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Wiseman Susan

Disclosed activity across 1 company

Tapewire entity
46018
SEC CIK
0001889752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Braze, Inc.BRZE · Entity 4102General CounselMay 15, 2026May 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Braze, Inc.

Report date May 15, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect198,473 Reported balance After 2026-05-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-15 · Tax withholding · Disposed 10,951 · Balance 198,473

F1: Represents shares withheld to satisfy the reporting person's tax withholding obligations upon vesting and settlement of the underlying equity awards.

F2: Of the reported shares, 82,069 shares are represented by restricted stock units and performance-based restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to satisfy the reporting person's tax withholding obligations upon vesting and settlement of the underlying equity awards.

F2: Of the reported shares, 82,069 shares are represented by restricted stock units and performance-based restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2024 Filed Jun 18, 2024 21:11 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 492 $31.91 $15,699.72
Disclosure

SEC source: 0001676238-24-000108 · wk-form4_1718745094.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,398

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 16, 2024 through June 14, 2024. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the price in Column 4 represents 85% of the fair market value of the Issuer's Class A common stock on June 14, 2024.

Read SEC document
May 17, 2024 Filed May 20, 2024 22:51 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 19 $42.11 $800.09
Disclosure

SEC source: 0001676238-24-000078 · wk-form4_1716245467.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,906

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer, effective November 16, 2021 and last modified April 30, 2023, to satisfy tax withholding obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · balance_after: Of the reported shares, 90,586 shares are represented by restricted stock units.

Read SEC document
May 16, 2024 Filed May 20, 2024 22:51 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 3,833 $41.76 $160,066.08
Disclosure

SEC source: 0001676238-24-000078 · wk-form4_1716245467.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,925

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer, effective November 16, 2021 and last modified April 30, 2023, to satisfy tax withholding obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · balance_after: Of the reported shares, 90,586 shares are represented by restricted stock units.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 22,400 $0.00 $0.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 11

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 22,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 20,000 $3.46 $69,200.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 10

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,400

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 9

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,735

Underlying: Class B Common Stock · 20,000 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 2,400 $4.88 $11,712.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 8

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Class A Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 2,400 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 7

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class B Common Stock · 2,400 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2020, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 08, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 22,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · nonDerivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 97,996 shares are represented by restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 7,600 $0.00 $0.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 6

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 7,600 $4.88 $37,088.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 5

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Class A Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 7,600 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · derivative · entry 4

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,400

Underlying: Class B Common Stock · 7,600 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2020, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 7,600 $43.06 $327,256.00
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,358

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.01 to $43.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Of the reported shares, 97,996 shares are represented by restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 22:50 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 7,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-24-000053 · wk-form4_1712616609.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 97,996 shares are represented by restricted stock units.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 22:45 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 2,838 $57.52 $163,241.76
Disclosure

SEC source: 0001676238-24-000030 · wk-form4_1708555479.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,358

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer, effective November 16, 2021 and last modified April 30, 2023, to satisfy tax withholding obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.33 to $57.52 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 97,996 shares are represented by restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 23:29 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 36,291 $0.00 $0.00
Disclosure

SEC source: 0001676238-24-000010 · wk-form4_1707175764.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,196

F1 · shares: These shares represent a restricted stock unit ("RSU") award, which shall vest in 16 equal quarterly installments with the first vesting date being May 15, 2024. The vesting of the RSUs are subject to the Reporting Person's continuous service through such vesting date.

F2 · balance_after: Of the reported shares, 103,138 shares are represented by restricted stock units.

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December 18, 2023 Filed Dec 18, 2023 22:37 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 25,000 $53.27 $1,331,750.00
Disclosure

SEC source: 0001676238-23-000213 · wk-form4_1702939034.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,905

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Of the reported shares, 66,847 shares are represented by restricted stock units.

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December 14, 2023 Filed Dec 18, 2023 22:37 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 124,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000213 · wk-form4_1702939034.xml · derivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 124,233 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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December 14, 2023 Filed Dec 18, 2023 22:37 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 124,233 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000213 · wk-form4_1702939034.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 66,847 shares are represented by restricted stock units.

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November 20, 2023 Filed Nov 22, 2023 23:07 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 99 $51.41 $5,089.59
Disclosure

SEC source: 0001676238-23-000199 · wk-form4_1700694468.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,672

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 14, 2023.

