Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BJ's Wholesale Club Holdings, Inc.BJ · Entity 638 | Director | October 04, 2019 | October 08, 2019 |
| SIGNET JEWELERS LTDSIG · Entity 8824 | Director | October 21, 2024 | October 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BJ's Wholesale Club Holdings, Inc.
Report date October 04, 2019 · Filed October 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,704 |
Reported balance
After 2019-10-04 transaction · row 1
1 source rowRow 1 · 2019-10-04 · Sale · Disposed 75,000 · Balance 57,704 F1: This transaction was executed in multiple trades at prices ranging from $23.65 to $23.80. The price reported reflects the weighted average sale price. Mr. Seiffer hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $23.65 to $23.80. The price reported reflects the weighted average sale price. Mr. Seiffer hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected.
SIGNET JEWELERS LTD
Report date October 21, 2024 · Filed October 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A Convertible Preference SharesSEC Table II · derivative / convertible security · Conversion / exercise price $78.78 | IndirectSee footnote. | 0 |
Reported balance
After 2024-10-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-21 · Sale · Disposed 102,500 · Balance 0 F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation. F5: Immediately. F6: The Series A Preference Shares do not have an expiration date. F7: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. F8: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Shares, par value $0.18SEC Table I · non-derivative | Direct | 24,687 |
Reported balance
Holding disclosure · report date 2024-10-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,687 F1: Represents Common Shares owned by Mr. Seiffer and held for the benefit of Leonard Green & Partners, L.P. ("LGP"), and includes 1,641 restricted stock units, which are subject to certain vesting and forfeiture provisions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Common Shares owned by Mr. Seiffer and held for the benefit of Leonard Green & Partners, L.P. ("LGP"), and includes 1,641 restricted stock units, which are subject to certain vesting and forfeiture provisions.
F2: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares").
F3: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments.
F4: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation.
F5: Immediately.
F6: The Series A Preference Shares do not have an expiration date.
F7: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein.
F8: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AerSale Corp
Report date March 14, 2025 · Filed March 19, 2025
Section 16 reporting ended · disclosed 2025-03-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 3,141,250 |
Reported balance
After 2025-03-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-14 · Disposition to issuer · Disposed 6,428,571 · Balance 3,141,250 F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF") to the Issuer. Of the 6,428,571 shares of Common Stock sold, 4,736,965 were sold by Main CF, 1,690,670 were sold by Side CF, and 936 were sold by Associates CF. F2: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 3,141,250 shares of Common Stock reported on this row, 2,314,666 are owned by Main CF, 826,127 are owned by Side CF, and 457 are owned by Associates CF. F3: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF") to the Issuer. Of the 6,428,571 shares of Common Stock sold, 4,736,965 were sold by Main CF, 1,690,670 were sold by Side CF, and 936 were sold by Associates CF.
F2: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 3,141,250 shares of Common Stock reported on this row, 2,314,666 are owned by Main CF, 826,127 are owned by Side CF, and 457 are owned by Associates CF.
F3: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Mister Car Wash, Inc.
Report date May 19, 2026 · Filed May 19, 2026 · Amendment
Section 16 reporting ended · disclosed 2026-05-19. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote. | 0 |
Reported balance
After 2026-05-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-05-19 · Other · Disposed 219,213,079 · Balance 0 F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"). F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor. F3: Represents shares of Common Stock previously owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B that were cancelled as part of the Transaction. Of the shares of Common Stock reported, 134,812,845 were held by GEI VI, 80,348,253 were held by GEI Side VI, 315,683 were held by Associates VI-A, and 3,736,298 were held by Associates VI-B. F4: Represents shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. F5: Mr. Seiffer, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder. F6: Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein. This report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger").
F2: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor.
F3: Represents shares of Common Stock previously owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B that were cancelled as part of the Transaction. Of the shares of Common Stock reported, 134,812,845 were held by GEI VI, 80,348,253 were held by GEI Side VI, 315,683 were held by Associates VI-A, and 3,736,298 were held by Associates VI-B.
F4: Represents shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B.
F5: Mr. Seiffer, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder.
F6: Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein. This report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
WHOLE FOODS MARKET INC
Report date August 25, 2017 · Filed August 28, 2017
Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-25 · Gift · Disposed 40,000 · Balance 90,479 Row 2 · 2017-08-28 · Disposition to issuer · Disposed 90,479 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2017-08-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-28 · Disposition to issuer · Disposed 30,318 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. F2: The shares reported on this row are held by a family limited partnership controlled by Mr. Seiffer and established for the benefit of certain of his family members. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-08-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-08-28 · Disposition to issuer · Disposed 2,280 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. F3: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of stock. F4: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, tobe the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.91 · Expires 2021-05-16 | Direct | 0 |
Reported balance
After 2017-08-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-08-28 · Disposition to issuer · Disposed 2,250 · Balance 0 F6: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.30 · Expires 2023-05-13 | Direct | 0 |
Reported balance
After 2017-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-28 · Disposition to issuer · Disposed 2,250 · Balance 0 F6: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.99 · Expires 2024-05-19 | Direct | 0 |
Reported balance
After 2017-08-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-28 · Disposition to issuer · Disposed 2,250 · Balance 0 F6: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.25 · Expires 2018-05-13 | IndirectSee footnote | 0 |
Reported balance
After 2017-08-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-28 · Disposition to issuer · Disposed 9,000 · Balance 0 F6: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. F7: The options reported as held on this row were granted directly to LGP LP in respect of Mr. Seiffer's service on the Issuer's board of directors. Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. Mr. Seiffer disclaims beneficial ownership of the options reported on this row except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest.
F2: The shares reported on this row are held by a family limited partnership controlled by Mr. Seiffer and established for the benefit of certain of his family members.
