Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Callaway Golf CoCALY · Entity 4283 | Director · 10% owner | May 21, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Callaway Golf Co
Report date May 21, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,181 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 8,181 · Balance 8,181 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date. F3: Represents only the RSUs granted on May 21, 2026 and does not include RSUs with different vesting terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock.
F2: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date.
F3: Represents only the RSUs granted on May 21, 2026 and does not include RSUs with different vesting terms.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARVANA CO.
Report date September 13, 2018 · Filed September 17, 2018
Jointly reported with DDFS Partnership LP, DDFS Management Co LLC
Section 16 reporting ended · disclosed 2018-09-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Last balance in matching sequence
After 2018-09-17 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2018-09-13 · Other · Acquired 507,755 · Balance 626,722 F1: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Row 2 · 2018-09-14 · Sale · Disposed 300,000 · Balance 326,722 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.50, inclusive. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Row 3 · 2018-09-14 · Other · Acquired 253,877 · Balance 580,599 F1: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Row 4 · 2018-09-17 · Sale · Disposed 580,599 · Balance 0 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $63.49, inclusive. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
| Class A ConvertiblePreferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $19.69 | IndirectSee Footnotes | 65,000 |
Reported balance
After 2018-09-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-09-13 · Conversion · Disposed 10,000 · Balance 65,000 F1: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
| Class A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $19.69 | IndirectSee Footnotes | 60,000 |
Reported balance
After 2018-09-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-09-14 · Conversion · Disposed 5,000 · Balance 60,000 F1: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment.
F2: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018.
F3: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC.
F4: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.50, inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $63.49, inclusive.
Santander Consumer USA Holdings Inc.
Report date November 15, 2017 · Filed January 29, 2018 · Amendment
Section 16 reporting ended · disclosed 2018-01-29. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby DDFS LLC | 0 |
Reported balance
After 2017-11-15 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-11-15 · Sale · Disposed 34,598,506 · Balance 0 F1: On July 2, 2015, Santander Consumer USA Holdings Inc. ("SC"), Santander Holdings USA, Inc.'s ("SHUSA's") majority-owned subsidiary, announced the departure of Thomas G. Dundon from his roles as the Chairman of SC's Board of Directors and Chief Executive Officer of SC. In connection with his departure, on July 2, 2015, Mr. Dundon entered into a Separation Agreement with SC, DDFS LLC ("DDFS"), SHUSA, Santander Consumer USA Inc. (SC's wholly-owned subsidiary) and Banco Santander, S.A. ("Santander") (as subsequently amended, the "Separation Agreement"). In connection with, and pursuant to, the Separation Agreement, on July 2, 2015, SC, SHUSA, DDFS, Mr. Dundon and Santander agreed to the exercise of the call option provided for in the Shareholders Agreement dated as of January 28, 2014 among SC, SHUSA, DDFS, Mr. Dundon, Sponsor Auto Finance Holdings Series LP and, solely for certain sections set forth therein, Santander (as amended, the "Shareholders Agreement"). F2: Pursuant to the Separation Agreement, SHUSA was deemed to have delivered as of July 3, 2015, an irrevocable notice to exercise the call option with respect to the 34,598,506 shares of Common Stock owned by DDFS and to consummate the transactions contemplated by such call option notice, subject to required bank regulatory approvals and any other approvals required by law being obtained (the "Call Transaction"), at a price per share of Common Stock of $26.17, subject to certain adjustments. On August 31, 2016, in accordance with the Shareholders Agreement, Santander exercised its option to assume SHUSA's obligations to purchase the 34,598,506 shares of Common Stock in respect of the Call Transaction. F3: On November 15, 2017, SC, DDFS, Mr. Dundon, SHUSA, Santander Consumer and Santander entered into a Settlement Agreement and Release (the "Settlement Agreement"), and thereafter Santander completed the purchase of the 34,598,506 shares of Common Stock in the Call Transaction and contributed those to SHUSA. F9: Under the Separation Agreement and the Settlement Agreement, the call price was $26.17, as adjusted in accordance with Section 5(f) of the Separation Agreement, resulting in the Call Transaction being consummated for a total of $941,945,420. |
