Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FORUM MARKETS IncFRMM · Entity 7020 | Director | April 02, 2026 | April 03, 2026 |
| TERAWULF INC.WULF · Entity 3680 | Director | October 20, 2023 | October 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FORUM MARKETS Inc
Report date April 02, 2026 · Filed April 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 241,918 |
Reported balance
After 2026-04-02 transaction · row 1
1 source rowRow 1 · 2026-04-02 · Grant · Acquired 241,918 · Balance 241,918 F1: Consists of (i) 41,918 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date. |
| Common StockSEC Table I · non-derivative | IndirectBy New Island Capital LLC | 56,603 |
Reported balance
Holding disclosure · report date 2026-04-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 56,603 F2: The Reporting Person is the founder and managing partner of New Island Capital LLC, and therefore deemed to beneficially own the securities held by such entity. Mr. New disclaims beneficial ownership of the securities owned directly by New Island Capital LLC, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of (i) 41,918 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date.
F2: The Reporting Person is the founder and managing partner of New Island Capital LLC, and therefore deemed to beneficially own the securities held by such entity. Mr. New disclaims beneficial ownership of the securities owned directly by New Island Capital LLC, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
TERAWULF INC.
Report date October 20, 2023 · Filed October 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2023-10-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-20 · Other · Disposed 613,326 · Balance 0 F1: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2026-12-31 | Direct | 0 |
Reported balance
After 2023-10-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-10-20 · Other · Disposed 306,663 · Balance 0 F3: This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2025-12-31 | IndirectNovaWulf Partners Fund New LLC | 613,326 |
Reported balance
After 2023-10-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-10-20 · Other · Acquired 613,326 · Balance 613,326 F2: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2026-12-31 | IndirectNovaWulf Partners Fund New LLC | 306,663 |
Reported balance
After 2023-10-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-10-20 · Other · Acquired 306,663 · Balance 306,663 F3: This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
F2: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
F3: This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EASTMAN KODAK CO
Report date May 19, 2026 · Filed May 21, 2026
Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-19 | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-19 · Disposition to issuer · Disposed 16,393 · Balance 0 F1: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. New deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,726 |
Reported balance
After 2026-05-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-20 · Grant · Acquired 12,726 · Balance 12,726 F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 81,754 |
Reported balance
After 2026-05-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-19 · Grant · Acquired 16,393 · Balance 81,754 F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 88,002 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 88,002 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19 | Direct | 21,081 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 21,081 F4: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2030-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 6,416 F4: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2030-05-19 | Direct | 6,416 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 6,416 F4: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-05-19 | Direct | 3,666 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 3,666 F4: This option has fully vested as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. New deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
F2: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.
F4: This option has fully vested as of the date of this report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 12,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000181 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,726 Underlying: Common Stock, par value $.01 · 12,726 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. Read SEC document |
| May 19, 2026 Filed May 21, 2026 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000181 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,754 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 19, 2026 Filed May 21, 2026 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000181 · form4.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 16,393 shares Expires 2026-05-19 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. New deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. New deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| April 02, 2026 Filed Apr 3, 2026 23:08 UTC | FORUM MARKETS Inc FRMM · Entity 7020 | GrantCommon Stock | 241,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-040080 · ownership.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 241,918 F1 · shares: Consists of (i) 41,918 shares of Common Stock underlying restricted stock units ("RSUs") that will vest in full on the date of the Company's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service through such date, and (ii) 200,000 shares of Common Stock underlying RSUs, half of which will vest on the date of the Company's 2026 Annual Meeting of Stockholders and the other half of which will vest on the first anniversary of the grant date, subject to the Reporting Person's continued service through each such date. Read SEC document |
