Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Director · CEO | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Restricted Stock Units)SEC Table I · non-derivative | Direct | 141,507 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 1,177 · Balance 141,507 F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2027. |
| Common Stock (Restricted Stock Units)SEC Table I · non-derivative | Direct | 152,866 |
Reported balance
After 2026-05-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-15 · Grant · Acquired 11,359 · Balance 152,866 F2: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2027. |
| Common StockSEC Table I · non-derivative | Direct | 151,275 |
Ending reported balance
After 2026-05-15 transaction · row 4
2 source rows · reconciled sequenceRow 3 · 2026-05-15 · Exercise / conversion · Acquired 2,108 · Balance 154,974 F3: Represents common stock earned from the vesting of market stock units granted on May 15, 2023. Row 4 · 2026-05-15 · Tax withholding · Disposed 3,699 · Balance 151,275 |
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-05-15 | Direct | 2,108 |
Reported balance
After 2026-05-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-15 · Exercise / conversion · Disposed 2,108 · Balance 2,108 F3: Represents common stock earned from the vesting of market stock units granted on May 15, 2023. |
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-05-14 | Direct | 17,039 |
Reported balance
After 2026-05-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-15 · Grant · Acquired 17,039 · Balance 17,039 F4: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2027.
F2: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2027.
F3: Represents common stock earned from the vesting of market stock units granted on May 15, 2023.
F4: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2022 Filed May 17, 2022 22:07 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012813 · form4.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,855 F2 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2023. Read SEC document |
| May 15, 2022 Filed May 17, 2022 22:07 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012813 · form4.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,406 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 22:55 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 2,594 | $341.99 | $887,122.06 |
DisclosureSEC source: 0001062993-22-000650 · form4.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,805 Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 6,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-21-011131 · form4.xml · derivative · entry 4 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,101 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 4,055 | $316.52 | $1,283,488.60 |
DisclosureSEC source: 0001062993-21-011131 · form4.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,399 Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 3,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011131 · form4.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,454 F2 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perforrmance period ending November 14, 2021 in excess of target under the terms of a market stock unit grant on November 15, 2018. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 20:50 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 6,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-011131 · form4.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:24 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010993 · form4.xml · derivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,360 Underlying: Common Stock · 3,360 shares Expires 2024-11-15 F1 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2024. F1 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2024. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:53 UTC | Morningstar, Inc. MORN · Entity 915 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000198 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,303 F1 · shares: On August 5, 2021, the reporting person donated 500 shares of common stock to a donor-advised fund, which will use the gifted shares for charitable purposes. Read SEC document |
| May 18, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 6,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · derivative · entry 8 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011 Underlying: Common Stock · 6,011 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F3 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F3 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 507 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · nonDerivative · entry 4 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,756 F4 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending May 14, 2021 in excess of target under the terms of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 6,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 6,011 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · derivative · entry 8 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,011 Underlying: Common Stock · 6,011 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F4 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. F4 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 3,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · nonDerivative · entry 4 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,729 F5 · shares: Due to adminstrative error, this Form 4 is being amended to correct the amount of additional shares earned from 507 to 3005. F6 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perfomance period ending May 14, 2021 in excess of target under the terms of a market stock unit grant on May 15, 2018. Read SEC document |
| May 18, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 6,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2018. Read SEC document |
| May 15, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · derivative · entry 7 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock · 2,824 shares Expires 2024-05-15 F5 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. F5 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. Read SEC document |
| May 15, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · derivative · entry 6 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock · 2,824 shares Expires 2024-05-15 F5 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. F5 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. Read SEC document |
| May 15, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 8,926 | $245.02 | $2,187,048.52 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · nonDerivative · entry 5 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,830 Read SEC document |
| May 15, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,740 F2 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2023. Read SEC document |
| May 15, 2021 Filed May 19, 2021 01:01 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 4,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000125 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,793 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022. Read SEC document |
| May 15, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · derivative · entry 7 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock · 2,824 shares Expires 2024-05-15 F7 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. F7 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. Read SEC document |
| May 15, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 2,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · derivative · entry 6 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,824 Underlying: Common Stock · 2,824 shares Expires 2024-05-15 F7 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. F7 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2024. Read SEC document |
| May 15, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 8,926 | $245.02 | $2,187,048.52 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · nonDerivative · entry 5 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,803 Read SEC document |
| May 15, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 947 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,713 F2 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2022. Read SEC document |
| May 15, 2021 Filed Aug 9, 2021 20:50 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 4,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000196 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,766 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2022. F3 · balance_after: Due to an adminitrative error, this total is adjusted to correct the amount of shares beneficially owned by the reporting person from 101,793 to 101,766. Read SEC document |
