Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMS ENERGY CORPCMS · Entity 3244 | Director | May 08, 2026 | May 11, 2026 |
| MASCO CORP /DE/MAS · Entity 3389 | VP and CFO | May 10, 2023 | May 12, 2023 |
| RELIANCE, INC.RS · Entity 3265 | Director | May 20, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMS ENERGY CORP
Report date May 08, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,594 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 2,411 · Balance 37,594 F1: Grant of 2,411 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date. F2: The total holdings reflect an adjustment of 1,034 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of 2,411 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.
F2: The total holdings reflect an adjustment of 1,034 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan.
MASCO CORP /DE/
Report date May 10, 2023 · Filed May 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 187,784 |
Ending reported balance
After 2023-05-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-05-10 · Exercise / conversion · Acquired 15,007 · Balance 202,791 Row 2 · 2023-05-10 · Sale · Disposed 15,007 · Balance 187,784 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.02, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2023-05-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-05-10 · Exercise / conversion · Disposed 15,007 · Balance 0 F3: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2: This option became exercisable in five equal annual installments commencing February 10, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.02, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: This option became exercisable in five equal annual installments commencing February 10, 2018.
F3: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
RELIANCE, INC.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 469 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 469 · Balance 469 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2020 Filed May 4, 2020 19:07 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001119 · form.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,915 F1 · shares: Grant of 2,681 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date. F2 · ownership.direct: The total holdings reflect an adjustment of 79 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 311 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 51,550 | Not disclosed Strike: $47.53 | Not disclosed |
DisclosureSEC source: 0001225208-20-002224 · doc4.xml · derivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,550 Underlying: Common Stock · 51,550 shares Expires 2030-02-11 F2 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F1 · derivative.exercise_date: This option is exercisable in three approximately equal annual installments of 17,183 shares commencing February 11, 2021. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 22:46 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 8,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002224 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,798 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:32 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 8,570 | $49.53 | $424,472.10 |
DisclosureSEC source: 0001225208-20-001848 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,988 Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:32 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 19,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001848 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,558 F1 · shares: Shares reported in this column represent shares awarded in connection with the vesting of performance stock units awarded on March 22, 2017, as certified by the Organization and Compensation Committee on February 6, 2020. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 19:29 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 41,312 | Not disclosed Strike: $17.87 | Not disclosed |
DisclosureSEC source: 0001225208-20-001002 · doc4.xml · derivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,312 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 13, 2014. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 19:29 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 41,312 | $49.17 | $2,031,265.60 |
DisclosureSEC source: 0001225208-20-001002 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,901 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.030 to $49.461, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 17, 2020 Filed Jan 22, 2020 19:29 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 41,312 | $17.87 | $738,051.27 |
DisclosureSEC source: 0001225208-20-001002 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:54 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 41,312 | Not disclosed Strike: $10.24 | Not disclosed |
DisclosureSEC source: 0001225208-20-000841 · doc4.xml · derivative · entry 5 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,312 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F5 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 15, 2013. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:54 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 41,312 | Not disclosed Strike: $17.87 | Not disclosed |
DisclosureSEC source: 0001225208-20-000841 · doc4.xml · derivative · entry 4 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,312 Underlying: Common Stock · 41,312 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 13, 2014. F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:54 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 82,624 | $48.00 | $3,966,042.89 |
DisclosureSEC source: 0001225208-20-000841 · doc4.xml · nonDerivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,901 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.01, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:54 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 41,312 | $10.24 | $423,039.01 |
DisclosureSEC source: 0001225208-20-000841 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 16, 2020 19:54 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 41,312 | $17.87 | $738,051.27 |
DisclosureSEC source: 0001225208-20-000841 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 21:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 8,029 | $47.56 | $381,859.24 |
DisclosureSEC source: 0001225208-20-000812 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,901 Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 19:03 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 41,312 | Not disclosed Strike: $10.24 | Not disclosed |
DisclosureSEC source: 0001225208-20-000608 · doc4.xml · derivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,312 Underlying: Common Stock · 41,312 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 15, 2013. F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 19:03 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 41,312 | $47.34 | $1,955,858.80 |
DisclosureSEC source: 0001225208-20-000608 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.02 to $47.61, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 19:03 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 41,312 | $10.24 | $423,039.01 |
DisclosureSEC source: 0001225208-20-000608 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 5, 2019 22:31 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 20,000 | $45.90 | $918,034.00 |
DisclosureSEC source: 0001225208-19-015305 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.645 to 46.020, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 15:44 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 85,473 | Not disclosed Strike: $11.25 | Not disclosed |
DisclosureSEC source: 0001225208-19-011813 · doc4.xml · derivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,473 shares Expires 2021-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 16, 2012. F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 15:44 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 85,473 | $40.88 | $3,494,067.86 |
DisclosureSEC source: 0001225208-19-011813 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.530 to $40.985, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 15:44 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 85,473 | $11.25 | $961,502.87 |
