Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gentherm IncTHRM · Entity 4845 | CFO/VP Finance/Treasurer | December 18, 2018 | December 21, 2018 |
| Horizon Global CorpHZN · Entity 117083 | Chief Financial Officer | March 19, 2018 | March 21, 2019 |
| InfuSystem Holdings, IncINFU · Entity 6163 | Executive VP and CFO | May 16, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gentherm Inc
Report date December 18, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,848 |
Ending reported balance
After 2018-12-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-18 · Sale · Disposed 2,200 · Balance 58,848 Row 2 · 2018-12-19 · Sale · Disposed 4,000 · Balance 54,848 F1: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.5374 to $41.75 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.5374 to $41.75 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Horizon Global Corp
Report date March 19, 2018 · Filed March 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2018-03-19 transaction · row 1
1 source rowRow 1 · 2018-03-19 · Grant · Acquired 50,000 · Balance 50,000 |
InfuSystem Holdings, Inc
Report date May 16, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 104,101 |
Reported balance
After 2026-05-16 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-05-16 · Exercise / conversion · Acquired 7,511 · Balance 104,101 |
| Common StockSEC Table I · non-derivative | Direct | 100,826 |
Reported balance
After 2026-05-16 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-05-16 · Tax withholding · Disposed 3,275 · Balance 100,826 F1: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 16, 2026 |
| Common StockSEC Table I · non-derivative | Direct | 122,149 |
Reported balance
After 2026-05-17 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-05-17 · Grant · Acquired 21,323 · Balance 122,149 F2: On May 17, 2026, 21,323 performance-based restricted stock units, granted on May 17, 2024, vested |
| Common StockSEC Table I · non-derivative | Direct | 112,852 |
Reported balance
After 2026-05-17 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-05-17 · Tax withholding · Disposed 9,297 · Balance 112,852 F3: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 17, 2026 |
| Common StockSEC Table I · non-derivative | Direct | 121,567 |
Reported balance
After 2026-05-18 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-05-18 · Exercise / conversion · Acquired 8,715 · Balance 121,567 |
| Common StockSEC Table I · non-derivative | Direct | 117,767 |
Reported balance
After 2026-05-18 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-05-18 · Tax withholding · Disposed 3,800 · Balance 117,767 F4: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2026 |
| Common StockSEC Table I · non-derivative | Direct | 96,590 |
Reported balance
Holding disclosure · report date 2026-05-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 96,590 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-05-16 | Direct | 15,020 |
Reported balance
After 2026-05-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-16 · Exercise / conversion · Disposed 7,511 · Balance 15,020 F5: Restricted stock units convert into common stock on a one-for-one basis. F6: These restricted stock units vest in two equal annual installments beginning on May 16, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-05-18 | Direct | 0 |
Reported balance
After 2026-05-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-05-18 · Exercise / conversion · Disposed 8,715 · Balance 0 F5: Restricted stock units convert into common stock on a one-for-one basis. F7: These restricted stock units cliff vested on May 18, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 16, 2026
F2: On May 17, 2026, 21,323 performance-based restricted stock units, granted on May 17, 2024, vested
F3: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 17, 2026
F4: Represents the withholding of the Issuer's common stock for the tax liability associated with the vesting and settlement of the common stock issued on May 18, 2026
F5: Restricted stock units convert into common stock on a one-for-one basis.
F6: These restricted stock units vest in two equal annual installments beginning on May 16, 2027.
