Ziemba Peter M

SEC source: 0001064674-26-000010 · f4_a1eus000008pnwjmai-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,686

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $19.25 to $19.34, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F1 · balance_after: Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.

SEC source: 0001064674-26-000008 · f4_a1eus0000085ipvma2-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,046

Underlying: Common Stock · 3,046 shares

Expires not disclosed

F1 · security: On January 25, 2026, the Compensation Committee of the Issuer's Board of Directors approved a grant of performance-based restricted stock units ("PRSUs") initially reported on a Form 4 filed January 27, 2026 and amended February 24, 2026 ("Prior Form 4"), with the target number of PRSUs determined based on the grant-date fair value calculated using a Monte Carlo valuation methodology. On February 23, 2026, the Compensation Committee approved a change in the methodology for determining PRSU target shares to one based on the Issuer's grant date closing stock price and, in connection with that change, approved a separate, additional grant of PRSUs to the Reporting Person equal to the difference between (i) the target number of PRSUs reported in the Prior Form 4 and (ii) the target number of PRSUs determined using the Issuer's closing stock price on January 25, 2026. This grant is intended to qualify for the Rule 16b-3 exemption under the Securities Exchange Act of 1934.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each unit that vests.

F3 · derivative.exercise_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date.

F3 · derivative.expiration_date: These PRSUs are scheduled to vest on February 23, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stock of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001064674-26-000004 · f4_a1eus000007t3z7mai-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 2,555 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 2,555 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

SEC source: 0001064674-26-000004 · f4_a1eus000007t3z7mai-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 985,686

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.

SEC source: 0001064674-26-000004 · f4_a1eus000007t3z7mai-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 2,555 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.

SEC source: 0001064674-26-000002 · f4_a1eus000007rxhxmam-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,617

Underlying: Common Stock · 8,617 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001064674-26-000002 · f4_a1eus000007rxhxmam-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,244

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.

SEC source: 0001064674-26-000002 · f4_a1eus000007rxhxmam-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,503

F1 · shares: Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 8,617 shares on each of January 25, 2027 and January 25, 2028 and (ii) 8,619 shares on January 25, 2029.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 44,646 shares on January 25, 2027, (ii) 22,733 shares on January 25, 2028 and (iii) 8,619 shares on January 25, 2029.

SEC source: 0001064674-26-000006 · f4a_a1eus000007wmt3maa-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,571

Underlying: Common Stock · 5,571 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2029. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-25-000048 · f4_a1eus000003g8ndmai-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,154 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,846 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,846 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2022 and vested on January 25, 2025. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2025, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-25-000048 · f4_a1eus000003g8ndmai-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 957,650

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 70,068 shares on January 25, 2026, (ii) 36,029 shares on January 25, 2027 and (iii) 14,116 shares on January 25, 2028.

SEC source: 0001664272-25-000048 · f4_a1eus000003g8ndmai-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 972,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,846 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 70,068 shares on January 25, 2026, (ii) 36,029 shares on January 25, 2027 and (iii) 14,116 shares on January 25, 2028.

SEC source: 0001664272-25-000033 · f4_a1eus000003eveumau-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,114

Underlying: Common Stock · 14,114 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2028. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-25-000033 · f4_a1eus000003eveumau-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937,598

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 70,068 shares on January 25, 2026, (ii) 36,029 shares on January 25, 2027 and (iii) 14,116 shares on January 25, 2028.

SEC source: 0001664272-25-000033 · f4_a1eus000003eveumau-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,730

F1 · shares: Restricted stock awarded by Issuer on January 25, 2025 and vesting as to (i) 14,114 shares on each of January 25, 2026 and January 25, 2027 and (ii) 14,116 shares on January 25, 2028.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 70,068 shares on January 25, 2026, (ii) 36,029 shares on January 25, 2027 and (iii) 14,116 shares on January 25, 2028.

SEC source: 0001664272-25-000082 · f4a_a1eus000003r6ovmai-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,847

Underlying: Common Stock · 12,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2028. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-24-000428 · f4_a1eus0000033tprmaq-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,386

F1 · price: Reflects a gift of common stock to a charitable donor advised fund.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000354 · f4_a1eus000002jy62mae-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 948,386

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.495, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.

F1 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,059,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000075 · f4_a1e2k00000wi75xuat-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,386

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,914

Underlying: Common Stock · 21,914 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,825

F1 · shares: Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 21,914 shares on each of January 25, 2025 and January 25, 2026 and (ii) 21,915 shares on January 25, 2027.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000062 · f4_a1e2k00000wi74yuad-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,008

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025, (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.