| January 03, 2021 Filed Jan 5, 2021 19:53 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 2,394 | $231.57 | $554,378.58 |
DisclosureSEC source: 0001289419-21-000002 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,712 Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:00 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 5,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-20-000243 · edgar.xml · derivative · entry 4 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,759 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:00 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 3,366 | $206.21 | $694,102.86 |
DisclosureSEC source: 0001289419-20-000243 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,525 Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:00 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 1,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000243 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,891 F2 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perforrmance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 01:00 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 5,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000243 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on November 15, 2017. Read SEC document |
| November 16, 2020 Filed Nov 25, 2020 00:27 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 3,827 | $206.21 | $789,165.67 |
DisclosureSEC source: 0001289419-20-000254 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,106 F2 · shares: Due to adminstrative error, this Form 4 is being amended to correct the amount of shares withheld to satify tax withholding obligations from 3366 to 3827. Read SEC document |
| November 16, 2020 Filed Nov 25, 2020 00:27 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 2,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000254 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,933 F1 · shares: This Form 4 is being amended to reflect 1042 shares of additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant of 5,759 market stock units on November 15, 2017. These shares were not reflected in the original Form 4 due to an administrative error. F1 · price: This Form 4 is being amended to reflect 1042 shares of additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2020 in excess of target under the terms of a market stock unit grant of 5,759 market stock units on November 15, 2017. These shares were not reflected in the original Form 4 due to an administrative error. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 02:09 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 5,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000236 · edgar.xml · derivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,274 Underlying: Common Stock · 5,274 shares Expires 2023-11-15 F1 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2023. F1 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending November 14, 2023. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:22 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionMarket Stock Units · Derivative | 7,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001289419-20-000124 · edgar.xml · derivative · entry 4 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,188 shares Expires 2020-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2017. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2017. F1 · derivative.exercise_date: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2017. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:22 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 4,777 | $145.34 | $694,289.18 |
DisclosureSEC source: 0001289419-20-000124 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,295 Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:22 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 3,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000124 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,072 F2 · price: Represents additional common stock earned from achievement of cumulative total shareholder return for the three year perforrmance period ending May 14, 2020 in excess of target under the terms of a market stock unit grant on May 15, 2017. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:22 UTC | Morningstar, Inc. MORN · Entity 915 | Exercise / conversionCommon Stock | 7,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000124 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents common stock earned from the vesting of a market stock unit grant on May 15, 2017. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:13 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 8,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000118 · edgar.xml · derivative · entry 5 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,058 Underlying: Common Stock · 8,058 shares Expires 2023-05-15 F4 · derivative.exercise_price: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2023. F4 · derivative.exercise_date: The market stock units earned will be based in part on the company's cumulative total shareholder return for the three year performance period ending May 14, 2023. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:13 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 2,170 | $145.34 | $315,387.80 |
DisclosureSEC source: 0001289419-20-000118 · edgar.xml · nonDerivative · entry 4 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,290 Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:13 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 3,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000118 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,460 F3 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:13 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 5,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000118 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,993 F2 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2021. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:13 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 20,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000118 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,833 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in five equal annual installments beginning May 15, 2021. Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:50 UTC | Morningstar, Inc. MORN · Entity 915 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000085 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,192 Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 16:36 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 2,065 | $151.30 | $312,434.50 |
DisclosureSEC source: 0001289419-20-000004 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,192 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 18:32 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 5,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000251 · edgar.xml · derivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,788 Underlying: Common Stock · 5,301 shares Expires 2022-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. Read SEC document |
| September 26, 2019 Filed Sep 27, 2019 16:06 UTC | Morningstar, Inc. MORN · Entity 915 | GiftCommon Stock | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000203 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,257 Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:43 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 6,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000084 · edgar.xml · derivative · entry 4 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,487 Underlying: Common Stock · 6,428 shares Expires 2022-05-15 F3 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. F3 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:43 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 1,707 | $133.03 | $227,082.21 |
DisclosureSEC source: 0001289419-19-000084 · edgar.xml · nonDerivative · entry 3 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,733 Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:43 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000084 · edgar.xml · nonDerivative · entry 2 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,440 F2 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units fully vest on May 15, 2020. Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:43 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 4,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000084 · edgar.xml · nonDerivative · entry 1 Kapoor Kunal · CIK 0001451293 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,706 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal installments beginning May 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.