F3 · balance_after: Of the reported shares, 66,847 shares are represented by restricted stock units.

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November 20, 2023 Filed Nov 22, 2023 23:07 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 2,362 $50.88 $120,178.56
Disclosure

SEC source: 0001676238-23-000199 · wk-form4_1700694468.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,771

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.29 to $51.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 66,847 shares are represented by restricted stock units.

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November 16, 2023 Filed Nov 20, 2023 23:57 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 2,681 $48.21 $129,251.01
Disclosure

SEC source: 0001676238-23-000187 · wk-form4_1700524664.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,133

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer, effective November 16, 2021 and last modified April 30, 2023, to satisfy tax withholding obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.21 to $48.67 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 66,847 shares are represented by restricted stock units.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:26 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 1,665 $40.56 $67,532.40
Disclosure

SEC source: 0001676238-23-000130 · wk-form4_1692735998.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,814

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 14, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.90 to $40.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 71,989 shares are represented by restricted stock units.

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August 18, 2023 Filed Aug 22, 2023 20:26 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 801 $39.54 $31,671.54
Disclosure

SEC source: 0001676238-23-000130 · wk-form4_1692735998.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,479

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 14, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.89 to $39.86 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 71,989 shares are represented by restricted stock units.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 21:33 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 2,676 $41.26 $110,411.76
Disclosure

SEC source: 0001676238-23-000126 · wk-form4_1692394380.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,280

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer, effective November 16, 2021 and last modified April 30, 2023, to satisfy tax withholding obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.26 to $41.37 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Of the reported shares, 71,989 shares are represented by restricted stock units.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:34 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000099 · wk-form4_1689712440.xml · derivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,233

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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July 14, 2023 Filed Jul 18, 2023 20:34 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 37,517 $43.17 $1,619,608.89
Disclosure

SEC source: 0001676238-23-000099 · wk-form4_1689712440.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,956

F3 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 14, 2023.

F2 · balance_after: Of the reported shares, 77,131 shares are represented by restricted stock units.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 20:34 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001676238-23-000099 · wk-form4_1689712440.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · balance_after: Of the reported shares, 77,131 shares are represented by restricted stock units.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:27 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 844 $25.15 $21,226.60
Disclosure

SEC source: 0000950103-23-008925 · dp195411_4-wiseman.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,473

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 16, 2023 through June 15, 2023. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the price in Column 4 represents 85% of the fair market value of the Issuer's Class A common stock on June 15, 2023.

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May 15, 2023 Filed May 17, 2023 21:22 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 2,624 $29.65 $77,801.60
Disclosure

SEC source: 0001676238-23-000057 · wf-form4_168435850175965.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,629

F1 · kind: This transaction was effected in accordance with a non-discretionary sell-to-cover program implemented by the Issuer to satisfy tax withholding or other payment obligations arising in connection with the vesting of the Reporting Person's restricted stock units.

F2 · balance_after: Of the reported shares, 77,131 shares are represented by RSUs.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 20:19 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 10,000 $33.32 $333,200.00
Disclosure

SEC source: 0001676238-23-000045 · wf-form4_168176278055134.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,253

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.09 to $33.58 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Of the reported shares, 82,272 shares are represented by RSUs.

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March 03, 2023 Filed Mar 7, 2023 22:26 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 82,272 $0.00 $0.00
Disclosure

SEC source: 0001676238-23-000016 · wf-form4_167822796878331.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,253

F1 · shares: These shares represent a restricted stock unit ("RSU") award, which shall vest in 16 equal quarterly installments with the first vesting date being May 15, 2023. The vesting of the RSUs are subject to the Reporting Person's continuous service through such vesting date.

