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Nealis Jing

Disclosed activity across 3 companies

Tapewire entity
45893
SEC CIK
0001907020

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Invest Green Acquisition CorpIGACU · Entity 6167DirectorNovember 24, 2025November 25, 2025
NeoVolta Inc.NEOV · Entity 6227Chief Financial OfficerMay 18, 2026May 19, 2026
SES AI CorpSES · Entity 2220CHIEF FINANCIAL OFFICERApril 14, 2026April 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Invest Green Acquisition Corp

Report date November 24, 2025 · Filed November 25, 2025

This filing explicitly reported no securities owned.

NeoVolta Inc.

Report date May 18, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,000,000 Reported balance After 2026-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-18 · Grant · Acquired 1,000,000 · Balance 1,000,000

F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F3: Issued in connection with the reporting person's employment with the Company.

F2: The restricted stock units vest as follows: (i) 33% on the one-year anniversary of the Transaction Date; and (ii) the remaining 67% in eight quarterly installments thereafter, subject to the grantee's continued service to the Company on each vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect25,000 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Grant · Acquired 25,000 · Balance 25,000

F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F3: Issued in connection with the reporting person's employment with the Company.

F4: The restricted stock units vest upon the successful completion of certain financial metrics, subject to the grantee's continued service to the Company on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.

F2: The restricted stock units vest as follows: (i) 33% on the one-year anniversary of the Transaction Date; and (ii) the remaining 67% in eight quarterly installments thereafter, subject to the grantee's continued service to the Company on each vesting date.

F3: Issued in connection with the reporting person's employment with the Company.

F4: The restricted stock units vest upon the successful completion of certain financial metrics, subject to the grantee's continued service to the Company on the vesting date.

SES AI Corp

Report date April 14, 2026 · Filed April 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,305,943 Reported balance After 2026-04-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-04-14 · Tax withholding · Disposed 36,145 · Balance 2,305,943

F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2: Includes 836,871 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2: Includes 836,871 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2023 Filed Nov 20, 2023 22:50 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,802 $2.37 $25,649.35
Disclosure

SEC source: 0001415889-23-015308 · form4-11202023_051101.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,521,364

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.4817, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
October 17, 2023 Filed Oct 19, 2023 20:20 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,910 $2.51 $27,365.55
Disclosure

SEC source: 0001415889-23-014439 · form4-10192023_041001.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,532,166

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.44 to $2.545, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
September 18, 2023 Filed Sep 20, 2023 20:30 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 11,280 $2.13 $24,071.52
Disclosure

SEC source: 0001415889-23-013461 · form4-09202023_040901.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,543,076

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.145, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,895 $2.12 $23,129.00
Disclosure

SEC source: 0001415889-23-012477 · form4-08222023_040801.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,554,356

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
July 17, 2023 Filed Jul 19, 2023 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,650 $2.67 $28,411.01
Disclosure

SEC source: 0001415889-23-011319 · form4-07192023_040701.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,565,251

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.615 to $2.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,763 $1.95 $20,948.03
Disclosure

SEC source: 0001415889-23-010147 · form4-06222023_040602.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,575,901

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.865 to $2.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,530 $1.47 $15,467.52
Disclosure

SEC source: 0001415889-23-008632 · form4-05232023_050501.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,586,664

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.495, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:00 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 31,963 $1.65 $52,758.13
Disclosure

SEC source: 0001415889-23-007101 · form4-05022023_050503.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,597,194

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 23:00 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 14,271 $1.70 $24,276.40
Disclosure

SEC source: 0001415889-23-007035 · form4-04282023_070401.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,629,157

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.695 to $1.71, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:00 UTC SES AI Corp SES · Entity 2220 GrantPerformance Vesting Restricted Share Units · Derivative 209,205 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006626 · form4-04182023_060415.xml · derivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,205

Underlying: Class A Common Stock · 209,205 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F4 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F4 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:00 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 209,205 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006626 · form4-04182023_060415.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,643,428