| November 14, 2025 Filed Nov 14, 2025 22:11 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | GiftCommon Stock | 218,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-111051 · ownership.xml · nonDerivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By New Island Advisors LLC Disclosed balance after: 218,456 F4 · kind: On November 14, 2025, the Reporting Person transferred 218,456 shares of common stock to New Island Advisors LLC, which is managed by the Reporting Person for estate planning purposes - There was no change in the beneficial ownership of the gifted shares in connection with such transaction. F5 · ownership.nature: The Reporting Person is the founder and managing partner of New Island Advisors LLC, and therefore deemed to beneficially own the securities held by such entity. Mr. New disclaims beneficial ownership of the securities owned directly by New Island Advisors LLC, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 14, 2025 Filed Nov 14, 2025 22:11 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | GiftCommon Stock | 218,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-111051 · ownership.xml · nonDerivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,250 F4 · kind: On November 14, 2025, the Reporting Person transferred 218,456 shares of common stock to New Island Advisors LLC, which is managed by the Reporting Person for estate planning purposes - There was no change in the beneficial ownership of the gifted shares in connection with such transaction. Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 22:11 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | Tax withholdingCommon Stock | 257,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-111051 · ownership.xml · nonDerivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711,424 F3 · shares: A total of 257,794 shares of common stock awarded to the Reporting Person by the Issuer were withheld by the Issuer to satisfy tax withholding obligations in connection with the award of an aggregate of 476,250 fully-vested shares of common stock to the Reporting Person on November 12, 2025 (see Footnote 1). Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 22:11 UTC | FORUM MARKETS Inc ETHZ · Entity 7020 | GrantCommon Stock | 952,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-111051 · ownership.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 952,500 F1 · shares: 476,250 shares vested on the grant date and 476,250 shares vest on January 2, 2026. F2 · price: Issued in consideration for services rendered and agreed to be rendered to the Issuer as a member of the Board of Directors of the Issuer. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010098 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010098 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,361 Underlying: Common Stock, par value $.01 · 19,921 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010098 · form4.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 19,921 shares Expires 2025-05-20 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. New deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. New deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010470 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,921 Underlying: Common Stock, par value $.01 · 19,921 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010470 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,440 Underlying: Common Stock, par value $.01 · 23,365 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:34 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010470 · form4.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 23,365 shares Expires 2024-05-14 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. New deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. New deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 22:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007385 · form4.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,002 F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 21,081 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-022441 · form4.xml · derivative · entry 5 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,081 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2027-05-19 F3 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F3 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F3 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 21,081 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-022441 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2030-05-19 F3 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F3 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F3 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:18 UTC | TERAWULF INC. WULF · Entity 3680 | OtherWarrants · Derivative | 306,663 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001628280-23-035019 · wk-form4_1698185911.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · NovaWulf Partners Fund New LLC Disclosed balance after: 306,663 Underlying: Common stock, $0.001 par value per share · 306,663 shares Expires 2026-12-31 F3 · price: This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:18 UTC | TERAWULF INC. WULF · Entity 3680 | OtherWarrants · Derivative | 306,663 | Not disclosed Strike: $1.00 | Not disclosed |
DisclosureSEC source: 0001628280-23-035019 · wk-form4_1698185911.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, $0.001 par value per share · 306,663 shares Expires 2026-12-31 F3 · price: This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:18 UTC | TERAWULF INC. WULF · Entity 3680 | OtherWarrants · Derivative | 613,326 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001628280-23-035019 · wk-form4_1698185911.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · NovaWulf Partners Fund New LLC Disclosed balance after: 613,326 Underlying: Common stock, $0.001 par value per share · 613,326 shares Expires 2025-12-31 F2 · price: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:18 UTC | TERAWULF INC. WULF · Entity 3680 | OtherWarrants · Derivative | 613,326 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001628280-23-035019 · wk-form4_1698185911.xml · derivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, $0.001 par value per share · 613,326 shares Expires 2025-12-31 F1 · price: This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | GrantWarrants · Derivative | 306,663 | $1.00 Strike: $1.00 | $306,663.00 |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · derivative · entry 6 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,663 Underlying: Common stock, $0.001 par value per share · 306,663 shares Expires 2026-12-31 F2 · kind: NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person. Read SEC document |
| October 19, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | GrantWarrants · Derivative | 613,326 | $0.01 Strike: $0.01 | $6,133.26 |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · derivative · entry 5 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,326 Underlying: Common stock, $0.001 par value per share · 613,326 shares Expires 2025-12-31 F2 · kind: NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person. Read SEC document |