| Common StockSEC Table I · non-derivative | Direct | 5,061,557 |
Reported balance
After 2017-11-15 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-11-15 · Other · Acquired 4,628,169 · Balance 5,061,557 F4: Pursuant to the Separation Agreement, Mr. Dundon's stock options that were outstanding as of July 2, 2015, remained exercisable until the third anniversary of his resignation and, prior to September 30, 2015, Mr. Dundon was permitted to exercise such option in whole, but not in part, and settle such options for a cash payment equal to the difference between the closing trading price of a share of SC Common Stock on the New York Stock Exchange as of the date immediately preceding such exercise and the exercise price of such option. Mr. Dundon exercised this cash settlement option as of July 2, 2015, subject to the receipt of all required regulatory approvals (the "Exercise Notice"). F5: On July 2, 2015, Mr. Dundon had three separate sets of stock options: (a) the option to acquire 4,628,169 shares for $9.21 per share; (b) the option to acquire 1,459,438 shares for $12.10 per share, and (c) the option to acquire 759,773 shares for $24.00 per share. The closing trading price for a share of SC's stock on July 1, 2015, the day immediately preceding the date of the Exercise Notice, was $26.48, such that all three sets of options were "in-the-money" on July 2, 2015. |
| Common StockSEC Table I · non-derivative | Direct | 6,520,995 |
Reported balance
After 2017-11-15 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2017-11-15 · Other · Acquired 1,459,438 · Balance 6,520,995 F4: Pursuant to the Separation Agreement, Mr. Dundon's stock options that were outstanding as of July 2, 2015, remained exercisable until the third anniversary of his resignation and, prior to September 30, 2015, Mr. Dundon was permitted to exercise such option in whole, but not in part, and settle such options for a cash payment equal to the difference between the closing trading price of a share of SC Common Stock on the New York Stock Exchange as of the date immediately preceding such exercise and the exercise price of such option. Mr. Dundon exercised this cash settlement option as of July 2, 2015, subject to the receipt of all required regulatory approvals (the "Exercise Notice"). F5: On July 2, 2015, Mr. Dundon had three separate sets of stock options: (a) the option to acquire 4,628,169 shares for $9.21 per share; (b) the option to acquire 1,459,438 shares for $12.10 per share, and (c) the option to acquire 759,773 shares for $24.00 per share. The closing trading price for a share of SC's stock on July 1, 2015, the day immediately preceding the date of the Exercise Notice, was $26.48, such that all three sets of options were "in-the-money" on July 2, 2015. |
| Common StockSEC Table I · non-derivative | Direct | 7,280,768 |
Reported balance
After 2017-11-15 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2017-11-15 · Other · Acquired 759,773 · Balance 7,280,768 F4: Pursuant to the Separation Agreement, Mr. Dundon's stock options that were outstanding as of July 2, 2015, remained exercisable until the third anniversary of his resignation and, prior to September 30, 2015, Mr. Dundon was permitted to exercise such option in whole, but not in part, and settle such options for a cash payment equal to the difference between the closing trading price of a share of SC Common Stock on the New York Stock Exchange as of the date immediately preceding such exercise and the exercise price of such option. Mr. Dundon exercised this cash settlement option as of July 2, 2015, subject to the receipt of all required regulatory approvals (the "Exercise Notice"). F5: On July 2, 2015, Mr. Dundon had three separate sets of stock options: (a) the option to acquire 4,628,169 shares for $9.21 per share; (b) the option to acquire 1,459,438 shares for $12.10 per share, and (c) the option to acquire 759,773 shares for $24.00 per share. The closing trading price for a share of SC's stock on July 1, 2015, the day immediately preceding the date of the Exercise Notice, was $26.48, such that all three sets of options were "in-the-money" on July 2, 2015. |
