Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASTEC INDUSTRIES INCASTE · Entity 425 | Chief Financial Officer | August 28, 2026 | September 02, 2026 |
| Summit Materials, Inc.SUM · Entity 16259 | EVP & Chief Financial Officer | February 28, 2023 | March 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASTEC INDUSTRIES INC
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,770 |
Reported balance
After 2026-08-28 transaction · row 1
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 37 · Balance 15,770 F1: Represents dividend equivalents earned on the prior RSU grant awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalents earned on the prior RSU grant awards.
Summit Materials, Inc.
Report date February 28, 2023 · Filed March 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 202,173 |
Reported balance
After 2023-02-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-28 · Exercise / conversion · Acquired 6,635 · Balance 202,173 F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F2: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022. F3: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022 and October 18, 2022. |
| Class A Common StockSEC Table I · non-derivative | Direct | 207,768 |
Reported balance
After 2023-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-28 · Exercise / conversion · Acquired 5,595 · Balance 207,768 F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. |
| Class A Common StockSEC Table I · non-derivative | Direct | 212,553 |
Reported balance
After 2023-02-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-02-28 · Exercise / conversion · Acquired 4,785 · Balance 212,553 F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. |
| Class A Common StockSEC Table I · non-derivative | Direct | 230,851 |
Reported balance
After 2023-02-28 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-02-28 · Grant · Acquired 18,298 · Balance 230,851 F4: Reflects shares of Class A Common Stock earned and delivered on performance units previously granted based upon the satisfaction of certain performance criteria. |
| Class A Common StockSEC Table I · non-derivative | Direct | 220,418 |
Reported balance
After 2023-02-28 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-02-28 · Tax withholding · Disposed 10,433 · Balance 220,418 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-28 · Exercise / conversion · Disposed 6,636 · Balance 0 F5: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee. F6: These restricted stock units vest in three equal annual installments beginning on February 28, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,595 |
Reported balance
After 2023-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-28 · Exercise / conversion · Disposed 5,595 · Balance 5,595 F5: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee. F7: These restricted stock units vest in three equal annual installments beginning on February 28, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,568 |
Reported balance
After 2023-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-28 · Exercise / conversion · Disposed 4,785 · Balance 9,568 F5: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee. F8: These restricted stock units vest in three equal annual installments beginning on February 28, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
F2: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.
F3: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022 and October 18, 2022.
F4: Reflects shares of Class A Common Stock earned and delivered on performance units previously granted based upon the satisfaction of certain performance criteria.
F5: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.
F6: These restricted stock units vest in three equal annual installments beginning on February 28, 2021.
F7: These restricted stock units vest in three equal annual installments beginning on February 28, 2022.
F8: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantClass A Common Stock | 7,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-028867 · a4.xml · nonDerivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,613 F2 · kind: Reflects shares of Class A Common Stock earned and delivered on performance units previously granted based upon the satisfaction of certain performance criteria. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 9,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-028867 · a4.xml · nonDerivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 4,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-028867 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:46 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 3,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-028867 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,309 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionOptions (right to buy) · Derivative | 28,395 | $0.00 Strike: $17.07 | $0.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · derivative · entry 8 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,395 shares Expires 2026-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Reflects the grant of 28,395 options that vested in three equal annual installments beginning on February 24, 2017. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionOptions (right to buy) · Derivative | 131,560 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · derivative · entry 7 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 131,560 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Reflects the grant of 131,560 options that vested in four equal annual installments beginning on March 11, 2016. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionOptions (right to buy) · Derivative | 101,200 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · derivative · entry 6 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 101,200 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects the grant of 101,200 options that vested in four equal annual installments beginning on March 11, 2016. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 261,155 | $24.14 | $6,304,281.70 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · nonDerivative · entry 5 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,466 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $24.10 to $24.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 28,395 | $17.07 | $484,702.65 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · nonDerivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 131,560 | $18.00 | $2,368,080.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · nonDerivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 101,200 | $18.00 | $1,821,600.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 19:26 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 30,000 | $23.75 | $712,500.00 |
DisclosureSEC source: 0001104659-19-066338 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.75 to $23.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 17:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 30,000 | $23.60 | $708,000.00 |
DisclosureSEC source: 0001104659-19-060569 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.44 to $23.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 29,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · derivative · entry 7 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,460 Underlying: Class A Common Stock · 29,460 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2020. F6 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 4,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · derivative · entry 6 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,352 Underlying: Class A Common Stock · 4,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F5 · derivative.exercise_date: On February 28, 2018, the Reporting Person was granted 14,027 restricted stock units that vest in three equal annual installments beginning on February 28, 2019. F5 · derivative.expiration_date: On February 28, 2018, the Reporting Person was granted 14,027 restricted stock units that vest in three equal annual installments beginning on February 28, 2019. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 3,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · derivative · entry 5 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 Underlying: Class A Common Stock · 3,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: On February 28, 2017, the Reporting Person was granted 11,530 restricted stock units that vest in three equal annual installments beginning on February 28, 2018. F4 · derivative.expiration_date: On February 28, 2017, the Reporting Person was granted 11,530 restricted stock units that vest in three equal annual installments beginning on February 28, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 2,414 | $17.00 | $41,038.00 |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · nonDerivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,466 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 4,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 20:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 3,843 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-012633 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:27 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 5,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-010828 · a4.xml · derivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. F4 · derivative.expiration_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:27 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 1,899 | $17.54 | $33,308.46 |