| October 19, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | OtherCommon stock, $0.001 par value per share | 39,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · NovaWulf Partners Fund New LLC Disclosed balance after: 39,617 F3 · price: This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | OtherCommon stock, $0.001 par value per share | 39,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · price: This transaction involved the Reporting Person's contribution of 39,617 shares of common stock, par value $0.001 per share to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the shares of common stock held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of common stock for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| October 19, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | OtherCommon stock, $0.001 par value per share | 39,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,617 F2 · price: NovaWulf Digital Private Fund LLC distributed warrants and shares of common stock, par value $0.001 per share, to its members, including the Reporting Person. Read SEC document |
| October 18, 2023 Filed Oct 21, 2023 00:23 UTC | TERAWULF INC. WULF · Entity 3680 | OtherCommon stock, $0.001 par value per share | 1,198,295 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-034855 · wk-form4_1697847772.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: 599,147 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO BEN for no consideration, and 599,148 shares of common stock, par value $0.001 per share, were contributed by the Reporting Person to 29TH Street Trust FBO CKN for no consideration. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 21:30 UTC | TERAWULF INC. WULF · Entity 3680 | OtherCommon Stock, $0.001 par value per share | 1,429,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-083916 · tm2321579-2_4seq1.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Mining Assets, LLC Disclosed balance after: 0 F1 · price: On July 21, 2023, Mining Assets LLC distributed its shares of common stock, $0.001 par value per share, to its members, including 1,071,943 to the Reporting Person. F1 · ownership.nature: On July 21, 2023, Mining Assets LLC distributed its shares of common stock, $0.001 par value per share, to its members, including 1,071,943 to the Reporting Person. Read SEC document |
| June 30, 2023 Filed Aug 17, 2023 21:44 UTC | TERAWULF INC. WULF · Entity 3680 | GrantCommon Stock, $0.001 par value per share | 8,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-093137 · tm2324092-4_4seq1.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,198,295 F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the second fiscal quarter of 2023, at a price of $1.7500 per share, the closing price as of June 30, 2023. Read SEC document |
| June 22, 2023 Filed Jun 23, 2023 22:02 UTC | TERAWULF INC. WULF · Entity 3680 | GrantCommon Stock | 79,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-074373 · tm2319562-5_4seq1.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,780 F1 · price: The Reporting Person received restricted stock units which vested upon the first anniversary of June 22, 2022, subject to the Reporting Person's continuedemployment or service with the Issuer through such date. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 22:02 UTC | TERAWULF INC. WULF · Entity 3680 | GrantRestricted Stock Units · Derivative | 52,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-074373 · tm2319562-5_4seq1.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,942 Underlying: Common Stock · 52,942 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock, $0.001 par value per share. F3 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date. F3 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 21, 2023, subject to the Reporting Person's continued employment or service with the Issuer through such date. Read SEC document |
| May 17, 2023 Filed May 18, 2023 21:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011698 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,365 Underlying: Common Stock, par value $.01 · 23,365 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011698 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,075 Underlying: Common Stock, par value $.01 · 22,075 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:49 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011698 · form4.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 22,075 shares Expires 2023-05-16 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. New deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. New deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 01, 2023 Filed May 4, 2023 01:53 UTC | TERAWULF INC. WULF · Entity 3680 | GrantCommon stock | 15,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-23-001337 · es230355953_4-new.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,532 F1 · price: Shares of common stock issued in lieu of cash retainers for the first fiscal quarter of 2023, issued at a price of $0.9378 per share, the closing price as of March 31, 2023. Read SEC document |
| March 04, 2023 Filed Mar 7, 2023 22:03 UTC | TERAWULF INC. WULF · Entity 3680 | GrantCommon stock | 22,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-23-000639 · es230336739_4-new.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451,794 F1 · price: Shares of common stock issued in lieu of cash retainers accrued since the beginning of the fourth fiscal quarter of 2022, issued at a price of $0.6656 per share, the closing price as of December 30, 2022. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 3,666 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 10 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 Underlying: Common Stock, par value $.01 · 3,666 shares Expires 2030-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 3,666 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 9 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,666 shares Expires 2027-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | Not disclosed Strike: $6.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 8 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2030-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,416 | Not disclosed Strike: $6.