Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Invest Green Acquisition CorpIGACU · Entity 6167 | Director | November 24, 2025 | November 25, 2025 |
| NeoVolta Inc.NEOV · Entity 6227 | Chief Financial Officer | May 18, 2026 | May 19, 2026 |
| SES AI CorpSES · Entity 2220 | CHIEF FINANCIAL OFFICER | April 14, 2026 | April 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Invest Green Acquisition Corp
Report date November 24, 2025 · Filed November 25, 2025
This filing explicitly reported no securities owned.
NeoVolta Inc.
Report date May 18, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,000,000 |
Reported balance
After 2026-05-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-18 · Grant · Acquired 1,000,000 · Balance 1,000,000 F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F3: Issued in connection with the reporting person's employment with the Company. F2: The restricted stock units vest as follows: (i) 33% on the one-year anniversary of the Transaction Date; and (ii) the remaining 67% in eight quarterly installments thereafter, subject to the grantee's continued service to the Company on each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,000 |
Reported balance
After 2026-05-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-18 · Grant · Acquired 25,000 · Balance 25,000 F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock. F3: Issued in connection with the reporting person's employment with the Company. F4: The restricted stock units vest upon the successful completion of certain financial metrics, subject to the grantee's continued service to the Company on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one shares of Company common stock.
F2: The restricted stock units vest as follows: (i) 33% on the one-year anniversary of the Transaction Date; and (ii) the remaining 67% in eight quarterly installments thereafter, subject to the grantee's continued service to the Company on each vesting date.
F3: Issued in connection with the reporting person's employment with the Company.
F4: The restricted stock units vest upon the successful completion of certain financial metrics, subject to the grantee's continued service to the Company on the vesting date.
SES AI Corp
Report date April 14, 2026 · Filed April 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 2,305,943 |
Reported balance
After 2026-04-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-14 · Tax withholding · Disposed 36,145 · Balance 2,305,943 F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person. F2: Includes 836,871 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.
F2: Includes 836,871 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2023 Filed Nov 20, 2023 22:50 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,802 | $2.37 | $25,649.35 |
DisclosureSEC source: 0001415889-23-015308 · form4-11202023_051101.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,521,364 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.30 to $2.4817, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| October 17, 2023 Filed Oct 19, 2023 20:20 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,910 | $2.51 | $27,365.55 |
DisclosureSEC source: 0001415889-23-014439 · form4-10192023_041001.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,532,166 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.44 to $2.545, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 20:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 11,280 | $2.13 | $24,071.52 |
DisclosureSEC source: 0001415889-23-013461 · form4-09202023_040901.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,543,076 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan adopted on June 14, 2022 intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.125 to $2.145, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,895 | $2.12 | $23,129.00 |
DisclosureSEC source: 0001415889-23-012477 · form4-08222023_040801.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,554,356 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,650 | $2.67 | $28,411.01 |
DisclosureSEC source: 0001415889-23-011319 · form4-07192023_040701.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,565,251 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.615 to $2.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,763 | $1.95 | $20,948.03 |
DisclosureSEC source: 0001415889-23-010147 · form4-06222023_040602.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,575,901 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.865 to $2.01, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| May 19, 2023 Filed May 23, 2023 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,530 | $1.47 | $15,467.52 |
DisclosureSEC source: 0001415889-23-008632 · form4-05232023_050501.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,586,664 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.495, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| April 28, 2023 Filed May 2, 2023 21:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 31,963 | $1.65 | $52,758.13 |
DisclosureSEC source: 0001415889-23-007101 · form4-05022023_050503.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,597,194 F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date. Read SEC document |
| April 26, 2023 Filed Apr 28, 2023 23:00 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 14,271 | $1.70 | $24,276.40 |
DisclosureSEC source: 0001415889-23-007035 · form4-04282023_070401.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,629,157 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a plan intended to comply with Rule 10b5-1(c) under the Exchange Act, adopted on June 14, 2022. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.695 to $1.71, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 22:00 UTC | SES AI Corp SES · Entity 2220 | GrantPerformance Vesting Restricted Share Units · Derivative | 209,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006626 · form4-04182023_060415.xml · derivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,205 Underlying: Class A Common Stock · 209,205 shares Expires not disclosed F4 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F4 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. F4 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds. Read SEC document |
| April 14, 2023 Filed Apr 18, 2023 22:00 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 209,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006626 · form4-04182023_060415.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,643,428 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 14, 2023 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date. F2 · balance_after: Includes 432,668 shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F3 · balance_after: Includes 865,197 unvested shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 11,495 | $2.68 | $30,835.34 |