| Common StockSEC Table I · non-derivative | Direct | 433,388 |
Reported balance
After 2017-11-15 transaction · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · 2017-11-15 · Other · Disposed 6,847,380 · Balance 433,388 F6: Under the terms of the Settlement Agreement, a payment of $52,799,417 was made in respect of the Exercise Notice. |
| Common StockSEC Table I · non-derivative | Direct | 304,893 |
Reported balance
After 2013-12-31 transaction · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · 2013-12-31 · Tax withholding · Disposed 128,495 · Balance 304,893 F7: The shares were withheld in connection with the consummation of the Separation Agreement and the Settlement Agreement on November 15, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 297,815 |
Reported balance
After 2015-04-10 transaction · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · 2015-04-10 · Tax withholding · Disposed 7,078 · Balance 297,815 F7: The shares were withheld in connection with the consummation of the Separation Agreement and the Settlement Agreement on November 15, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 290,737 |
Reported balance
After 2015-04-10 transaction · row 8
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 8 · 2015-04-10 · Tax withholding · Disposed 7,078 · Balance 290,737 F7: The shares were withheld in connection with the consummation of the Separation Agreement and the Settlement Agreement on November 15, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.21 · Expires 2018-07-02 | Direct | 2,219,211 |
Reported balance
After 2017-11-15 transaction · row 9
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 9 · 2017-11-15 · Other · Disposed 4,628,169 · Balance 2,219,211 F8: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.10 · Expires 2018-07-02 | Direct | 759,773 |
Reported balance
After 2017-11-15 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2017-11-15 · Other · Disposed 1,459,438 · Balance 759,773 F8: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.00 · Expires 2018-07-02 | Direct | 0 |
Reported balance
After 2017-11-15 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2017-11-15 · Other · Disposed 759,773 · Balance 0 F8: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 2, 2015, Santander Consumer USA Holdings Inc. ("SC"), Santander Holdings USA, Inc.'s ("SHUSA's") majority-owned subsidiary, announced the departure of Thomas G. Dundon from his roles as the Chairman of SC's Board of Directors and Chief Executive Officer of SC. In connection with his departure, on July 2, 2015, Mr. Dundon entered into a Separation Agreement with SC, DDFS LLC ("DDFS"), SHUSA, Santander Consumer USA Inc. (SC's wholly-owned subsidiary) and Banco Santander, S.A. ("Santander") (as subsequently amended, the "Separation Agreement"). In connection with, and pursuant to, the Separation Agreement, on July 2, 2015, SC, SHUSA, DDFS, Mr. Dundon and Santander agreed to the exercise of the call option provided for in the Shareholders Agreement dated as of January 28, 2014 among SC, SHUSA, DDFS, Mr. Dundon, Sponsor Auto Finance Holdings Series LP and, solely for certain sections set forth therein, Santander (as amended, the "Shareholders Agreement").
F2: Pursuant to the Separation Agreement, SHUSA was deemed to have delivered as of July 3, 2015, an irrevocable notice to exercise the call option with respect to the 34,598,506 shares of Common Stock owned by DDFS and to consummate the transactions contemplated by such call option notice, subject to required bank regulatory approvals and any other approvals required by law being obtained (the "Call Transaction"), at a price per share of Common Stock of $26.17, subject to certain adjustments. On August 31, 2016, in accordance with the Shareholders Agreement, Santander exercised its option to assume SHUSA's obligations to purchase the 34,598,506 shares of Common Stock in respect of the Call Transaction.
F3: On November 15, 2017, SC, DDFS, Mr. Dundon, SHUSA, Santander Consumer and Santander entered into a Settlement Agreement and Release (the "Settlement Agreement"), and thereafter Santander completed the purchase of the 34,598,506 shares of Common Stock in the Call Transaction and contributed those to SHUSA.