F7: These restricted stock units cliff vested on May 18, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2020 Filed Aug 25, 2020 22:24 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 3,000 | $12.99 | $38,970.00 |
DisclosureSEC source: 0001014108-20-000103 · primary_doc.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 26, 2020 Filed May 28, 2020 22:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | PurchaseCommon Stock | 1,876 | $10.59 | $19,866.84 |
DisclosureSEC source: 0001014108-20-000080 · primary_doc.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,876 F1 · price: The price reported in Column 4 is a weighted average price. These shares reported herein were purchased in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 20, 2020 Filed May 22, 2020 22:57 UTC | InfuSystem Holdings, Inc INFU · Entity 6163 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $11.07 | $0.00 |
DisclosureSEC source: 0001014108-20-000067 · primary_doc.xml · derivative · entry 1 Steele Barry G · CIK 0001305741 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2030-05-20 F1 · derivative.exercise_price: The stock option was issued with an exercise price equal to the Fair Value as defined by the 2014 Equity Plan, which is computed as the average closing price of the Company's common stock reported on the NYSE American LLC for the five (5) most recent trading days prior to the date of grant. F2 · derivative.exercise_date: The stock option vests 33% per year on the anniversary date of the grant beginning May 20, 2021. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 12:05 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 4,000 | $41.64 | $166,574.80 |
DisclosureSEC source: 0001209191-18-063799 · doc4.xml · nonDerivative · entry 2 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,848 F1 · price: This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $41.5374 to $41.75 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 18, 2018 Filed Dec 21, 2018 12:05 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 2,200 | $41.50 | $91,300.00 |
DisclosureSEC source: 0001209191-18-063799 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,848 Read SEC document |
| December 12, 2018 Filed Dec 15, 2018 01:07 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 7,186 | $42.58 | $305,979.88 |
DisclosureSEC source: 0001209191-18-062829 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,048 Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 30,000 | $0.00 Strike: $26.17 | $0.00 |
DisclosureSEC source: 0001209191-18-041914 · doc4.xml · derivative · entry 5 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 105,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionOption to Purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-18-041914 · doc4.xml · derivative · entry 4 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 105,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:33 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 50,000 | $40.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-18-041914 · doc4.xml · nonDerivative · entry 3 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,234 F1 · kind: Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 30,000 | $26.17 | $785,100.00 |
DisclosureSEC source: 0001209191-18-041914 · doc4.xml · nonDerivative · entry 2 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 23:33 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 20,000 | $19.10 | $382,000.00 |
DisclosureSEC source: 0001209191-18-041914 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 19:05 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 7,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037421 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,234 F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 2,386 on June 11, 2019,and 2,385 on June 11,2020, and 2,385 on June 11,2021. Read SEC document |
| March 19, 2018 Filed Mar 21, 2019 23:41 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-19-000036 · wf-form4_155321168535655.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 22:18 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $31.55 | $33,253.70 |
DisclosureSEC source: 0001209191-18-013445 · doc4.xml · nonDerivative · entry 2 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,078 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,174 | $31.75 | $37,274.50 |
DisclosureSEC source: 0001209191-18-013445 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,132 Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 22:32 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,169 | $31.65 | $36,998.85 |
DisclosureSEC source: 0001209191-18-011461 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,306 Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 15:34 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 9,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055602 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,475 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The Restricted Stock Award Agreement provides that the shares granted are subject to forfeiture if the Participant's employment with the Company terminates prior to the 18 month anniversary of the Grant Date (the "Vesting Date"). If the Participant remains employed by the Company through and including the Vesting Date, or if the Participant's employment with the Company is terminated prior to the Vesting Date without Cause or for Good Reason (each as defined in the Restricted Stock Award Agreements), then the shares granted shall immediately vest and no longer be subject to possible forfeiture; provided that, in the case of acceleration upon termination, the participant's right to receive such accelerated vesting is conditioned upon execution of a general release of claims, which becomes irrevocable, for the benefit of the Company. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 11:21 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 632 | $39.25 | $24,806.00 |
DisclosureSEC source: 0001209191-17-023972 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,077 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:09 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $36.55 | $38,523.70 |
DisclosureSEC source: 0001209191-17-014589 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,709 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:06 UTC | Gentherm Inc THRM · Entity 4845 | GrantOption to Purchase Common Stock · Derivative | 45,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-17-013741 · doc4.xml · derivative · entry 2 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2024-02-22 F2 · derivative.exercise_date: Purchase option shares become exercisable in five installments; 9,000 shares on February 22, 2018, 9,000 shares on February 22, 2019, 9,000 shares on February 22, 2020, 9,000 shares on February 22, 2021 and 9,000 shares on February 22, 2022. F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 155,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:06 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013741 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,763 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in four portions; 3,750 on February 22, 2018,and 3,750 on February 22,2019, 3,750 on February 22,2020 and 3,750 on February 22, 2021. Read SEC document |
| February 19, 2017 Filed Feb 21, 2017 23:01 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,318 | $35.70 | $47,052.60 |
DisclosureSEC source: 0001209191-17-012852 · doc4.xml · nonDerivative · entry 2 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,763 Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 23:01 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,099 | $35.70 | $39,234.30 |
DisclosureSEC source: 0001209191-17-012852 · doc4.xml · nonDerivative · entry 1 Steele Barry G · CIK 0001305741 · CFO/VP Finance/Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,081 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.