Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EMERSON ELECTRIC COEMR · Entity 2942 | Senior Exec. VP and CFO | May 01, 2023 | May 03, 2023 |
| Latham Group, Inc.SWIM · Entity 5107 | Director | May 01, 2026 | May 04, 2026 |
| RELIANCE, INC.RS · Entity 3265 | Director | May 20, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EMERSON ELECTRIC CO
Report date May 01, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 268,810 |
Reported balance
After 2023-05-01 transaction · row 1
1 source rowRow 1 · 2023-05-01 · Tax withholding · Disposed 2,975 · Balance 268,810 F1: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F2: Fair market value on date of the vesting described in Note 1. |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 819 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 819 |
| Common StockSEC Table I · non-derivative | Indirect401(k) excess plan | 3,095 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,095 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 6,236 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,236 |
| Common StockSEC Table I · non-derivative | IndirectFJD 2012 Gift Trust | 56,486 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 56,486 F3: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust. |
| Common StockSEC Table I · non-derivative | IndirectSRD 2012 Gift Trust | 75,315 |
Reported balance
Holding disclosure · report date 2023-05-01 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 75,315 F4: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2: Fair market value on date of the vesting described in Note 1.
F3: Grantor trust for the Reporting Person with the Reporting Person's spouse and descendents as its beneficiaries. The Reporting Person is the trustee of The FJD 2012 Gift Trust.
F4: Grantor trust for the Reporting Person's spouse with the Reporting Person's descendents as its beneficiaries. The Reporting Person and the Reporting Person's spouse are co-trustees of The SRD 2012 Gift Trust.
Latham Group, Inc.
Report date May 01, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 39,491 |
Reported balance
After 2026-05-01 transaction · row 1
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 17,677 · Balance 39,491 F1: Represents a restricted stock unit grant that vests on the first anniversary of May 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit grant that vests on the first anniversary of May 1, 2026.
RELIANCE, INC.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,924 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 469 · Balance 2,924 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aptiv PLC
Report date April 22, 2020 · Filed April 24, 2020
Section 16 reporting ended · disclosed 2020-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 6,893 |
Ending reported balance
After 2020-04-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-04-22 · Other · Acquired 27 · Balance 7,104 F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Row 2 · 2020-04-22 · Tax withholding · Disposed 211 · Balance 6,893 F2: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. |
| Dividend Equivalent RightSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-22 · Other · Disposed 27 · Balance 0 F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share.
F2: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 48,437 | Not disclosed Strike: $53.31 | Not disclosed |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · derivative · entry 14 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,563 Underlying: Common Stock · 48,437 shares Expires 2020-10-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3. F4 · shares: Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3. F9 · price: Price is not applicable to stock options received as incentive compensation. F8 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $30.03 | Not disclosed |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · derivative · entry 13 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3. F9 · price: Price is not applicable to stock options received as incentive compensation. F8 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | SaleCommon Stock | 47,530 | $73.91 | $3,513,042.11 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 7 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,117 F5 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.66 to $74.08. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 5,870 | $73.84 | $433,411.45 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 6 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,647 F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise. F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 1,353 | $73.84 | $99,898.76 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 5 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,517 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 48,437 | $53.31 | $2,582,176.47 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 4 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3. F4 · shares: Exercise of 46,562 non-qualified stock options and 1,875 incentive stock options exempt under Rule 16b-3. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 1,502 | $73.84 | $110,900.17 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 3 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,433 F3 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise. F3 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 2,708 | $73.84 | $199,945.18 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,935 F2 · kind: Payment of option exercise price by delivering securities. F2 · shares: Payment of option exercise price by delivering securities. Read SEC document |
| August 14, 2018 Filed Aug 16, 2018 20:25 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 15,000 | $30.03 | $450,375.00 |
DisclosureSEC source: 0000950138-18-000508 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 8,340 non-qualified stock options and 6,660 incentive stock options exempt under Rule 16b-3. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:47 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 4.089 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033305 · doc4.xml · derivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.089 Underlying: Ordinary Shares · 4.089 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:20 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-18-000344 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,643 F1 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). F1 · shares: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). F2 · price: Price is not applicable to acquisitions resulting from grants of restricted stock. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 16:53 UTC | Aptiv PLC APTV · Entity 3559 | GrantOrdinary Shares | 1,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026402 · doc4.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,068 F2 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2019. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:53 UTC | Aptiv PLC APTV · Entity 3559 | OtherDividend Equivalent Right · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026402 · doc4.xml · derivative · entry 3 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 2 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 16:53 UTC | Aptiv PLC APTV · Entity 3559 | OtherOrdinary Shares | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026402 · doc4.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249 F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 20:21 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 1.774 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010776 · doc4.xml · derivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.774 Underlying: Ordinary Shares · 1.774 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 09, 2018 Filed Feb 12, 2018 14:41 UTC | Aptiv PLC APTV · Entity 3559 | PurchaseOrdinary Shares | 500 | $86.50 | $43,250.00 |