SEC source: 0001664272-24-000151 · f4a_a1e2k00000wi7kzuad-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,126

Underlying: Common Stock · 18,126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2027. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001664272-23-000412 · f4_a1e2k00000klqk8uad-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988,082

F3 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $7.005 to $7.085, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (3) of this Form 4.

F1 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000412 · f4_a1e2k00000klqk8uad-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,082

F2 · price: The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.935, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (2) of this Form 4.

F1 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000370 · f4_a1e2k00000rxtfwua1-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,088,082

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000055 · f4_a1e2k00000rxqhoual-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 580 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F5 · shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

F5 · derivative.exercise_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

F5 · derivative.expiration_date: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

F1 · derivative.underlying_shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · derivative.underlying_shares: Includes the reinvestment of dividend equivalents into 580 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F5 · derivative.underlying_shares: These PRSUs were granted by the Issuer on January 25, 2020 and vested on January 25, 2023. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 30, 2023, the Relative TSR measured in the 38th percentile, resulting in the vesting of 76.92% of the target number of PRSUs.

SEC source: 0001664272-23-000055 · f4_a1e2k00000rxqhoual-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,232

F4 · shares: Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000055 · f4_a1e2k00000rxqhoual-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F2 · shares: Includes the reinvestment of dividend equivalents into 580 PRSUs between the grant date and vesting date. Each PRSU represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

F3 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000032 · f4_a1e2k00000rxpvyuat-live.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,040

Underlying: Common Stock · 34,040 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F5 · derivative.exercise_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

F5 · derivative.expiration_date: These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2026. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.

SEC source: 0001664272-23-000032 · f4_a1e2k00000rxpvyuat-live.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108,482

F1 · shares: Restricted stock awarded by Issuer on January 25, 2023 and vesting as to 34,040 shares on each of January 25, 2024, January 25, 2025 and January 25, 2026.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000032 · f4_a1e2k00000rxpvyuat-live.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,089,969

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.

SEC source: 0001664272-23-000192 · f4a_a1e2k00000rxrneua1-live.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,372

Underlying: Common Stock · 29,372 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PRSU") represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.

F2 · derivative.exercise_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

F2 · derivative.expiration_date: These PRSUs are scheduled to vest on January 25, 2026. The number of shares of Common Stock to be issued will range between 0% and 200% of the target number of PRSUs indicated above. This Amendment to Form 4 is being filed to update the target number of PRSUs to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,362

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,212

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,612

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-034861 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,612

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 48,111 shares on January 25, 2023, (ii) 34,849 shares on January 25, 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-005220 · doc4.xml · derivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,764

Underlying: Common Stock · 19,764 shares

Expires not disclosed

F4 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F5 · derivative.expiration_date: (Continuation of Footnote 4) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-22-005220 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,612

F3 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-005220 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,507

F1 · shares: Restricted stock awarded by Issuer on January 25, 2022 and vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 19,764 shares on each of January 25, 2023 and 2024 and (ii) 19,765 shares on January 25, 2025.

SEC source: 0001209191-22-025393 · doc4a.xml · derivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,654

Underlying: Common Stock · 16,654 shares

Expires not disclosed

F1 · derivative.expiration_date: The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount). This Amendment to Form 4 is being filed to update the target share amount to reflect the grant date fair market value of the PRSUs as determined by an independent valuation consultant.

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,214

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,214

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

SEC source: 0001209191-21-065390 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,714

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.

SEC source: 0001209191-21-005664 · doc4.xml · derivative · entry 4

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,084

Underlying: Common Stock · 15,084 shares

Expires not disclosed

F6 · derivative.expiration_date: On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).

F7 · derivative.expiration_date: (Continuation of Footnote 6) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 3

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010,714

F5 · shares: Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 2

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,285

F3 · shares: Restricted stock awarded by Issuer on January 25, 2021 and vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

F4 · balance_after: Includes restricted stock awards vesting as to (i) 15,083 shares on each of January 25, 2022 and 2023 and (ii) 15,085 shares on January 25, 2024.

SEC source: 0001209191-21-005664 · doc4.xml · nonDerivative · entry 1

Ziemba Peter M · CIK 0001064674 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,034

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes restricted stock awards which vest as to (i) 57,127 shares on January 25, 2021, (ii) 45,663 shares on January 25, 2022 and (iii) 13,264 shares on January 25, 2023.