DisclosureSEC source: 0001415889-23-005212 · form4-03202023_040301.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,434,223 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.665 to $2.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 22:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 10,795 | $3.28 | $35,370.90 |
DisclosureSEC source: 0001415889-23-002796 · form4-02172023_050201.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,445,718 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.375, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 12,875 | $3.54 | $45,519.56 |
DisclosureSEC source: 0001415889-23-001057 · form4-01182023_040101.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,513 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.57, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 35 | $3.46 | $121.10 |
DisclosureSEC source: 0001415889-22-012881 · form4-12212022_041201.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469,388 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 17,155 | $3.59 | $61,596.74 |
DisclosureSEC source: 0001415889-22-012881 · form4-12212022_041201.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469,423 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.38 to $3.72, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,920 | $4.96 | $78,940.91 |
DisclosureSEC source: 0001415889-22-011586 · form4-11182022_041101.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,486,578 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.87 to $5.05, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4 F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| October 17, 2022 Filed Oct 18, 2022 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 15,405 | $5.51 | $84,878.47 |
DisclosureSEC source: 0001415889-22-010637 · form4-10182022_041001.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502,498 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.46 to $5.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 16,320 | $5.43 | $88,588.22 |
DisclosureSEC source: 0001415889-22-009795 · form4-09202022_010908.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,903 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 24, 2022 Filed Aug 25, 2022 20:16 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 2,434 | $4.88 | $11,889.36 |
DisclosureSEC source: 0001415889-22-009050 · form4-08252022_040803.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,223 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.69 to $4.975, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| August 23, 2022 Filed Aug 25, 2022 20:16 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 30,000 | $4.63 | $138,885.00 |
DisclosureSEC source: 0001415889-22-009050 · form4-08252022_040803.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536,657 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $4.84, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 30,000 | $4.72 | $141,723.00 |
DisclosureSEC source: 0001415889-22-008970 · form4-08232022_040802.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566,657 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.59 to $4.825, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 19, 2022 Filed Aug 23, 2022 20:15 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 30,000 | $4.72 | $141,624.00 |
DisclosureSEC source: 0001415889-22-008970 · form4-08232022_040802.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,596,657 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.62 to $4.82, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. F4 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. Read SEC document |
| August 18, 2022 Filed Aug 19, 2022 20:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 30,000 | $4.87 | $146,040.00 |
DisclosureSEC source: 0001415889-22-008900 · form4-08192022_010807.xml · nonDerivative · entry 2 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,626,657 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.76 to $4.925, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 20:30 UTC | SES AI Corp SES · Entity 2220 | SaleClass A Common Stock | 50,000 | $4.86 | $242,980.00 |
DisclosureSEC source: 0001415889-22-008900 · form4-08192022_010807.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,657 F1 · kind: Shares were sold solely to cover taxes upon vesting of a restricted share award, pursuant to a 10b5-1 plan. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.78 to $4.96, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest. F4 · balance_after: Includes shares of Class A Common Stock under a restricted share award granted on August 16, 2021. The restricted share award vested 25% on the first anniversary of the grant date and will vest in equal monthly installments over the following 36 months, subject to the reporting person's continued service on each vesting date. Read SEC document |
| April 18, 2022 Filed Apr 21, 2022 00:22 UTC | SES AI Corp SES · Entity 2220 | GrantPerformance Vesting Restricted Stock Units · Derivative | 223,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015242 · doc4.xml · derivative · entry 2 Nealis Jing · CIK 0001907020 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,463 Underlying: Class A Common Stock · 223,463 shares Expires not disclosed F4 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.exercise_price: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. F4 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.exercise_date: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. F4 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment through such date. F5 · derivative.expiration_date: (Continued from Footnote 4) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. Read SEC document |
| April 18, 2022 Filed Apr 21, 2022 00:22 UTC | SES AI Corp SES · Entity 2220 | GrantClass A Common Stock | 223,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-015242 · doc4.xml · nonDerivative · entry 1 Nealis Jing · CIK 0001907020 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706,657 F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment through each applicable vesting date. F2 · balance_after: Includes 223,463 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest. F3 · balance_after: Includes 1,483,194 shares of Class A Common Stock under a restricted share award granted on August 16, 2021 that will vest 25% on the first anniversary of the grant date and in equal monthly installments over the following 36 months, subject to the reporting person's continued service on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.