Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | Director · CEO | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 683,042 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042 F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges. F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. F3: Shares are held by the Siegel/Elsesser Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.
F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F3: Shares are held by the Siegel/Elsesser Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $167.77 | $134,216.00 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,098,382 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $167.58 to $168.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $167.00 | $16,700.00 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,099,182 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 996 | $165.87 | $165,206.52 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,099,282 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $165.48 to $166.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,204 | $165.05 | $528,820.20 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,100,278 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $164.48 to $165.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 900 | $164.15 | $147,735.00 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,103,482 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $163.53 to $164.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| June 11, 2019 Filed Jun 14, 2019 00:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,600 | $162.83 | $260,528.00 |
DisclosureSEC source: 0001321732-19-000070 · wf-form4_156047195303281.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,104,382 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $162.43 to $163.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $129.38 | $38,814.00 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,105,982 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 13 | $128.83 | $1,674.79 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,106,282 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 27 | $127.94 | $3,454.38 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,106,295 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $126.65 to $126.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $126.73 | $50,692.00 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,106,322 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,350 | $125.84 | $295,724.00 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,106,722 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $125.42 to $126.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,110 | $125.00 | $388,750.00 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,109,072 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $124.50 to $125.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| May 13, 2019 Filed May 15, 2019 23:53 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,800 | $124.05 | $223,290.00 |
DisclosureSEC source: 0001321732-19-000062 · wf-form4_155796437418880.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,112,182 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $123.36 to $124.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 00:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $144.86 | $14,486.00 |
DisclosureSEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,113,982 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · ownership.direct: The Reporting Person previously held shares both directly and indirectly through his revocable family trust. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 00:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $143.36 | $28,672.00 |
DisclosureSEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,114,082 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $142.95 to $143.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 00:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,412 | $141.97 | $200,461.64 |
DisclosureSEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,114,282 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $141.86 to $142.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| April 11, 2019 Filed Apr 16, 2019 00:22 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,288 | $141.38 | $888,997.44 |
DisclosureSEC source: 0001321732-19-000049 · wf-form4_155537411666178.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,115,694 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $140.86 to $141.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,099 | $140.91 | $295,770.09 |
DisclosureSEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 6,144 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $140.79 to $141.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,401 | $140.37 | $337,028.37 |
DisclosureSEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,243 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $139.84 to $140.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,100 | $139.27 | $292,467.00 |
DisclosureSEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,644 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $138.82 to $139.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 22:18 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,400 | $138.27 | $193,578.00 |
DisclosureSEC source: 0001321732-19-000035 · wf-form4_155251547495092.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,744 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $137.77 to $138.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 318 | $105.27 | $33,475.86 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $105.05 to $105.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 317 | $104.78 | $33,215.26 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,156 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $104.05 to $104.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,283 | $103.45 | $132,726.35 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,473 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $103.15 to $103.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $102.61 | $61,566.00 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,756 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $102.05 to $103.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,000 | $104.92 | $314,760.00 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,356 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $104.50 to $105.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 27, 2017 Filed Nov 30, 2017 01:05 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,482 | $103.46 | $463,707.72 |
DisclosureSEC source: 0001321732-17-000201 · wf-form4_151200394401151.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,356 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $103.15 to $104.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $105.25 | $63,150.00 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,484 | $104.49 | $259,553.16 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,438 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,000 | $103.59 | $207,180.00 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,922 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $102.95 to $103.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 150 | $107.25 | $16,087.50 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,922 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.10 to $107.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,600 | $106.44 | $276,744.00 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,072 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $106.05 to $106.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2017 Filed Nov 28, 2017 00:42 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,301 | $105.38 | $242,479.38 |
DisclosureSEC source: 0001321732-17-000191 · wf-form4_151182976006711.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,133,672 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.05 to $105.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:12 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $107.97 | $86,376.00 |
DisclosureSEC source: 0001321732-17-000187 · wf-form4_151138515277507.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,135,973 F1 · shares: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.85 to $108.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:12 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 9,259 | $107.25 | $993,027.75 |
DisclosureSEC source: 0001321732-17-000187 · wf-form4_151138515277507.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,136,773 F1 · shares: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $106.80 to $107.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:12 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,500 | $106.56 | $266,400.00 |
DisclosureSEC source: 0001321732-17-000187 · wf-form4_151138515277507.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,146,032 F1 · shares: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.80 to $106.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 7,100 | $106.53 | $756,363.00 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,532 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $106.40 to $106.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 15,699 | $106.08 | $1,665,349.92 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,155,632 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $105.40 to $106.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,801 | $104.89 | $503,576.89 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171,331 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $104.40 to $105.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,892 | $104.47 | $406,597.24 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,132 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $104.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,308 | $103.81 | $239,593.48 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,024 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $103.40 to $104.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,986 | $102.74 | $512,261.64 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182,332 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $102.20 to $103.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,569 | $105.44 | $481,755.36 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,318 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $105.20 to $105.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 01:35 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 19,507 | $104.82 | $2,044,723.74 |
DisclosureSEC source: 0001321732-17-000179 · wf-form4_151122810161898.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191,887 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $104.20 to $105.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 300 | $106.37 | $31,911.00 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,394 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $106.05 to $106.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,800 | $105.36 | $189,648.00 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,694 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $104.95 to $105.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 10,467 | $104.61 | $1,094,952.87 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,494 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $103.95 to $104.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,700 | $108.14 | $183,838.00 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223,961 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $107.75 to $108.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,677 | $107.29 | $609,085.33 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,661 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $106.75 to $107.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 23:48 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,500 | $106.12 | $477,540.00 |
DisclosureSEC source: 0001321732-17-000171 · wf-form4_151087608709762.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231,338 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $105.75 to $106.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.