DisclosureSEC source: 0001209191-18-009041 · doc4.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Read SEC document |
| December 15, 2017 Filed Dec 15, 2017 20:52 UTC | Aptiv PLC APTV · Entity 3559 | PurchaseOrdinary Shares | 1,000 | $83.88 | $83,880.00 |
DisclosureSEC source: 0001209191-17-065884 · doc4.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 16:38 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | SaleCommon Stock | 2,100 | $64.77 | $136,023.30 |
DisclosureSEC source: 0000950138-17-000788 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,643 Read SEC document |
| December 05, 2017 Filed Dec 6, 2017 16:36 UTC | Aptiv PLC APTV · Entity 3559 | GrantOrdinary Shares | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064136 · doc4.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747 F1 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2018. Read SEC document |
| December 04, 2017 Filed Dec 7, 2017 16:38 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000788 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,743 F1 · kind: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust. F1 · shares: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:44 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionRestricted Stock Units · Derivative | 44,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000694 · edgar.xml · derivative · entry 8 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F7 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock. F1 · kind: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. F1 · derivative.exercise_date: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · derivative.expiration_date: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:44 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 21,444 | $62.81 | $1,346,790.42 |
DisclosureSEC source: 0000950138-17-000694 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,743 F3 · kind: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F3 · shares: Shares withheld for required minimum taxes upon vesting of restricted stock units described in Note 1 exempt pursuant to Rule 16b-3. F4 · price: Fair market value on date of the vesting described in Note 1. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:44 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 44,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-17-000694 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F1 · shares: Vesting of 44,720 restricted stock units exempt pursuant to Rule 16b-3. The restricted stock units were acquired upon payout of 40% (44,720 units) of the earned performance share award under a shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. The restricted stock units were subject to a one-year vesting period. The payout of the other 60% was previously reported. F2 · price: Price is not applicable to the acquisition or vesting of the restricted stock units described in Note 1 or to the acquisition of Issuer common stock upon such vesting. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,000 | Not disclosed Strike: $53.84 | Not disclosed |
DisclosureSEC source: 0000950138-17-000156 · edgar.xml · derivative · entry 9 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3. F7 · price: Price is not applicable to stock options received as incentive compensation. F6 · derivative.exercise_date: The options vested in three equal annual installments beginning on the date indicated. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | SaleCommon Stock | 14,552 | $62.54 | $910,063.16 |
DisclosureSEC source: 0000950138-17-000156 · edgar.xml · nonDerivative · entry 3 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,467 F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.53 to $62.61. The reporting person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Tax withholdingCommon Stock | 448 | $62.09 | $27,816.32 |
DisclosureSEC source: 0000950138-17-000156 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,019 F2 · kind: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. F2 · shares: Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 17:24 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 15,000 | $53.84 | $807,525.00 |
DisclosureSEC source: 0000950138-17-000156 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3. F1 · shares: Exercise of 9,429 non-qualified stock options and 5,571 incentive stock options exempt under Rule 16b-3. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | OtherCommon Stock | 1,439 | $54.20 | $77,993.80 |
DisclosureSEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 3 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) excess plan Disclosed balance after: 0 F3 · kind: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan. F3 · shares: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan. F5 · shares: Includes 24 shares acquired since the Reporting Person's last Form 4 filing. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 14:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | OtherCommon Stock | 370 | $54.20 | $20,054.00 |
DisclosureSEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 0 F3 · kind: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan. F3 · shares: Intra-plan transfer from the Emerson Common Stock Fund to another fund within the respective plan. F4 · shares: Includes 17 shares acquired since the Reporting Person's last Form 4 filing. Read SEC document |
| November 16, 2016 Filed Nov 22, 2016 14:29 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GiftCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001471 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Senior Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,467 F1 · kind: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust. F1 · shares: Bona fide gift by the Reporting Person of 2,000 shares to the Emerson Directors' and Officers' Charitable Trust. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:05 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantRestricted Stock Units · Derivative | 44,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001451 · edgar.xml · derivative · entry 8 DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,720 Underlying: Common Stock · 44,720 shares Expires not disclosed F6 · security: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F6 · kind: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F6 · shares: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6. F6 · derivative.exercise_date: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. F6 · derivative.expiration_date: Acquisition of 44,720 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:05 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001451 · edgar.xml · nonDerivative · entry 2 DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,467 F3 · kind: Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:05 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | GrantCommon Stock | 34,915 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950138-16-001451 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,467 F1 · kind: Acquisition of 34,915 shares pursuant to Rule 16b-3 upon payout of 60% (67,080 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2016. Of these 67,080 units, 34,915 units were paid in shares of Issuer stock, with the remaining 32,165 units paid in cash to cover the reporting person's tax obligations. F2 · price: Price is not applicable to acquisitions described in Notes 1, 3 and 6. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:08 UTC | EMERSON ELECTRIC CO EMR · Entity 2942 | Exercise / conversionCommon Stock | 5,003 | $53.82 | $269,261.46 |
DisclosureSEC source: 0000950138-16-001385 · edgar.xml · nonDerivative · entry 1 DELLAQUILA FRANK J · CIK 0001470848 · Exec. VP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. F1 · shares: Shares withheld for required minimum taxes upon vesting of previously reported stock grant under shareholder approved benefit plan exempt pursuant to Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.