F3: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of stock.
F4: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, tobe the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F5: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted.
F6: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option.
F7: The options reported as held on this row were granted directly to LGP LP in respect of Mr. Seiffer's service on the Issuer's board of directors. Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. Mr. Seiffer disclaims beneficial ownership of the options reported on this row except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 19, 2026 23:15 UTC Amendment | Mister Car Wash, Inc. MCW · Entity 46172 | OtherCommon Stock | 219,213,079 | $7.00 | $1,534,491,553.00 |
DisclosureSEC source: 0001193125-26-231334 · ownership.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"). F2 · kind: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor. F3 · shares: Represents shares of Common Stock previously owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B that were cancelled as part of the Transaction. Of the shares of Common Stock reported, 134,812,845 were held by GEI VI, 80,348,253 were held by GEI Side VI, 315,683 were held by Associates VI-A, and 3,736,298 were held by Associates VI-B. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. F5 · ownership.nature: Mr. Seiffer, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein. This report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| May 19, 2026 Filed May 19, 2026 20:58 UTC | Mister Car Wash, Inc. MCW · Entity 46172 | OtherCommon Stock | 219,213,079 | $7.00 | $1,534,491,553.00 |
DisclosureSEC source: 0001193125-26-231019 · ownership.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: In connection with the terms of an Agreement and Plan of Merger, dated February 17, 2026 (the "Merger Agreement"), by and among the Issuer, MCW Parent, LP ("Parent"), Boson Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), and, solely for purposes of certain provisions in the Merger Agreement, Mister Car Wash Holdings, Inc., a wholly owned subsidiary of the Issuer, Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation (the "Merger"). F2 · kind: Immediately prior to the effective time of the Merger, pursuant to the Contribution Agreement, dated February 17, 2026, by and among Parent, Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"), the shares of the Issuer's Common Stock ("Common Stock"), par value $0.01 (the "Shares"), owned by the Reporting Persons were contributed and assigned to Parent in exchange for equity interests in Parent (together with the Merger, the "Transaction"). In accordance with the terms of the Merger Agreement, at the effective time of the Merger, the Shares were automatically cancelled and extinguished without any conversion thereof or consideration paid therefor. F3 · shares: Represents shares of Common Stock previously owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B that were cancelled as part of the Transaction. Of the shares of Common Stock reported, 134,812,845 were held by GEI VI, 80,348,253 were held by GEI Side VI, 315,683 were held by Associates VI-A, and 3,736,298 were held by Associates VI-B. F4 · balance_after: Represents shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. F5 · ownership.nature: Mr. Seiffer, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), to be the indirect beneficial owner of some or all of the shares of Common Stock held by GEI VI, GEI Side VI, Associates VI-A, or Associates VI-B and, therefore, a "ten percent holder" hereunder. F6 · ownership.nature: Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein. This report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:00 UTC | AerSale Corp ASLE · Entity 1521 | Disposition to issuerCommon Stock | 6,428,571 | $7.00 | $44,999,997.00 |
DisclosureSEC source: 0000950170-25-041636 · ownership.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Former Director and 10% Owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 3,141,250 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF") to the Issuer. Of the 6,428,571 shares of Common Stock sold, 4,736,965 were sold by Main CF, 1,690,670 were sold by Side CF, and 936 were sold by Associates CF. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 3,141,250 shares of Common Stock reported on this row, 2,314,666 are owned by Main CF, 826,127 are owned by Side CF, and 457 are owned by Associates CF. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 20:05 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | SaleSeries A Convertible Preference Shares · Derivative | 102,500 | $99.25 Strike: $78.78 | $10,173,125.00 |
DisclosureSEC source: 0000950170-24-116636 · ownership.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Shares · 284,063 shares Expires not disclosed F2 · security: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F3 · derivative.exercise_price: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F4 · kind: On October 8, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 102,500 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 102,500 Series A Preference Shares converted, GEI VI converted 63,553 Series A Preference Shares, GEI Side VI converted 37,878 Series A Preference Shares, Associates VI-A converted 77 Series A Preference Shares, and Associates VI-B converted 992 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $135.3 million, based on the volume weighted average share price on the date of the conversion notice, which was $99.25 per Common Share, pursuant to the terms of the Certificate of Designation. F5 · derivative.exercise_date: Immediately. F6 · derivative.expiration_date: The Series A Preference Shares do not have an expiration date. F7 · balance_after: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. F7 · ownership.direct: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. F8 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:06 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | SaleSeries A Convertible Preference Shares · Derivative | 110,000 | $92.17 Strike: $78.78 | $10,138,700.00 |
DisclosureSEC source: 0000950170-24-111428 · ownership.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 102,500 Underlying: Common Shares · 214,076 shares Expires not disclosed F2 · security: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F3 · derivative.exercise_price: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $78.7817 per share at a conversion ratio of 12.6933 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F4 · kind: On September 16, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 110,000 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 110,000 Series A Preference Shares converted, GEI VI converted 68,204 Series A Preference Shares, GEI Side VI converted 40,649 Series A Preference Shares, Associates VI-A converted 83 Series A Preference Shares, and Associates VI-B converted 1,064 Series A Preference Shares. F5 · kind: (Continued from footnote 4) The conversion was settled in cash by the issuer for approximately $135.8 million, based on the volume weighted average share price on the date of the conversion notice, which was $92.17 per Common Share, pursuant to the terms of the Certificate of Designation. F6 · derivative.exercise_date: Immediately. F7 · derivative.expiration_date: The Series A Preference Shares do not have an expiration date. F8 · balance_after: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 63,553 Series A Preference Shares which are convertible into 123,684 Common Shares, GEI Side VI is the direct owner of 37,878 Series A Preference Shares which are convertible into 73,716 Common Shares, Associates VI-A is the direct owner of 77 Series A Preference Shares which are convertible into 149 Common Shares, and Associates VI-B is the direct owner of 992 Series A Preference Shares which are convertible into 1,930 Common Shares. F8 · ownership.direct: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 63,553 Series A Preference Shares which are convertible into 123,684 Common Shares, GEI Side VI is the direct owner of 37,878 Series A Preference Shares which are convertible into 73,716 Common Shares, Associates VI-A is the direct owner of 77 Series A Preference Shares which are convertible into 149 Common Shares, and Associates VI-B is the direct owner of 992 Series A Preference Shares which are convertible into 1,930 Common Shares. F9 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:17 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 1,641 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-080947 · ownership.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,687 F1 · shares: Represents restricted stock units that were granted to Mr. Jonathan A. Seiffer on June 28, 2024 as compensation for his service on the Issuer's board of directors which vest 100% on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). The restricted stock units settle upon vesting for an equivalent number of common shares. F2 · balance_after: Represents common shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 1,641 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| May 20, 2024 Filed May 22, 2024 22:00 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | SaleSeries A Convertible Preference Shares · Derivative | 100,000 | $97.02 Strike: $79.74 | $9,702,150.00 |
DisclosureSEC source: 0000950170-24-063648 · ownership.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 212,500 Underlying: Common Shares · 246,107 shares Expires not disclosed F2 · security: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F3 · derivative.exercise_price: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $79.7410 per share at a conversion ratio of 12.5406 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F4 · kind: On May 6, 2024 Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B") delivered notice to the issuer of a conversion of 100,000 Series A Preference Shares (in the aggregate) for cash in accordance with the terms of the Certificate of Designation of the Series A Preference Shares (the "Certificate of Designation"). Of the 100,000 Series A Preference Shares converted, GEI VI converted 62,004 Series A Preference Shares, GEI Side VI converted 36,954 Series A Preference Shares, Associates VI-A converted 75 Series A Preference Shares, and Associates VI-B converted 967 Series A Preference Shares. The conversion was settled in cash by the issuer for approximately $128 million, based on the volume weighted average share price on the date of the conversion notice, which was $97.0215 per Common Share, pursuant to the terms of the Certificate of Designation. F5 · derivative.exercise_date: Immediately. F6 · derivative.expiration_date: The Series A Preference Shares do not have an expiration date. F7 · balance_after: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 131,757 Series A Preference Shares which are convertible into 324,266 Common Shares as of the date of conversion, GEI Side VI is the direct owner of 78,527 Series A Preference Shares which are convertible into 193,262 Common Shares as of the date of conversion, Associates VI-A is the direct owner of 160 Series A Preference Shares which are convertible into 393 Common Shares as of the date of conversion, and Associates VI-B is the direct owner of 2,056 Series A Preference Shares which are convertible into 5,060 Common Shares as of the date of conversion. F7 · ownership.direct: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 131,757 Series A Preference Shares which are convertible into 324,266 Common Shares as of the date of conversion, GEI Side VI is the direct owner of 78,527 Series A Preference Shares which are convertible into 193,262 Common Shares as of the date of conversion, Associates VI-A is the direct owner of 160 Series A Preference Shares which are convertible into 393 Common Shares as of the date of conversion, and Associates VI-B is the direct owner of 2,056 Series A Preference Shares which are convertible into 5,060 Common Shares as of the date of conversion. F8 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 12, 2024 Filed Apr 16, 2024 22:12 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | SaleSeries A Convertible Preference Shares · Derivative | 312,500 | $99.34 Strike: $79.74 | $31,043,750.00 |
DisclosureSEC source: 0000950170-24-044892 · ownership.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 312,500 Underlying: Common Shares · 4,118,567 shares Expires not disclosed F2 · security: Series A Convertible Preference Shares, par value $0.01 per share ("Series A Preference Shares"). F3 · derivative.exercise_price: The Series A Preference Shares have a stated value of $1,050.94 per share and are convertible into Common Shares of the issuer at a current conversion price of $79.7410 per share at a conversion ratio of 12.5406 Common Shares per Series A Preference Share. The conversion ratio is subject to certain anti-dilution and other adjustments and is subject to change. Since the acquisition of the Series A Preference Shares, the conversion rate has been adjusted as a result of these anti-dilution adjustments. F4 · kind: In accordance with the terms of the Amended Certificate of Designation for the Series A Preference Shares, the Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A"), and LGP Associates VI-B LLC ("Associates VI-B") delivered a notice of conversion of 312,500 Series A Preference Shares to the Issuer. The Issuer repurchased the 312,500 Series A Preference Shares from GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B for the volume weighted average share price of the date of the transaction signing, or $99.34. Of the 312,500 Series A Preference Shares repurchased by the Issuer, 193,761 were repurchased from GEI VI, 115,482 were repurchased from GEI Side VI, 235 were repurchased from Associates VI-A, and 3,022 were repurchased from Associates VI-B. F5 · derivative.exercise_date: Immediately. F6 · derivative.expiration_date: The Series A Preference Shares do not have an expiration date. F7 · balance_after: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 193,761 Series A Preference Shares which are convertible into 2,553,657 Common Shares, GEI Side VI is the direct owner of 115,481 Series A Preference Shares which are convertible into 1,521,972 Common Shares, Associates VI-A is the direct owner of 235 Series A Preference Shares which are convertible into 3,097 Common Shares, and Associates VI-B is the direct owner of 3,023 Series A Preference Shares which are convertible into 39,841 Common Shares. F7 · ownership.direct: GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B are the direct owners of the shares reported herein. Of the shares reported on this row, GEI VI is the direct owner of 193,761 Series A Preference Shares which are convertible into 2,553,657 Common Shares, GEI Side VI is the direct owner of 115,481 Series A Preference Shares which are convertible into 1,521,972 Common Shares, Associates VI-A is the direct owner of 235 Series A Preference Shares which are convertible into 3,097 Common Shares, and Associates VI-B is the direct owner of 3,023 Series A Preference Shares which are convertible into 39,841 Common Shares. F8 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI VI, GEI Side VI, Associates VI-A and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 22:26 UTC | AerSale Corp ASLE · Entity 1521 | SaleCommon Stock | 4,000,000 | $12.50 | $50,000,000.00 |