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 7 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 6,416 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 6 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2030-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 6,416 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 5 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 6,416 shares Expires 2027-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 21,081 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,081 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2030-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:45 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 21,081 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004264 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 21,081 shares Expires 2027-05-19 F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| June 22, 2022 Filed Jun 24, 2022 14:39 UTC | TERAWULF INC. WULF · Entity 3680 | GrantRestricted Stock Units · Derivative | 79,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-074165 · tm2219367-4_4seq1.xml · derivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,248 Underlying: Common Stock · 79,248 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock, $0.001 par value per share. F2 · derivative.exercise_date: The restricted stock units vest upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date. F2 · derivative.expiration_date: The restricted stock units vest upon the first anniversary of June 22, 2022, subject to the Reporting Person's continued employment or service with the Issuer through each such date. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013036 · form4.xml · derivative · entry 3 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,075 Underlying: Common Stock, par value $.01 · 22,075 shares Expires not disclosed F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013036 · form4.xml · derivative · entry 2 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 10,000 shares Expires 2022-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013036 · form4.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 17:20 UTC | TERAWULF INC. WULF · Entity 3680 | GrantSeries A Convertible Stock · Derivative | 500 | $1,000.00 | $500,000.00 |
DisclosureSEC source: 0001104659-22-034896 · tm229568d4_4seq1.xml · derivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Y Club 101, LLC Disclosed balance after: 500 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. F2 · derivative.exercise_price: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 50,000 shares of Common Stock. The Issuer's Preferred Stock does not expire. F1 · derivative.exercise_date: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. F2 · derivative.exercise_date: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 50,000 shares of Common Stock. The Issuer's Preferred Stock does not expire. F1 · derivative.expiration_date: Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of Common Stock equal to the quotient obtained by dividing (i) the sum of (x) the Liquidation Preference (as defined in the Certificate of Designations governing the Preferred Stock, initially $1,000) and (y) an amount equal to accumulated and unpaid Regular Dividends (as defined in the Certificate of Designations) on such shares of Preferred Stock, by (ii) the Conversion Price (as defined in the Certificate of Designations) in effect at such time, subject to customary antidilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. F2 · derivative.expiration_date: As of the date of the event requiring the filing of this report, the 50 shares of Preferred Stock reported on this report are convertible into 50,000 shares of Common Stock. The Issuer's Preferred Stock does not expire. F3 · ownership.nature: By Y Club 101, LLC. The Reporting Person is a managing member of Y Club 101, LLC and, as a result, may be deemed to beneficially own the shares of the Preferred Stock held by Y Club 101, LLC. The Reporting Person disclaims beneficial ownership of such shares of the Preferred Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Preferred Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Preferred Stock for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:14 UTC | TERAWULF INC. WULF · Entity 3680 | GrantCommon stock, $0.001 par value per share | 1,429,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-21-004034 · es210210296_4-new.xml · nonDerivative · entry 1 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mining Assets, LLC Disclosed balance after: 1,429,257 F1 · kind: Received in connection with the agreement and plan of merger, dated as of June 24, 2021 (as amended, supplemented or otherwise modified prior to the date hereof), by and among TeraWulf Inc. (formerly known as Telluride Holdco, Inc.), a Delaware corporation ("TeraWulf"), IKONICS Corporation, a Minnesota corporation ("IKONICS"), Telluride Merger Sub I, Inc., a Minnesota corporation ("Merger Sub I"), Telluride Merger Sub II, Inc., a Delaware corporation ("Merger Sub II"), and TeraCub Inc. (formerly known as TeraWulf Inc.), a Delaware corporation ("TeraCub"), pursuant to which (i) Merger Sub I, a wholly-owned subsidiary of TeraWulf, which was a wholly-owned subsidiary of IKONICS, merged with and into IKONICS (the "First Merger"), with IKONICS surviving the First Merger as a wholly-owned subsidiary of TeraWulf, and (cont'd on FN 2) F2 · kind: (cont'd from FN 1) (ii) Merger Sub II, a wholly-owned subsidiary of TeraWulf, merged with and into TeraCub (the "Second Merger"), with TeraCub surviving the Second Merger as a wholly-owned subsidiary of TeraWulf. The Reporting Person received the shares of common stock, $0.001 par value per share, of TeraWulf (the "Shares") as consideration for the Second Merger. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. F1 · price: Received in connection with the agreement and plan of merger, dated as of June 24, 2021 (as amended, supplemented or otherwise modified prior to the date hereof), by and among TeraWulf Inc. (formerly known as Telluride Holdco, Inc.), a Delaware corporation ("TeraWulf"), IKONICS Corporation, a Minnesota corporation ("IKONICS"), Telluride Merger Sub I, Inc., a Minnesota corporation ("Merger Sub I"), Telluride Merger Sub II, Inc., a Delaware corporation ("Merger Sub II"), and TeraCub Inc. (formerly known as TeraWulf Inc.), a Delaware corporation ("TeraCub"), pursuant to which (i) Merger Sub I, a wholly-owned subsidiary of TeraWulf, which was a wholly-owned subsidiary of IKONICS, merged with and into IKONICS (the "First Merger"), with IKONICS surviving the First Merger as a wholly-owned subsidiary of TeraWulf, and (cont'd on FN 2) F2 · price: (cont'd from FN 1) (ii) Merger Sub II, a wholly-owned subsidiary of TeraWulf, merged with and into TeraCub (the "Second Merger"), with TeraCub surviving the Second Merger as a wholly-owned subsidiary of TeraWulf. The Reporting Person received the shares of common stock, $0.001 par value per share, of TeraWulf (the "Shares") as consideration for the Second Merger. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Shares for purposes of Section 16 of the Securities Exchange of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.