Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Director | September 04, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 16,611.9537 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Sale · Disposed 546 · Balance 16,611.9537 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.80 to $88.83, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2: The total reflects 21.5246 dividend equivalent right (DER) units credited to the reporting person on August 17, 2026 and 3.2567 DER units credited to the reporting person on September 2, 2026 pursuant to the terms of the American States Water Company 2003 and 2023 non-employee directors stock plans, respectively, since the reporting person's last report. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.80 to $88.83, inclusive. The reporting person undertakes to provide to American States Water Company, any security holder of American States Water Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The total reflects 21.5246 dividend equivalent right (DER) units credited to the reporting person on August 17, 2026 and 3.2567 DER units credited to the reporting person on September 2, 2026 pursuant to the terms of the American States Water Company 2003 and 2023 non-employee directors stock plans, respectively, since the reporting person's last report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2018 Filed Sep 7, 2018 23:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 6.1999 | $60.43 | $374.66 |
DisclosureSEC source: 0001209191-18-050150 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,510.7451 F2 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 15, 2018 Filed Sep 7, 2018 23:18 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.761 | $59.42 | $817.68 |
DisclosureSEC source: 0001209191-18-050150 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,504.5452 F1 · shares: DER Units credited on 08/15/2018 as dividend at FMV Read SEC document |
| May 29, 2018 Filed May 30, 2018 23:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,779 | $56.90 | $158,115.65 |
DisclosureSEC source: 0001209191-18-034271 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,490.7842 Read SEC document |
| May 22, 2018 Filed May 24, 2018 23:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,362.3978 | $55.05 | $75,000.00 |
DisclosureSEC source: 0001209191-18-033224 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,255.9545 Read SEC document |
| May 15, 2018 Filed May 30, 2018 23:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.8297 | $54.57 | $754.69 |
DisclosureSEC source: 0001209191-18-034271 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,269.7842 F1 · shares: DER Units credited on 05/15/2018 as dividend at FMV Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 19:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,797 | $51.05 | $91,744.04 |
DisclosureSEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 3 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,893.5567 Read SEC document |
| February 15, 2018 Filed Mar 6, 2018 19:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.1367 | $53.13 | $751.08 |
DisclosureSEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,690.5567 F2 · shares: DER Units credited on 02/15/2018 as dividend at FMV Read SEC document |
| January 10, 2018 Filed Mar 6, 2018 19:23 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.4073 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017137 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,676.42 F1 · shares: Adjustment due to partial share Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 1,675 | $57.42 | $96,178.50 |
DisclosureSEC source: 0001209191-17-062983 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,677.8273 Read SEC document |
| November 15, 2017 Filed Nov 30, 2017 18:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.7146 | $54.51 | $747.58 |
DisclosureSEC source: 0001209191-17-062983 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,352.8273 F1 · shares: DER units credited on 11/15/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 500 | $48.94 | $24,470.00 |
DisclosureSEC source: 0001209191-17-051346 · doc4.xml · nonDerivative · entry 3 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,339.1127 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.6789 | $48.98 | $425.09 |
DisclosureSEC source: 0001209191-17-051346 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,839.1127 F2 · shares: DER unit credited on 9/1/2017 as dividend at FMV Read SEC document |
| August 15, 2017 Filed Sep 5, 2017 20:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.8346 | $50.14 | $743.81 |
DisclosureSEC source: 0001209191-17-051346 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,830.4338 F1 · shares: DER units credited on 8/15/2017 as dividend at FMV Read SEC document |
| May 23, 2017 Filed May 24, 2017 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,667.0371 | $44.99 | $75,000.00 |
DisclosureSEC source: 0001209191-17-035142 · doc4.xml · nonDerivative · entry 3 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,815.5992 Read SEC document |
| May 15, 2017 Filed May 24, 2017 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.7451 | $44.59 | $702.07 |
DisclosureSEC source: 0001209191-17-035142 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,148.5621 F2 · shares: DER units credited on 5/15/2017 as dividend at FMV Read SEC document |
| February 15, 2017 Filed May 24, 2017 23:50 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.9013 | $43.91 | $698.23 |
DisclosureSEC source: 0001209191-17-035142 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,132.817 F1 · shares: DER units credited on 2/15/2017 as dividend at FMV Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 19:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 900 | $44.00 | $39,600.00 |
DisclosureSEC source: 0001209191-16-152273 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,116.9157 Read SEC document |
| November 15, 2016 Filed Nov 29, 2016 19:39 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 16.7472 | $41.45 | $694.17 |
DisclosureSEC source: 0001209191-16-152273 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,016.9157 F1 · shares: DER units credited on 11/15/2016 as dividend at FMV Read SEC document |
| September 06, 2016 Filed Sep 6, 2016 21:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 980 | $39.62 | $38,827.60 |
DisclosureSEC source: 0001209191-16-140189 · doc4.xml · nonDerivative · entry 3 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000.1685 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 21:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.0126 | $38.85 | $311.29 |
DisclosureSEC source: 0001209191-16-140189 · doc4.xml · nonDerivative · entry 2 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,980.1685 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| August 15, 2016 Filed Sep 6, 2016 21:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 15.4478 | $41.37 | $639.08 |
DisclosureSEC source: 0001209191-16-140189 · doc4.xml · nonDerivative · entry 1 BONTA DIANA M · CIK 0001388959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,972.1559 F1 · shares: DER units credited on 8/15/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.