DisclosureSEC source: 0001209191-23-059229 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 9,569,821 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF"). Of the 4,000,000 shares of Common Stock sold, 2,947,446 were sold by Main CF, 1,051,972 were sold by Side CF, and 582 were sold by Associates CF. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 9,569,821 shares of Common Stock reported on this row, 7,051,632 are owned by Main CF, 2,516,796 are owned by Side CF, and 1,393 are owned by Associates CF. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:54 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 2,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-038612 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,046 F1 · shares: Represents restricted stock units granted to Mr. Jonathan A. Seiffer on June 16, 2023 as compensation for his service on the Issuer's board of directors which vest 100% on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). The restricted stock units settle upon vesting for an equivalent number of common shares of the Issuer (the "Common Shares"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 2,467 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| June 02, 2023 Filed Jun 6, 2023 21:05 UTC | AerSale Corp ASLE · Entity 1521 | SaleCommon Stock | 4,000,000 | $15.00 | $60,000,000.00 |
DisclosureSEC source: 0001209191-23-034787 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 13,569,821 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF"). Of the 4,000,000 shares of Common Stock sold, 2,947,446 were sold by Main CF, 1,051,972 were sold by Side CF, and 582 were sold by Associates CF. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 13,569,821 shares of Common Stock reported on this row, 9,999,078 are owned by Main CF, 3,568,768 are owned by Side CF, and 1,975 are owned by Associates CF. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 23:48 UTC | AerSale Corp ASLE · Entity 1521 | SaleCommon Stock | 112,100 | $10.00 | $1,121,000.00 |
DisclosureSEC source: 0001209191-22-061739 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 17,569,821 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF"). Of the 112,100 shares of Common Stock sold, 82,602 were sold by Main CF, 29,482 were sold by Side CF, and 16 were sold by Associates CF. In connection with the 2020 transactions associated with the business combination of Monocle Acquisition Corporation, AerSale Corporation (f/k/a Monocle Holdings, Inc.) and AerSale Aviation, Inc. (f/k/a AerSale Corp.), Main CF, Side CF and Associates CF gave a purchase right to two members of senior management to acquire up to an aggregate of 112,100 shares of the Common Stock held by Main CF, Side CF and Associates CF at the price set forth on this row. Such purchase right was exercised in full. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 17,569,821 shares of Common Stock reported on this row, 12,946,524 are owned by Main CF, 4,620,740 are owned by Side CF, and 2,557 are owned by Associates CF. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:50 UTC | AerSale Corp ASLE · Entity 1521 | Disposition to issuerCommon Stock | 1,451,820 | $14.80 | $21,490,565.55 |
DisclosureSEC source: 0001209191-22-058412 · doc4.xml · nonDerivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 17,681,921 F4 · shares: Represents shares of Common Stock of the Issuer sold by Main CF, Side CF, and Associates CF to the Issuer. Of the 1,451,820 shares of Common Stock sold to the Issuer, 1,069,790 were sold by Main CF, 381,819 were sold by Side CF, and 211 were sold by Associates CF. F5 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 17,681,921 shares of Common Stock reported on this row, 13,029,126 are owned by Main CF, 4,650,222 are owned by Side CF, and 2,573 are owned by Associates CF. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:50 UTC | AerSale Corp ASLE · Entity 1521 | SaleCommon Stock | 4,452,249 | $14.80 | $65,904,415.82 |
DisclosureSEC source: 0001209191-22-058412 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 19,133,741 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF"). Of the 4,452,249 shares of Common Stock sold, 3,280,690 were sold by Main CF, 1,170,910 were sold by Side CF, and 649 were sold by Associates CF. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 19,133,741 shares of Common Stock reported on this row, 14,098,916 are owned by Main CF, 5,032,041 are owned by Side CF, and 2,784 are owned by Associates CF. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 21:37 UTC | AerSale Corp ASLE · Entity 1521 | SaleCommon Stock | 4,398,750 | $16.22 | $71,325,731.25 |
DisclosureSEC source: 0001209191-22-047245 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 23,585,990 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF LLC ("Associates CF"). Of the 4,398,750 shares of Common Stock sold, 3,241,269 were sold by Main CF, 1,156,840 were sold by Side CF, and 641 were sold by Associates CF. F2 · balance_after: Represents Common Stock owned by Main CF, Side CF, and Associates CF. Of the 23,585,990 shares of Common Stock reported on this row, 17,379,606 are owned by Main CF, 6,202,951 are owned by Side CF, and 3,433 are owned by Associates CF. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 90 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 17, 2022 Filed Jun 23, 2022 01:37 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-038807 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,579 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 17, 2022 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 4,679 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 23:31 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 967,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-061704 · doc4.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F1 · derivative.exercise_price: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to Main CF, Side CF, and Associates CF. Of the Contingent Earnout Shares reported, 712,631 were issued to Main CF, 254,345 were issued to Side CF, and 141 were issued to Associates CF. F1 · price: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F7 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF. Of the Contingent Earnout Shares reported, 0 are owned by Main CF, 0 are owned by Side CF, and 0 are owned by Associates CF. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 23:31 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 967,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-061704 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,984,740 F1 · kind: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F3 · shares: Represents shares of Common Stock acquired by Main CF, Side CF, and Associates CF pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 712,631 were acquired by Main CF, 254,345 were acquired by Side CF, and 141 were acquired by Associates CF. F1 · price: On October 22, 2021, Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by the successors of Main CF, Side CF, and Associates CF pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, on December 22, 2020 (the "Closing Date"), the successors of Main CF, Side CF, and Associates CF became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, Main CF, Side CF, and Associates CF acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F4 · balance_after: Represents shares of Common Stock owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 20,620,875 are owned by Main CF, 7,359,791 are owned by Side CF, and 4,074 are owned by Coinvest. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of Main CF, Side CF, and Associates CF, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:33 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 20,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056089 · doc4.xml · derivative · entry 4 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 967,117 Underlying: Common Stock · 967,117 shares Expires not disclosed F5 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F7 · shares: Represents Contingent Earnout Shares transferred by Side CF to main CF as part of the Transaction. F5 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · balance_after: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:33 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 20,565 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-056089 · doc4.xml · derivative · entry 3 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 967,117 Underlying: Common Stock · 967,117 shares Expires not disclosed F5 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F6 · shares: Represents Contingent Earnout Shares transferred to Main CF by Side CF as part of the Transaction. F5 · price: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F5 · balance_after: The Contingent Earnout Shares are shares of Common Stock that may be issued to Main CF, Side CF, and Associates CF if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocle, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. Of the Contingent Earnout Shares reported, 712,631 are owned by Main CF, 254,345 are owned by Side CF, and 141 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:33 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 574,528 | $12.55 | $7,210,326.40 |
DisclosureSEC source: 0001209191-21-056089 · doc4.xml · nonDerivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F2 · shares: Represents shares of Common Stock transferred to Main CF by Side CF as part of the Transaction. F1 · price: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F3 · balance_after: Represents shares of Common Stock owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,908,244 are owned by Main CF, 7,105,446 are owned by Side CF, and 3,933 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 10, 2021 Filed Sep 15, 2021 01:33 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 574,528 | $12.55 | $7,210,326.40 |
DisclosureSEC source: 0001209191-21-056089 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F2 · shares: Represents shares of Common Stock transferred to Main CF by Side CF as part of the Transaction. F1 · price: This Form 4 is being filed as a result of a rebalancing transaction in which Green Equity Investors Side CF, L.P. ("Side CF") transferred (i) 574,528 shares of Common Stock of the Issuer to Green Equity Investors CF, L.P. ("Main CF") and (ii) 20,565 Contingent Earnout Shares (as described below), in order to correct a scrivener's error in the recorded holdings of each of Main CF and Side CF (the "Transaction"). There was no change in the aggregate number of shares of Common Stock or Contingent Earnout Shares beneficially owned by the Reporting Persons as a result of such transaction. The price for the Common Stock reflected in this Form 4 is the closing price on April 16, 2021, the record date of the holdings as to which the scrivener's error related. F3 · balance_after: Represents shares of Common Stock owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,908,244 are owned by Main CF, 7,105,446 are owned by Side CF, and 3,933 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 21:48 UTC | Mister Car Wash, Inc. MCW · Entity 46172 | SaleCommon Stock | 10,566,577 | $19.42 | $205,202,925.34 |
DisclosureSEC source: 0001209191-21-053886 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 219,213,079 F1 · shares: Represents shares of Common Stock of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"). Of the shares of Common Stock sold, 6,498,290 were sold by GEI VI, 3,872,972 were sold by GEI Side VI, 15,217 were sold by Associates VI-A, and 180,098 were sold by Associates VI-B. F2 · balance_after: Represents the shares of Common Stock of the Issuer owned by GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B. Of the shares of Common Stock reported, 134,812,845 are held by GEI VI, 80,348,253 are held by GEI Side VI, 315,683 are held by Associates VI-A, and 3,736,298 are held by Associates VI-B. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 22:49 UTC | Mister Car Wash, Inc. MCW · Entity 46172 | SaleCommon Stock | 8,607,544 | $14.21 | $122,334,719.10 |
DisclosureSEC source: 0001209191-21-044580 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 229,779,656 F1 · shares: Represents shares of Common Stock of the Issuer sold by Green Equity Investors VI, L.P. ("GEI VI"), Green Equity Investors Side VI, L.P. ("GEI Side VI"), LGP Associates VI-A LLC ("Associates VI-A") and LGP Associates VI-B LLC ("Associates VI-B"). Of the shares of Common Stock sold, 5,293,513 were sold by GEI VI, 3,154,927 were sold by GEI Side VI, 12,396 were sold by Associates VI-A, and 146,708 were sold by Associates VI-B. F2 · balance_after: Represents the shares of Common Stock of the Issuer owned by GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B. Of the shares of Common Stock reported, 141,311,135 are held by GEI VI, 84,221,225 are held by GEI Side VI, 330,900 are held by Associates VI-A, and 3,916,396 are held by Associates VI-B. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI VI, GEI Side VI, Associates VI-A, and Associates VI-B. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 25, 2021 Filed Jun 29, 2021 23:37 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 2,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-043802 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,912 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 25, 2021 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F1 · price: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 25, 2021 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, including 2,012 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 4 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 967,117 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F10 · shares: Represents Contingent Earnout Shares acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F11 · balance_after: Represents Contingent Earnout Shares owned by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares acquired, 692,066 were acquired by Main CF, 274,910 were acquired by Side CF, and 141 were acquired by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 967,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · derivative · entry 3 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F7 · derivative.exercise_price: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F8 · shares: Represents Contingent Earnout Shares contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares contributed, 743,522 were contributed by GEI V, 223,032 were contributed by GEI Side V, and 563 were contributed by Coinvest. F7 · derivative.exercise_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F7 · derivative.expiration_date: The Contingent Earnout Shares are shares of Common Stock that may be issued to GEI V, GEI Side V, and Coinvest if the closing sale price of Common Stock equals or exceeds $15.00 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025, pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. F9 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned Coinvest. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F5 · shares: Represents shares of Common Stock of the Issuer acquired by Main CF, Side CF, and Associates CF pursuant to the Transaction. Of the shares of Common Stock acquired, 19,333,716 were acquired by Main CF, 7,679,974 were acquired by Side CF, and 3,933 were acquired by Associates CF. F6 · balance_after: Represents shares of Common Stock of the Issuer owned by Main CF, Side CF, and Associates CF. Of the shares of Common Stock reported, 19,333,716 are owned by Main CF, 7,679,974 are owned by Side CF, and 3,933 are owned by Associates CF. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 16, 2021 Filed Apr 21, 2021 01:02 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 27,017,623 | $12.55 | $339,071,168.65 |
DisclosureSEC source: 0001209191-21-027695 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F1 · kind: On April 16, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") contributed all securities of the Issuer to each of Green Equity Investors CF, L.P. ("Main CF"), Green Equity Investors Side CF, L.P. ("Side CF"), and LGP Associates CF, LLC ("Associates CF") as part of a transaction pursuant to which GEI V, GEI Side V, Coinvest, and other affiliated co-investment vehicles engaged in a coordinated transfer of their equity interests in several portfolio companies (including the Issuer) to one or more newly formed affiliated investment funds (the "Transaction"). F2 · shares: Represents shares of Common Stock of the Issuer contributed by GEI V, GEI Side V, and Coinvest pursuant to the Transaction. Of the shares of Common Stock contributed, 20,771,203 were contributed by GEI V, 6,230,686 were contributed by GEI Side V, and 15,734 were contributed by Coinvest. F3 · balance_after: Represents shares of Common Stock of the Issuer owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest, and Main CF, Side CF, and Associates CF. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock reported herein, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:10 UTC | AerSale Corp ASLE · Entity 1521 | OtherContingent Earnout Shares · Derivative | 967,117 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-024818 · doc4.xml · derivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 967,117 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F6 · shares: Represents Contingent Earnout Shares settled as shares of Common Stock and issued to GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 743,522 were issued to GEI V, 223,032 were issued to GEI Side V, and 563 were issued to Coinvest. F1 · price: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · price: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.exercise_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.exercise_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F1 · derivative.expiration_date: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · derivative.expiration_date: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F7 · balance_after: Represents Contingent Earnout Shares owned by GEI V, GEI Side V, and Coinvest. Of the Contingent Earnout Shares reported, 0 are owned by GEI V, 0 are owned by GEI Side V, and 0 are owned by Coinvest. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 08, 2021 Filed Apr 2, 2021 23:10 UTC | AerSale Corp ASLE · Entity 1521 | OtherCommon Stock | 967,117 | $13.50 | $13,056,079.50 |
DisclosureSEC source: 0001209191-21-024818 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 27,017,623 F1 · kind: On February 8, 2021, Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and LGP Parts Coinvest LLC ("Coinvest") received an aggregate of 967,117 shares of the Issuer's Common Stock in connection with the settlement of the Contingent Earnout Shares described in Table II, which were acquired by GEI V, GEI Side V, and Coinvest pursuant to an "earn out" provision in the Amended and Restated Merger Agreement, dated as of September 8, 2020 by and among the Issuer, Aersale Aviation, Inc., Monocole, Monocle Merger Sub 1 Inc., Monocle Merger Sub 2 LLC, and Leonard Green & Partners, L.P. (the "Merger Agreement"). (continued in footnote 2) F2 · kind: (continued from footnote 1) As of the consummation of transactions contemplated by the Merger Agreement, or December 22, 2020 (the "Closing Date"), GEI V, GEI Side V, and Coinvest became irrevocably entitled to receive the Contingent Earnout Shares if the closing sale price of Common Stock equals or exceeds $13.50 per share for any period of 20 trading days out of 30 consecutive trading days prior to December 22, 2025. As a result of such conditions being met, GEI V, GEI Side V, and Coinvest acquired an additional 967,117 shares of Common Stock as required pursuant to the Merger Agreement. F3 · shares: Represents shares of Common Stock acquired by GEI V, GEI Side V, and Coinvest pursuant to the "earnout" provision in the Merger Agreement. Of the shares of Common Stock reported, 743,522 were acquired by GEI V, 223,032 were acquired by GEI Side V, and 563 were acquired by Coinvest. F4 · balance_after: Represents shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Of the shares of Common Stock reported, 20,771,203 are owned by GEI V, 6,230,686 are owned by GEI Side V, and 15,734 are owned by Coinvest. F5 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Common Stock owned by GEI V, GEI Side V, and Coinvest. Mr. Seiffer disclaims beneficial ownership of the shares of Common Stock owned by each of GEI V, GEI Side V, and Coinvest, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 22:57 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-065562 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan A. Seiffer on December 28, 2020 in lieu of the reporting person's quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such common shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance. The Common Shares are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 22:46 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052379 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,193 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan A. Seiffer on September 25, 2020 in lieu of his quarterly board retainer fees that were temporarily reduced in response to the ongoing financial impact of the COVID-19 pandemic. Such Common Shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance. The Common Shares are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 23:52 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-039250 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,464 F1 · price: Granted as compensation for services. F2 · balance_after: The shares reported on this row were granted in respect of Mr. Seiffer's service on the Issuer's board of directors and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. Read SEC document |
