Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | Director · CEO | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 683,042 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042 F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges. F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. F3: Shares are held by the Siegel/Elsesser Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.
F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F3: Shares are held by the Siegel/Elsesser Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 4,900 | $72.38 | $354,662.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 9 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,438 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $71.95 to $72.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 27, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 5,500 | $1.26 | $6,930.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 9,500 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · derivative · entry 13 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 9,500 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $75.05 | $7,505.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,598 | $73.68 | $265,100.64 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,938 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $73.45 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 5,802 | $72.85 | $422,675.70 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,536 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $72.40 to $73.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 9,500 | $1.26 | $11,970.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · derivative · entry 12 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,500 Underlying: Common Stock · 16,500 shares Expires 2017-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,002 | $75.61 | $453,811.22 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $75.25 to $75.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provideupon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 10,498 | $74.99 | $787,245.02 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241,840 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $74.25 to $75.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2017 Filed Jan 28, 2017 01:26 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 16,500 | $1.26 | $20,790.00 |
DisclosureSEC source: 0001321732-17-000012 · wf-form4_148556679309466.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 7,200 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 13 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,200 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 09, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,500 | $70.66 | $247,310.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 9 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $70.37 to $70.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 400 | $69.77 | $27,908.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,338 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $69.57 to $69.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,300 | $68.69 | $226,677.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,239,738 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $68.38 to $69.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 09, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 7,200 | $1.26 | $9,072.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 36,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 12 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Underlying: Common Stock · 36,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 08, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 27,948 | $71.58 | $2,000,517.84 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 08, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 8,052 | $70.65 | $568,873.80 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,786 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.15 to $71.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 08, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 36,000 | $1.26 | $45,360.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · derivative · entry 11 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,200 Underlying: Common Stock · 14,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 14,000 | $70.99 | $993,860.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $70.52 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2016 Filed Sep 10, 2016 00:30 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 14,000 | $1.26 | $17,640.00 |
DisclosureSEC source: 0001321732-16-000079 · wf-form4_147346738776437.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 12 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,200 Underlying: Common Stock · 35,000 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 20,822 | $71.26 | $1,483,775.72 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $71.10 to $71.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 14,178 | $70.88 | $1,004,936.64 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,660 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $70.10 to $71.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 35,000 | $1.26 | $44,100.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 15,300 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 11 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,200 Underlying: Common Stock · 15,300 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 15,300 | $70.42 | $1,077,426.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $69.97 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 15,300 | $1.26 | $19,278.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 10,700 | $0.00 Strike: $1.26 | $0.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · derivative · entry 10 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,500 Underlying: Common Stock · 10,700 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $70.24 | $42,144.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,838 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $70.22 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 10,100 | $69.85 | $705,485.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,438 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.21 to $70.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2016 Filed Sep 7, 2016 01:19 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 10,700 | $1.26 | $13,482.00 |
DisclosureSEC source: 0001321732-16-000071 · wf-form4_147321114214619.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,246,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.