F4: Pursuant to the Separation Agreement, Mr. Dundon's stock options that were outstanding as of July 2, 2015, remained exercisable until the third anniversary of his resignation and, prior to September 30, 2015, Mr. Dundon was permitted to exercise such option in whole, but not in part, and settle such options for a cash payment equal to the difference between the closing trading price of a share of SC Common Stock on the New York Stock Exchange as of the date immediately preceding such exercise and the exercise price of such option. Mr. Dundon exercised this cash settlement option as of July 2, 2015, subject to the receipt of all required regulatory approvals (the "Exercise Notice").
F5: On July 2, 2015, Mr. Dundon had three separate sets of stock options: (a) the option to acquire 4,628,169 shares for $9.21 per share; (b) the option to acquire 1,459,438 shares for $12.10 per share, and (c) the option to acquire 759,773 shares for $24.00 per share. The closing trading price for a share of SC's stock on July 1, 2015, the day immediately preceding the date of the Exercise Notice, was $26.48, such that all three sets of options were "in-the-money" on July 2, 2015.
F6: Under the terms of the Settlement Agreement, a payment of $52,799,417 was made in respect of the Exercise Notice.
F7: The shares were withheld in connection with the consummation of the Separation Agreement and the Settlement Agreement on November 15, 2017.
F8: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018.
F9: Under the Separation Agreement and the Settlement Agreement, the call price was $26.17, as adjusted in accordance with Section 5(f) of the Separation Agreement, resulting in the Call Transaction being consummated for a total of $941,945,420.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 21, 2026 20:36 UTC | Callaway Golf Co CALY · Entity 4283 | GrantRestricted Stock Units · Derivative | 8,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001518314-26-000004 · wk-form4_1779395808.xml · derivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,181 Underlying: Common Stock · 8,181 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs were granted on May 21, 2026 and vest in full on the first anniversary of the grant date. F3 · balance_after: Represents only the RSUs granted on May 21, 2026 and does not include RSUs with different vesting terms. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 21:37 UTC | Callaway Golf Co MODG · Entity 4283 | GrantCommon Stock | 917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037472 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,865 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending June 30, 2023. Read SEC document |
| May 25, 2023 Filed May 25, 2023 21:32 UTC | Callaway Golf Co MODG · Entity 4283 | Exercise / conversionRestricted Stock Units · Derivative | 5,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032241 · doc4.xml · derivative · entry 3 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F4 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vested on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vested on the first anniversary of the grant date. Read SEC document |
| May 25, 2023 Filed May 25, 2023 21:32 UTC | Callaway Golf Co MODG · Entity 4283 | Exercise / conversionCommon Stock | 5,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032241 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| March 15, 2023 Filed Mar 15, 2023 22:03 UTC | Callaway Golf Co MODG · Entity 4283 | GrantCommon Stock | 1,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-018989 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,964 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending March 31, 2023. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:58 UTC | Callaway Golf Co MODG · Entity 4283 | GrantCommon Stock | 1,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-061498 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,796 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending December 31, 2022. Read SEC document |
| September 15, 2022 Filed Sep 15, 2022 21:29 UTC | Callaway Golf Co MODG · Entity 4283 | GrantCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050126 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,600 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending September 30, 2022. Read SEC document |
| June 15, 2022 Filed Jun 15, 2022 22:22 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-037080 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,493 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending June 30, 2022. Read SEC document |
| May 25, 2022 Filed May 25, 2022 20:41 UTC | Callaway Golf Co ELY · Entity 4283 | GrantRestricted Stock Units · Derivative | 5,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-031893 · doc4.xml · derivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984 Underlying: Common Stock · 5,984 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 19, 2022 21:47 UTC | Callaway Golf Co ELY · Entity 4283 | Exercise / conversionRestricted Stock Units · Derivative | 4,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030664 · doc4.xml · derivative · entry 3 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F4 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 19, 2022 21:47 UTC | Callaway Golf Co ELY · Entity 4283 | Exercise / conversionCommon Stock | 4,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030664 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:39 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 1,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-019242 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,250 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending March 31, 2022. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:06 UTC | Callaway Golf Co ELY · Entity 4283 | Exercise / conversionRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017976 · doc4.xml · derivative · entry 3 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F4 · derivative.exercise_date: The RSUs were granted on March 8, 2021 and vested on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on March 8, 2021 and vested on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on March 8, 2021, and does not include RSUs with different vesting terms. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:06 UTC | Callaway Golf Co ELY · Entity 4283 | Exercise / conversionCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-017976 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs"). F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 23:44 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069817 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,531 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending December 31, 2021. Read SEC document |