| June 12, 2020 Filed Jun 17, 2020 00:33 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 5,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-037139 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,396 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 12, 2020 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F1 · price: Represents shares of Common Stock of the Issuer ("Common Shares") underlying restricted stock units awarded to Mr. Jonathan A. Seiffer on June 12, 2020 as compensation for his service on the Issuer's board of directors which vest on the first anniversary of the grant date and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer. Read SEC document |
| March 25, 2020 Filed Mar 29, 2021 22:29 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023471 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 F1 · shares: Represents shares of Common Stock of the Issuer ("Common Shares") granted to Mr. Jonathan A. Seiffer on March 25, 2021 in lieu of his quarterly board retainer fees that were temporarily reduced in response to the financial impact of the COVID-19 pandemic. Such Common Shares were issued in accordance with the Signet Jewelers Limited 2018 Omnibus Incentive Plan and were fully vested on the date of issuance. The Common Shares are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. ("LGP"). F2 · balance_after: Represents Common Shares owned by Mr. Seiffer and held for the benefit of LGP, and includes 5,952 restricted stock units, which are subject to certain vesting and forfeiture provisions. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 22:56 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 75,000 | $23.72 | $1,779,000.00 |
DisclosureSEC source: 0001209191-19-052790 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,704 F1 · price: This transaction was executed in multiple trades at prices ranging from $23.65 to $23.80. The price reported reflects the weighted average sale price. Mr. Seiffer hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 01:36 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 2,987,094 | $25.68 | $76,708,573.92 |
DisclosureSEC source: 0001209191-19-049982 · doc4.xml · nonDerivative · entry 3 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 F7 · shares: 1,661,443 Shares were sold by GEI V, 1,096,824 Shares were sold by GEI Side V, and 228,827 Shares were sold by Beacon. F8 · balance_after: 0 Shares are owned by GEI V, 0 Shares are owned by GEI Side V, and 0 Shares are owned by Beacon. F2 · ownership.nature: Mr. Jonathan A. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Mr. Seiffer disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:36 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | OtherCommon Stock | 132,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049982 · doc4.xml · nonDerivative · entry 2 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,704 F1 · deemedExecutionDate: Not applicable. F2 · kind: Mr. Jonathan A. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Mr. Seiffer disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: GEI V, GEI Side V, and Beacon issued instructions to their custodian requesting the immediate distribution of 5,092,345, 929,155, and 74,356 Shares reported as distributed on this row, respectively, to certain limited partners and members, as applicable, of GEI V, GEI Side V, and Beacon, pro rata in accordance with such limited partners' and members', as applicable, respective interests in GEI V, GEI Side V, and Beacon (the "LP Distribution"). GEI V and GEI Side V also issued instructions to their custodian requesting immediate distribution of 687,766 and 206,308 Shares reported as distributed on this row, respectively, to the general partner of GEI V and GEI Side V pursuant to the governing agreements of GEI V and GEI Side V (the "GP Distribution" and together with the LP Distribution, the "Distribution"). F4 · kind: Following the GP Distribution, the general partner of GEI V and GEI Side V distributed the Shares not retained (as described in the following sentence) to its members. An aggregate of 1,690,865 Shares were retained for sale on behalf of the beneficial owners with respect to the LP Distribution, and an aggregate of 1,296,229 Shares were retained for sale or other disposition on behalf of the beneficial owners with respect to the GP Distribution. F6 · shares: Mr. Seiffer received an aggregate of 132,704 Shares in the Distribution. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 01:36 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | OtherCommon Stock | 6,989,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049982 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,987,094 F1 · deemedExecutionDate: Not applicable. F2 · kind: Mr. Jonathan A. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Mr. Seiffer disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · kind: GEI V, GEI Side V, and Beacon issued instructions to their custodian requesting the immediate distribution of 5,092,345, 929,155, and 74,356 Shares reported as distributed on this row, respectively, to certain limited partners and members, as applicable, of GEI V, GEI Side V, and Beacon, pro rata in accordance with such limited partners' and members', as applicable, respective interests in GEI V, GEI Side V, and Beacon (the "LP Distribution"). GEI V and GEI Side V also issued instructions to their custodian requesting immediate distribution of 687,766 and 206,308 Shares reported as distributed on this row, respectively, to the general partner of GEI V and GEI Side V pursuant to the governing agreements of GEI V and GEI Side V (the "GP Distribution" and together with the LP Distribution, the "Distribution"). F4 · kind: Following the GP Distribution, the general partner of GEI V and GEI Side V distributed the Shares not retained (as described in the following sentence) to its members. An aggregate of 1,690,865 Shares were retained for sale on behalf of the beneficial owners with respect to the LP Distribution, and an aggregate of 1,296,229 Shares were retained for sale or other disposition on behalf of the beneficial owners with respect to the GP Distribution. F5 · balance_after: Following the Distribution, 1,661,443 Shares are owned by GEI V, 1,096,824 Shares are owned by GEI Side V, and 228,827 Shares are owned by Beacon, which shares are retained on behalf of the beneficial owners as described in footnote 4. F2 · ownership.nature: Mr. Jonathan A. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of common stock, par value $0.01 per share, of the Issuer (the "Shares") owned by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Mr. Seiffer disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2019 Filed Jun 19, 2019 01:40 UTC | SIGNET JEWELERS LTD SIG · Entity 8824 | GrantCommon Shares, par value $0.18 | 7,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037891 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,444 F1 · price: Granted as compensation for services. F2 · balance_after: The shares reported on this row were granted in respect of Mr. Seiffer's service on the Issuer's board of directors and are held by Mr. Seiffer for the benefit of Leonard Green & Partners, L.P. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 21:44 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 8,750,000 | $24.53 | $214,637,500.00 |