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 14, 2023 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 432,668 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 865,197 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 11,495 $2.68 $30,835.34
Disclosure

SEC source: 0001415889-23-005212 · form4-03202023_040301.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,434,223

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.665 to $2.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
February 17, 2023 Filed Feb 17, 2023 22:30 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 10,795 $3.28 $35,370.90
Disclosure

SEC source: 0001415889-23-002796 · form4-02172023_050201.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,718

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.375, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 21:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 12,875 $3.54 $45,519.56
Disclosure

SEC source: 0001415889-23-001057 · form4-01182023_040101.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,513

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

Read SEC document
December 20, 2022 Filed Dec 21, 2022 21:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 35 $3.46 $121.10
Disclosure

SEC source: 0001415889-22-012881 · form4-12212022_041201.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,388

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 21:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 17,155 $3.59 $61,596.74
Disclosure

SEC source: 0001415889-22-012881 · form4-12212022_041201.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469,423

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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November 17, 2022 Filed Nov 18, 2022 21:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 15,920 $4.96 $78,940.91
Disclosure

SEC source: 0001415889-22-011586 · form4-11182022_041101.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,578

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.87 to $5.05, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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October 17, 2022 Filed Oct 18, 2022 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 15,405 $5.51 $84,878.47
Disclosure

SEC source: 0001415889-22-010637 · form4-10182022_041001.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,498

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 to $5.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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September 19, 2022 Filed Sep 20, 2022 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 16,320 $5.43 $88,588.22
Disclosure

SEC source: 0001415889-22-009795 · form4-09202022_010908.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,903

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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August 24, 2022 Filed Aug 25, 2022 20:16 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 2,434 $4.88 $11,889.36
Disclosure

SEC source: 0001415889-22-009050 · form4-08252022_040803.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,223

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.69 to $4.975, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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August 23, 2022 Filed Aug 25, 2022 20:16 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 30,000 $4.63 $138,885.00
Disclosure

SEC source: 0001415889-22-009050 · form4-08252022_040803.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,536,657

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $4.84, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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August 22, 2022 Filed Aug 23, 2022 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 30,000 $4.72 $141,723.00
Disclosure

SEC source: 0001415889-22-008970 · form4-08232022_040802.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,657

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.59 to $4.825, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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August 19, 2022 Filed Aug 23, 2022 20:15 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 30,000 $4.72 $141,624.00
Disclosure

SEC source: 0001415889-22-008970 · form4-08232022_040802.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,657

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.62 to $4.82, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

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August 18, 2022 Filed Aug 19, 2022 20:30 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 30,000 $4.87 $146,040.00
Disclosure

SEC source: 0001415889-22-008900 · form4-08192022_010807.xml · nonDerivative · entry 2

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,657

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.76 to $4.925, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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August 17, 2022 Filed Aug 19, 2022 20:30 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 50,000 $4.86 $242,980.00
Disclosure

SEC source: 0001415889-22-008900 · form4-08192022_010807.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,657

F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.78 to $4.96, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date.

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April 18, 2022 Filed Apr 21, 2022 00:22 UTC SES AI Corp SES · Entity 2220 GrantPerformance Vesting Restricted Stock Units · Derivative 223,463 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015242 · doc4.xml · derivative · entry 2

Nealis Jing · CIK 0001907020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,463

Underlying: Class A Common Stock · 223,463 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.exercise_price: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

F4 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.exercise_date: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

F4 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date.

F5 · derivative.expiration_date: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

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April 18, 2022 Filed Apr 21, 2022 00:22 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 223,463 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015242 · doc4.xml · nonDerivative · entry 1

Nealis Jing · CIK 0001907020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706,657

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date.

F2 · balance_after: Includes 223,463 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

F3 · balance_after: Includes 1,483,194 shares of Class A Common Stock under a restricted share award granted on August 16, 2021 that will vest 25% on the first anniversary of the grant date and in equal monthly installments over the following 36 months, subject to the reporting person's continued service on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.