| September 30, 2021 Filed Sep 30, 2021 22:41 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058286 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,602 F1 · shares: The shares were issued in lieu of the cash retainer otherwise payable to the reporting person under the issuers non-employee director compensation program for the quarter ending on the Transaction Date. Read SEC document |
| May 19, 2021 Filed May 19, 2021 21:55 UTC | Callaway Golf Co ELY · Entity 4283 | GrantRestricted Stock Units · Derivative | 4,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034092 · doc4.xml · derivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,063 Underlying: Common Stock · 4,063 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date. F3 · balance_after: Represents only the RSUs granted on May 19, 2021 and does not include RSUs with different vesting terms. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:02 UTC | Callaway Golf Co ELY · Entity 4283 | GrantRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010746 · doc4.xml · derivative · entry 3 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573 Underlying: Common Stock · 573 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The RSUs were granted on March 8, 2021 and vest in full on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on March 8, 2021 and vest in full on the first anniversary of the grant date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:02 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 18,592,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010746 · doc4.xml · nonDerivative · entry 2 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By DDFS Partnership LP Disclosed balance after: 18,592,833 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement. F2 · ownership.nature: Mr. Dundon is the sole member of DDFS Management Company LLC, which is the sole general partner of DDFS Partnership LP. As a result, each of Mr. Dundon and DDFS Management Company LLC may be deemed to beneficially own the securities reported herein, but each disclaims such beneficial ownership except to the extent of his of its pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:02 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 42,697 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010746 · doc4.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,697 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement. Read SEC document |
| September 17, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 580,599 | $60.61 | $35,190,105.39 |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · nonDerivative · entry 4 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $63.49, inclusive. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Convertible Preferred Stock · Derivative | 5,000 | Not disclosed Strike: $19.69 | Not disclosed |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · derivative · entry 6 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,000 Underlying: Class A Common Stock · 253,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.exercise_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.expiration_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.expiration_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.underlying_shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.underlying_shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass A Common Stock | 253,877 | $19.69 | $4,998,838.13 |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · nonDerivative · entry 3 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 580,599 F1 · kind: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · kind: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 14, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 300,000 | $63.09 | $18,927,000.00 |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · nonDerivative · entry 2 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 326,722 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.50, inclusive. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 13, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 522,213 | $62.93 | $32,862,864.09 |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · nonDerivative · entry 4 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 118,967 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.02 to $66.35, inclusive. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A ConvertiblePreferred Stock · Derivative | 10,000 | Not disclosed Strike: $19.69 | Not disclosed |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · derivative · entry 5 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 65,000 Underlying: Class A Common Stock · 507,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.exercise_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.expiration_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.expiration_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · derivative.underlying_shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.underlying_shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 19:07 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass A Common Stock | 507,755 | $19.69 | $9,997,695.95 |