DisclosureSEC source: 0001209191-19-036149 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,977,024 F1 · shares: Represents shares of common stock, par value $0.01 per share, of BJ's Wholesale Club Holdings, Inc. ("Common Stock") sold by Green Equity Investors, V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Of the 9.775,000 shares of Common Stock sold, 6,526,354 were sold by GEI V, 1,957,749 were sold by GEI Side V, and 265,897 were sold by Beacon. F2 · balance_after: Represents Common Stock owned by GEI V, GEI Side V, and Beacon. Of the 9,977,024 shares of Common Stock reported on this row, 7,441,554 are owned by GEI V, 2,232,287 are owned by GEI Side V, and 303,183 are owned by Beacon. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent until 30 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Common Stock owned by GEI V, GEI Side V, and Beacon. Mr. Seiffer disclaims beneficial ownership of the Common Stock owned by each of GEI V, GEI Side V, and Beacon, except to the extent of his pecuniary interest in GEI V and GEI Side V, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 01:07 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 9,775,000 | $24.58 | $240,269,500.00 |
DisclosureSEC source: 0001209191-19-019568 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,727,024 F1 · shares: Represents shares of common stock, par value $0.01 per share, of BJ's Wholesale Club Holdings, Inc. ("Common Stock") sold by Green Equity Investors, V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon"). Of the 9,775,000 shares of Common Stock sold, 7,290,870 were sold by GEI V, 2,187,085 were sold by GEI Side V, and 297,045 were sold by Beacon. F2 · balance_after: Represents Common Stock owned by GEI V, GEI Side V, and Beacon. Of the 18,727,024 shares of Common Stock reported on this row, 13,967,908 are owned by GEI V, 4,190,036 are owned by GEI Side V, and 569,080 are owned by Beacon. The Common Stock reported on this row is subject to a customary lock-up agreement and cannot be sold without underwriter consent until 60 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Common Stock owned by GEI V, GEI Side V, and Beacon. Mr. Seiffer disclaims beneficial ownership of the Common Stock owned by each of GEI V, GEI Side V, and Beacon, except to the extent of his pecuniary interest in GEI V and GEI Side V, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 01:52 UTC | BJ's Wholesale Club Holdings, Inc. BJ · Entity 638 | SaleCommon Stock | 15,034,658 | $26.00 | $390,901,108.00 |
DisclosureSEC source: 0001209191-18-052925 · doc4.xml · nonDerivative · entry 1 SEIFFER JONATHAN A · CIK 0001243592 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,502,024 F1 · shares: Represents shares of common stock, par value $0.01 per share, of BJ's Wholesale Club Holdings, Inc. ("Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and Beacon Coinvest LLC ("Beacon") in connection with the closing of a secondary offering of Common Stock by certain selling stockholders (the "Offering") and in connection with the exercise of an over-allotment option by the underwriters in the Offering. Of the 15,034,658 shares of Common Stock sold, 11,213,886 were sold by GEI V, 3,363,897 were sold by GEI Side V, and 456,875 were sold by Beacon. F2 · balance_after: Represents Common Stock owned by GEI V, GEI Side V, and Beacon. Of the 28,502,024 shares of Common Stock reported on this row, 21,258,778 are owned by GEI V, 6,377,121 are owned by GEI Side V, and 866,125 are owned by Beacon. The Common Stock reported on this row is subject to a lock-up agreement and cannot be sold without underwriter consent, among other exceptions, until 90 days after the date of the prospectus relating to the transactions reported hereon. F3 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the Common Stock owned by GEI V, GEI Side V, and Beacon. Mr. Seiffer disclaims beneficial ownership of the Common Stock owned by each of GEI V, GEI Side V, and Beacon, except to the extent of his pecuniary interest in GEI V and GEI Side V, and this report shall not otherwise be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 9,000 | Not disclosed Strike: $31.25 | Not disclosed |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · derivative · entry 8 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2018-05-13 F6 · price: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. F7 · ownership.nature: The options reported as held on this row were granted directly to LGP LP in respect of Mr. Seiffer's service on the Issuer's board of directors. Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options. Mr. Seiffer disclaims beneficial ownership of the options reported on this row except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | Not disclosed Strike: $35.99 | Not disclosed |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · derivative · entry 7 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2024-05-19 F6 · price: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | Not disclosed Strike: $30.30 | Not disclosed |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · derivative · entry 6 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2023-05-13 F6 · price: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 2,250 | Not disclosed Strike: $37.91 | Not disclosed |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · derivative · entry 5 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires 2021-05-16 F6 · price: Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. F5 · derivative.exercise_date: The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerCommon Stock | 2,280 | $42.00 | $95,760.00 |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · nonDerivative · entry 4 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. F3 · ownership.nature: Leonard Green & Partners, L.P. ("LGP LP") holds 2,280 shares of stock. F4 · ownership.nature: Mr. Seiffer directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, tobe the indirect beneficial owner of the shares owned by LGP LP. Mr. Seiffer disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 28, 2017 Filed Aug 28, 2017 17:02 UTC | WHOLE FOODS MARKET INC WFM · Entity 173568 | Disposition to issuerCommon Stock | 30,318 | $42.00 | $1,273,356.00 |
DisclosureSEC source: 0000865436-17-000230 · wf-form4_150395413240335.xml · nonDerivative · entry 3 SEIFFER JONATHAN A · CIK 0001243592 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. F2 · ownership.nature: The shares reported on this row are held by a family limited partnership controlled by Mr. Seiffer and established for the benefit of certain of his family members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.