DisclosureSEC source: 0001104659-19-010828 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,362 Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 20:27 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 5,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010828 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 20:06 UTC | Summit Materials, Inc. SUM · Entity 16259 | PurchaseClass A Common Stock | 2,000 | $13.00 | $26,000.00 |
DisclosureSEC source: 0001104659-18-072174 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,584 Read SEC document |
| December 04, 2018 Filed Dec 10, 2018 20:06 UTC | Summit Materials, Inc. SUM · Entity 16259 | PurchaseClass A Common Stock | 2,000 | $13.38 | $26,760.00 |
DisclosureSEC source: 0001104659-18-072174 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,584 Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 08:21 UTC | Summit Materials, Inc. SUM · Entity 16259 | PurchaseClass A Common Stock | 5,000 | $14.12 | $70,600.00 |
DisclosureSEC source: 0001104659-18-067742 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,584 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $14.115 to $14.1299, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 14,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014209 · a4.xml · derivative · entry 5 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,027 Underlying: Class A Common Stock · 14,027 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2019. F5 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2019. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 3,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-014209 · a4.xml · derivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,686 Underlying: Class A Common Stock · 3,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: On February 28, 2017, the Reporting Person was granted 11,530 restricted stock units that vest in three equal annual installments beginning on February 28, 2018. F4 · derivative.expiration_date: On February 28, 2017, the Reporting Person was granted 11,530 restricted stock units that vest in three equal annual installments beginning on February 28, 2018. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 1,114 | $31.63 | $35,235.82 |
DisclosureSEC source: 0001104659-18-014209 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,584 Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 21:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 3,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-014209 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-012912 · a4.xml · derivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,677 Underlying: Class A Common Stock · 5,676 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F5 · derivative.exercise_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. F5 · derivative.expiration_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 1,764 | $31.74 | $55,989.36 |
DisclosureSEC source: 0001104659-18-012912 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,855 Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 5,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-012912 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 22, 2017. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 18:04 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-072972 · a4.xml · derivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 332,699 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 18:04 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-072972 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 18:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 20,000 | $28.20 | $563,930.00 |
DisclosureSEC source: 0001104659-17-039984 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 18:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-039984 · a4.xml · derivative · entry 4 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 392,699 Underlying: Class A Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 18:00 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-039984 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:22 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantOptions (right to buy) · Derivative | 19,632 | $0.00 Strike: $23.89 | $0.00 |
DisclosureSEC source: 0001104659-17-013649 · a4.xml · derivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,632 Underlying: Class A Common Stock · 19,632 shares Expires 2027-02-28 F3 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2018. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:22 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 11,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-013649 · a4.xml · derivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,530 Underlying: Class A Common Stock · 11,530 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 28, 2018. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 28, 2018. Read SEC document |
| February 28, 2017 Filed Mar 28, 2017 18:10 UTC Amendment | Summit Materials, Inc. SUM · Entity 16259 | GrantOptions (right to buy) · Derivative | 19,216 | $0.00 Strike: $23.89 | $0.00 |
DisclosureSEC source: 0001104659-17-019748 · a4a.xml · derivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,216 Underlying: Class A Common Stock · 19,216 shares Expires 2027-02-28 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 28, 2018. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:18 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionRestricted Stock Units · Derivative | 5,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-012718 · a4.xml · derivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,353 Underlying: Class A Common Stock · 5,677 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F4 · derivative.exercise_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. F4 · derivative.expiration_date: On February 24, 2016, the Reporting Person was granted 17,030 restricted stock units that vest in three equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:18 UTC | Summit Materials, Inc. SUM · Entity 16259 | Tax withholdingClass A Common Stock | 2,069 | $23.75 | $49,138.75 |
DisclosureSEC source: 0001104659-17-012718 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,102 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:18 UTC | Summit Materials, Inc. SUM · Entity 16259 | Exercise / conversionClass A Common Stock | 5,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-012718 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 28, 2016. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 12,000 | $23.63 | $283,560.00 |
DisclosureSEC source: 0001104659-16-162859 · a4.xml · nonDerivative · entry 3 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.59 to $23.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | SaleClass A Common Stock | 12,000 | $23.59 | $283,080.00 |
DisclosureSEC source: 0001104659-16-162859 · a4.xml · nonDerivative · entry 2 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 12,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.57 to $23.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionLP Units of Summit Materials Holdings L.P. · Derivative | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-162859 · a4.xml · derivative · entry 5 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 412,699 Underlying: Class A Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 18:03 UTC | Summit Materials, Inc. SUM · Entity 16259 | ConversionClass A Common Stock | 24,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-162859 · a4.xml · nonDerivative · entry 1 Harris Brian James · CIK 0001635271 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis. F2 · ownership.nature: Reflects securities held by trusts for the benefit of Mr. Harris' family, for which Mr. Harris' spouse serves as trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.