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December 15, 2022 Filed Dec 19, 2022 23:27 UTC Braze, Inc. BRZE · Entity 4102 GrantClass A Common Stock 766 $23.69 $18,146.54
Disclosure

SEC source: 0001676238-22-000071 · wf-form4_167149233828881.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,981

F1 · kind: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A common stock pursuant to the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 15, 2022 through December 15, 2022. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the terms of the ESPP, the price in Column 4 represents 85% of the fair market value of the Issuer's Class A common stock on December 15, 2022.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:21 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001676238-22-000023 · wf-form4_165722886079956.xml · derivative · entry 5

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,233

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:21 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001676238-22-000023 · wf-form4_165722886079956.xml · derivative · entry 4

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,233

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 21:21 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001676238-22-000023 · wf-form4_165722886079956.xml · derivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2020, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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July 05, 2022 Filed Jul 7, 2022 21:21 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 20,000 $43.07 $861,400.00
Disclosure

SEC source: 0001676238-22-000023 · wf-form4_165722886079956.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215

F2 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 05, 2022 Filed Jul 7, 2022 21:21 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001676238-22-000023 · wf-form4_165722886079956.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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July 05, 2022 Filed Dec 19, 2022 23:03 UTC Amendment Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-021177 · dp185838_4a-wiseman.xml · derivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,233

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · kind: On July 7, 2022 the Reporting Person filed a Form 4 that inadvertently reported that 10,000 shares of Class B Common Stock were converted to Class A Common Stock on July 5, 2022. In fact, as reported in this amendment, 20,000 shares of Class B Common Stock then held by the Reporting Person were converted into Class A Common Stock on that date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.underlying_shares: On July 7, 2022 the Reporting Person filed a Form 4 that inadvertently reported that 10,000 shares of Class B Common Stock were converted to Class A Common Stock on July 5, 2022. In fact, as reported in this amendment, 20,000 shares of Class B Common Stock then held by the Reporting Person were converted into Class A Common Stock on that date.

F3 · balance_after: Represents holdings as of July 5, 2022.

Read SEC document
July 05, 2022 Filed Dec 19, 2022 23:03 UTC Amendment Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 20,000 $43.07 $861,400.00
Disclosure

SEC source: 0000950103-22-021177 · dp185838_4a-wiseman.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,215

F4 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents holdings as of July 5, 2022.

Read SEC document
July 05, 2022 Filed Dec 19, 2022 23:03 UTC Amendment Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-021177 · dp185838_4a-wiseman.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On July 7, 2022 the Reporting Person filed a Form 4 that inadvertently reported that 10,000 shares of Class B Common Stock were converted to Class A Common Stock on July 5, 2022. In fact, as reported in this amendment, 20,000 shares of Class B Common Stock then held by the Reporting Person were converted into Class A Common Stock on that date.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F3 · balance_after: Represents holdings as of July 5, 2022.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · derivative · entry 6

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,233

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionClass B Common Stock · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · derivative · entry 5

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,233

Underlying: Class A Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · derivative · entry 4

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class B Common Stock · 10,000 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2020, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.46 $0.00
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · derivative · entry 3

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,735

Underlying: Class B Common Stock · 10,000 shares

Expires 2029-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on a monthly basis on the first day of each month commencing on March 1, 2019, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 SaleClass A Common Stock 4,785 $67.24 $321,743.40
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · nonDerivative · entry 2

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,215

F2 · kind: This transaction was effected in accordance with the terms of a lock-up agreement between the Reporting Person and the underwriters in the Issuer's initial public offering to satisfy tax withholding or other payment obligations arising in connection with the Reporting Person's option exercise. All securities beneficially owned by the Reporting Person remain subject to these lock-up restrictions.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.80 to $67.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 11, 2022 Filed Jan 12, 2022 22:17 UTC Braze, Inc. BRZE · Entity 4102 ConversionClass A Common Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-003085 · doc4.xml · nonDerivative · entry 1

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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November 19, 2021 Filed Nov 23, 2021 21:38 UTC Braze, Inc. BRZE · Entity 4102 OtherStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $35.01 $0.00
Disclosure

SEC source: 0001209191-21-066457 · doc4.xml · derivative · entry 10

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class B Common Stock · 75,000 shares

Expires 2031-04-19

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on August 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:38 UTC Braze, Inc. BRZE · Entity 4102 OtherStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $35.01 $0.00
Disclosure

SEC source: 0001209191-21-066457 · doc4.xml · derivative · entry 9

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2031-04-19

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on August 1, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 21:38 UTC Braze, Inc. BRZE · Entity 4102 OtherStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $35.01 $0.00
Disclosure

SEC source: 0001209191-21-066457 · doc4.xml · derivative · entry 8

Wiseman Susan · CIK 0001889752 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class B Common Stock · 35,000 shares

Expires 2031-04-19

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on August 1, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service through such vesting date.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.