DisclosureSEC source: 0001225208-19-011813 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2019 Filed May 7, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001372 · form.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,844 F1 · shares: Grant of 2,715 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date. F2 · ownership.direct: The total holdings reflect an adjustment of 86 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 259 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 165,248 | Not disclosed Strike: $12.12 | Not disclosed |
DisclosureSEC source: 0001225208-19-004659 · doc4.xml · derivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,248 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F4 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F3 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 12, 2011. F2 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 165,248 | $39.92 | $6,596,766.26 |
DisclosureSEC source: 0001225208-19-004659 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,930 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.650 to $40.335, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) this Form 4. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 23:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 165,248 | $12.12 | $2,002,458.74 |
DisclosureSEC source: 0001225208-19-004659 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:21 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 62,430 | Not disclosed Strike: $35.52 | Not disclosed |
DisclosureSEC source: 0001225208-19-002179 · doc4.xml · derivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,430 Underlying: Common Stock · 62,430 shares Expires 2029-02-07 F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 12,486 shares commencing February 7, 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:21 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 13,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002179 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,930 F1 · price: N/A Read SEC document |
| January 14, 2019 Filed Jan 15, 2019 21:57 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 8,350 | $32.44 | $270,874.00 |
DisclosureSEC source: 0001225208-19-000870 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,710 Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 85,579 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · derivative · entry 8 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,579 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 9, 2010. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 1,772 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · derivative · entry 7 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,579 Underlying: Common Stock · 1,772 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 9, 2010. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 87,351 | $38.90 | $3,398,146.07 |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · nonDerivative · entry 5 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,060 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.780 to $39.305, inclusive. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 1,772 | $7.05 | $12,485.69 |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · nonDerivative · entry 4 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 85,579 | $7.05 | $602,998.19 |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · nonDerivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 9,518 | Not disclosed Strike: $7.05 | Not disclosed |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · derivative · entry 6 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,351 Underlying: Common Stock · 9,518 shares Expires 2019-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F5 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F4 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing February 9, 2010. F3 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 9,518 | $39.36 | $374,624.67 |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,060 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$39.350 to $39.375, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,518 | $7.05 | $67,064.78 |
DisclosureSEC source: 0001225208-18-012877 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2018 Filed May 7, 2018 20:08 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001447 · form.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,784 F1 · shares: Grant of 2,799 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date. F2 · ownership.direct: The total holdings reflect an adjustment of 84 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 171 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 45,830 | Not disclosed Strike: $42.13 | Not disclosed |
DisclosureSEC source: 0001225208-18-002669 · doc4.xml · derivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,830 Underlying: Common Stock · 45,830 shares Expires 2028-02-09 F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 9,166 shares commencing February 9, 2019. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 18:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 14,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002669 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,060 F1 · price: N/A Read SEC document |
| January 14, 2018 Filed Jan 17, 2018 21:13 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 12,605 | $45.76 | $576,804.80 |
DisclosureSEC source: 0001225208-18-001123 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,590 Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 19:37 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionEmployee Stock Option · Derivative | 165,248 | Not disclosed Strike: $16.30 | Not disclosed |
DisclosureSEC source: 0001225208-17-016602 · doc4.xml · derivative · entry 4 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,248 shares Expires 2018-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2009. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 19:37 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 112,737 | $39.83 | $4,489,976.50 |
DisclosureSEC source: 0001225208-17-016602 · doc4.xml · nonDerivative · entry 3 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,195 Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 19:37 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 52,511 | $39.83 | $2,091,355.60 |
DisclosureSEC source: 0001225208-17-016602 · doc4.xml · nonDerivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,932 Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 19:37 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 165,248 | $16.30 | $2,694,104.24 |
DisclosureSEC source: 0001225208-17-016602 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 19:10 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 1,053 | $38.21 | $40,235.13 |
DisclosureSEC source: 0001225208-17-012103 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,195 Read SEC document |
| May 05, 2017 Filed May 8, 2017 20:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-001760 · form.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,730 F1 · shares: Grant of 2,861 shares of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date. F2 · ownership.direct: The total holdings reflect an adjustment of 84 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 89 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:18 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantEmployee Stock Option · Derivative | 55,000 | Not disclosed Strike: $33.75 | Not disclosed |
DisclosureSEC source: 0001225208-17-002996 · doc4.xml · derivative · entry 2 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2027-02-10 F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option is exercisable in five equal annual installments of 11,000 shares commencing February 10, 2018. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:18 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 20,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002996 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,248 F1 · price: N/A Read SEC document |
| January 14, 2017 Filed Jan 18, 2017 20:55 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 9,737 | $32.05 | $312,070.85 |
DisclosureSEC source: 0001225208-17-001305 · doc4.xml · nonDerivative · entry 1 Sznewajs John G · CIK 0001333724 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,468 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.