11-01 | Direct | 23,291 |
Reported balance
After 2021-04-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-04-30 · Exercise / conversion · Disposed 12,059 · Balance 23,291 |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2021.
F2: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.
F3: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
Cboe Global Markets, Inc.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,441 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 530 · Balance 7,441 F1: Represents a restricted stock unit award granted under the Company's Third Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 14, 2027, provided that the filing person has remained in service continuously through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award granted under the Company's Third Amended and Restated Long-Term Incentive Plan, which meets the requirements of Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock that will vest on May 14, 2027, provided that the filing person has remained in service continuously through such date.
Medtronic plc
Report date December 16, 2024 · Filed December 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 54,692 |
Reported balance
After 2024-12-16 transaction · row 1
1 source rowRow 1 · 2024-12-16 · Tax withholding · Disposed 532 · Balance 54,692 F1: Represents shares withheld for payment of taxes upon the vesting of restricted stock units previously reported on Table I due to the reporting person's retirement eligibility. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of taxes upon the vesting of restricted stock units previously reported on Table I due to the reporting person's retirement eligibility.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2019 Filed Feb 7, 2019 17:00 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,234.466 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004404 · form4.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,076.2688 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016 and 7/3/2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 17:00 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,072.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-004404 · form4.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310.7348 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/1/2016 and 7/3/2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer 50% of the shares issuable pursuant to the award and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:16 UTC Amendment | 3M CO MMM · Entity 1275 | GrantIncentive Stock Option (Right to Buy) · Derivative | 19,904 | $0.00 Strike: $201.12 | $0.00 |
DisclosureSEC source: 0001127602-19-006914 · form4a.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,904 Underlying: Common Stock · 19,904 shares Expires 2029-02-04 Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:16 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 1,253.434 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006914 · form4a.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,057.3008 F1 · shares: On February 7, 2019, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a 50% deferred basis as a result of the vesting of a 2016 performance share award made to the reporting person. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 05, 2019 Filed Feb 19, 2019 22:16 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,072.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006914 · form4a.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,310.7348 Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:54 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 17,291 | $0.00 Strike: $233.63 | $0.00 |
DisclosureSEC source: 0001127602-18-004622 · form4.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Underlying: Common Stock · 17,291 shares Expires 2028-02-04 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/6/2018). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:54 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 2,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004622 · form4.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,931.0252 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 21:54 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 5,596.769 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-004622 · form4.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,496.0252 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 2, 2015. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 21:23 UTC | 3M CO MMM · Entity 1275 | GiftCommon Stock | 2,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,831 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 21:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 2,300 | $233.13 | $536,187.50 |
DisclosureSEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,179 Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 21:23 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 48 | $233.11 | $11,189.35 |
DisclosureSEC source: 0001127602-17-030527 · form4.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,479 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:30 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004853 · form4a.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:30 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 209.842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004853 · form4a.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,367 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:30 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,455.884 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004853 · form4a.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,577 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:18 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004748 · form4.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 F3 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:18 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 209.842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004748 · form4.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,121 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:18 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,455.884 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004748 · form4.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,121 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on 3/3/2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 30,623 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007787 · form4a.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,623 Underlying: Common Stock · 30,623 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007787 · form4a.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,297.8427 F1 · shares: On February 9, 2017, the reporting person reported the number of shares of 3M Common Stock that will be delivered on a deferred basis as a result of the vesting of a performance share award made to the reporting person on March 3, 2014. The number of shares previously reported as being withheld for the payment of FICA taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 22:51 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 7,455.884 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007787 · form4a.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,576.8427 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:35 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 11,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065866 · form4.xml · derivative · entry 3 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units will vest 100% on 11/1/2016. F3 · derivative.expiration_date: The restricted stock units will vest 100% on 11/1/2016. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:35 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 5,401 | $164.25 | $887,114.25 |
DisclosureSEC source: 0001127602-16-065866 · form4.xml · nonDerivative · entry 2 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,081 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 20:35 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 11,205 | $164.25 | $1,840,421.25 |
DisclosureSEC source: 0001127602-16-065866 · form4.xml · nonDerivative · entry 1 Fong Ivan K · CIK 0001342238 · Sr. VP, Legal & Gen. Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.