DisclosureSEC source: 0001144204-18-049718 · tv502934_form4.xml · nonDerivative · entry 1 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 626,722 F1 · kind: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · kind: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,755 shares of Common Stock on September 13, 2018, and 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 14, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Convertible Preferred Stock · Derivative | 10,000 | Not disclosed Strike: $19.69 | Not disclosed |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · derivative · entry 6 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 75,000 Underlying: Class A Common Stock · 507,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.exercise_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.expiration_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.expiration_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.underlying_shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.underlying_shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass A Common Stock | 507,755 | $19.69 | $9,997,695.95 |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · nonDerivative · entry 3 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 641,180 F1 · kind: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · kind: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 374,329 | $67.71 | $25,345,816.59 |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · nonDerivative · entry 2 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 133,425 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $72.59, inclusive. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 16:18 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 253,877 | $69.30 | $17,593,676.10 |
DisclosureSEC source: 0001144204-18-049182 · tv502470_form4.xml · nonDerivative · entry 2 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.92 to $71.24, inclusive. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Convertible Preferred Stock · Derivative | 10,000 | Not disclosed Strike: $19.69 | Not disclosed |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · derivative · entry 5 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 85,000 Underlying: Class A Common Stock · 507,754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.exercise_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.expiration_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.expiration_date: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · derivative.underlying_shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.underlying_shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 19:55 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass A Common Stock | 507,754 | $19.69 | $9,997,676.26 |
DisclosureSEC source: 0001144204-18-049393 · tv502797_form4.xml · nonDerivative · entry 1 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 507,754 F1 · kind: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · kind: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 10,000 shares of Preferred Stock into 507,754 shares of Common Stock on September 11, 2018 and 10,000 share of Preferred Stock into 507,755 shares of Common Stock on September 12, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 16:18 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A ConvertiblePreferred Stock · Derivative | 5,000 | Not disclosed Strike: $19.69 | Not disclosed |
DisclosureSEC source: 0001144204-18-049182 · tv502470_form4.xml · derivative · entry 3 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 95,000 Underlying: Class A Common Stock · 253,877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_price: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · derivative.exercise_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.exercise_date: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · derivative.expiration_date: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.expiration_date: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · derivative.underlying_shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · derivative.underlying_shares: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 16:18 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass A Common Stock | 253,877 | $19.69 | $4,998,838.13 |
DisclosureSEC source: 0001144204-18-049182 · tv502470_form4.xml · nonDerivative · entry 1 DDFS Partnership LP · CIK 0001725169 · 10% owner DDFS Management Co LLC · CIK 0001725762 · 10% owner Dundon Thomas G. · CIK 0001518314 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 253,877 F1 · kind: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · kind: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · shares: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · shares: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F1 · price: The Class A Convertible Preferred Stock, par value $0.01 per share of the Company ("Preferred Stock") is convertible at the option of the holders at any time into shares of the Company's Class A Common Stock, par value $0.001 per share ("Common Stock") at an initial conversion rate of 50.78 shares of Common Stock for each share of Preferred Stock, which represents an initial conversion price of approximately $19.6945 per share of Common Stock, subject to anti-dilution and other adjustment. F2 · price: The Reporting Persons exercised their option to convert 5,000 shares of Preferred Stock into 253,877 shares of Common Stock on September 10, 2018. F3 · ownership.nature: Reflects securities directly held by DDFS Partnership LP, a Delaware limited partnership ("DDFS"). DDFS Management Company LLC, a Delaware limited liability company ("DMC"), is the sole general partner of DDFS and holds a 1% general interest in DDFS. Thomas G. Dundon directly holds 100% of the membership interests in DMC. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 759,773 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · derivative · entry 11 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 759,773 shares Expires 2018-07-02 F7 · derivative.exercise_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. F7 · derivative.expiration_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 1,459,438 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · derivative · entry 10 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,773 Underlying: Common Stock · 1,459,438 shares Expires 2018-07-02 F7 · derivative.exercise_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. F7 · derivative.expiration_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 4,628,169 | $0.00 Strike: $9.21 | $0.00 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · derivative · entry 9 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219,211 Underlying: Common Stock · 4,628,169 shares Expires 2018-07-02 F7 · derivative.exercise_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. F7 · derivative.expiration_date: Under the Separation Agreement, all options became fully vested and remained exercisable through July 2, 2018. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 6,847,380 | $19.18 | $131,332,748.40 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · nonDerivative · entry 5 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,388 F5 · kind: Under the Separation Agreement and the Settlement Agreement, the options were settled for a net cash payment of $52,799,417. F5 · price: Under the Separation Agreement and the Settlement Agreement, the options were settled for a net cash payment of $52,799,417. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 759,773 | $24.00 | $18,234,552.00 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · nonDerivative · entry 4 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,280,768 Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 1,459,438 | $12.10 | $17,659,199.80 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · nonDerivative · entry 3 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520,995 Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 4,628,169 | $9.21 | $42,625,436.49 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · nonDerivative · entry 2 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061,557 Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 00:05 UTC Amendment | Santander Consumer USA Holdings Inc. SC · Entity 16497 | SaleCommon Stock | 34,598,506 | $27.23 | $941,944,325.85 |
DisclosureSEC source: 0001518314-17-000002 · primary_doc.xml · nonDerivative · entry 1 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by DDFS LLC Disclosed balance after: 0 F1 · kind: On July 2, 2015, Santander Consumer USA Holdings Inc. ("SC"), Santander Holdings USA, Inc.'s ("SHUSA's") majority-owned subsidiary, announced the departure of Thomas G. Dundon from his roles as the Chairman of SC's Board of Directors and Chief Executive Officer of SC. In connection with his departure, on July 2, 2015, Mr. Dundon entered into a Separation Agreement with SC, DDFS LLC ("DDFS"), SHUSA, Santander Consumer USA Inc. (SC's wholly-owned subsidiary) and Banco Santander, S.A. ("Santander") (as subsequently amended, the "Separation Agreement"). In connection with, and pursuant to, the Separation Agreement, on July 2, 2015, SC, SHUSA, DDFS, Mr. Dundon and Santander agreed to the exercise of the call option provided for in the Shareholders Agreement dated as of January 28, 2014 among SC, SHUSA, DDFS, Mr. Dundon, Sponsor Auto Finance Holdings Series LP and, solely for certain sections set forth therein, Santander (as amended, the "Shareholders Agreement"). F2 · kind: Pursuant to the Separation Agreement, SHUSA was deemed to have delivered as of July 3, 2015, an irrevocable notice to exercise the call option with respect to the 34,598,506 shares of Common Stock owned by DDFS and to consummate the transactions contemplated by such call option notice, subject to required bank regulatory approvals and any other approvals required by law being obtained (the "Call Transaction"), at a price per share of Common Stock of $26.17, subject to certain adjustments. On August 31, 2016, in accordance with the Shareholders Agreement, Santander exercised its option to assume SHUSA's obligations to purchase the 34,598,506 shares of Common Stock in respect of the Call Transaction. F3 · kind: On November 15, 2017, SC, DDFS, Mr. Dundon, SHUSA, Santander Consumer, and Santander entered into a Settlement Agreement and Release (the "Settlement Agreement"), and thereafter Santander completed the purchase of the 34,598,506 shares of Common Stock in the Call Transaction and contributed those to SHUSA. F4 · price: Under the Separation Agreement and the Settlement Agreement, the call price was $26.17, as adjusted in accordance with Section 5(f) of the Separation Agreement, resulting in the Call Transaction being consummated for a total of $941,945,420. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 759,773 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · derivative · entry 11 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 759,773 shares Expires 2018-07-02 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 1,459,438 | $0.00 Strike: $12.10 | $0.00 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · derivative · entry 10 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,773 Underlying: Common Stock · 1,459,438 shares Expires 2018-07-02 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherStock Option (Right to Buy) · Derivative | 4,628,169 | $0.00 Strike: $9.21 | $0.00 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · derivative · entry 9 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,438 Underlying: Common Stock · 4,628,169 shares Expires 2018-07-02 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 6,847,380 | $19.18 | $131,332,748.40 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · nonDerivative · entry 5 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,388 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 759,773 | $24.00 | $18,234,552.00 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · nonDerivative · entry 4 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,280,768 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 1,459,438 | $12.10 | $17,659,199.80 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · nonDerivative · entry 3 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520,995 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:28 UTC | Santander Consumer USA Holdings Inc. SC · Entity 16497 | OtherCommon Stock | 4,628,169 | $9.21 | $42,625,436.49 |
DisclosureSEC source: 0001518314-17-000001 · primary_doc.xml · nonDerivative · entry 2 Dundon Thomas G. · CIK 0001518314 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061,557 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.