Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADTRAN Holdings, Inc.ADTN · Entity 5331 | Chief Revenue Officer | May 20, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADTRAN Holdings, Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 132,808.486 |
Ending reported balance
After 2026-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-20 · Sale · Disposed 9,332 · Balance 143,277.486 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.765, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Row 2 · 2026-05-20 · Gift · Disposed 10,469 · Balance 132,808.486 F2: The reporting person transferred 10,469 shares of the Issuer's common stock to a donor-advised fund sponsored by a charitable organization under Section 501(c)(3) of the Internal Revenue Code. |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 4,246.251 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,246.251 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.765, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2: The reporting person transferred 10,469 shares of the Issuer's common stock to a donor-advised fund sponsored by a charitable organization under Section 501(c)(3) of the Internal Revenue Code.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2021 Filed Sep 7, 2021 20:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 40.723 | $20.72 | $843.78 |
DisclosureSEC source: 0000926282-21-000046 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,184.608 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 14:50 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 75.275 | $20.11 | $1,513.70 |
DisclosureSEC source: 0000926282-21-000028 · primary_doc.xml · derivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,894.255 Underlying: Common Stock · 75.275 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 14:50 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 17.316 | $18.29 | $316.73 |
DisclosureSEC source: 0000926282-21-000028 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 4,047.946 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 14:50 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 41.255 | $20.36 | $840.02 |
DisclosureSEC source: 0000926282-21-000028 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,143.885 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 89.402 | $16.84 | $1,505.71 |
DisclosureSEC source: 0000926282-21-000017 · primary_doc.xml · derivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818.98 Underlying: Common Stock · 89.402 shares Expires not disclosed F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 21.37 | $14.86 | $317.56 |
DisclosureSEC source: 0000926282-21-000017 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 4,030.63 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:36 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 52.73 | $15.84 | $835.28 |
DisclosureSEC source: 0000926282-21-000017 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,102.63 F1 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 115.368 | $12.96 | $1,495.17 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · derivative · entry 6 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,729.578 Underlying: Common Stock · 115.368 shares Expires not disclosed F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. F4 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 27.139 | $12.96 | $351.72 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · nonDerivative · entry 4 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 4,009.26 F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 26.9 | $12.71 | $341.90 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · nonDerivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,049 F2 · security: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:33 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000039 · primary_doc.xml · derivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,639.21 Underlying: Common Stock · 4,025 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 11, 2017 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:33 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 10,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000039 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,180 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 16, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · derivative · entry 5 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,614.21 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · shares: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · derivative.exercise_date: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · derivative.expiration_date: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · derivative.underlying_shares: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. F1 · balance_after: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. Read SEC document |
| November 16, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 1,182 | $12.51 | $14,786.82 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,023 Read SEC document |
| November 16, 2020 Filed Dec 3, 2020 23:55 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000051 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,205 F1 · security: On November 18, 2020, the reporting person filed a Form 4 incorrectly reporting the acquisition of 4,025 shares of phantom stock on November 16, 2020, which shares should have been reported as the acquisition of shares of common stock. In addition to correcting such transaction, this amendment shows the correct number of shares of common stock (as outlined in Table I) and phantom stock (as outlined in Table II) owned by the reporting person after such transaction. Read SEC document |
| November 15, 2020 Filed Nov 16, 2020 19:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 1,086 | $12.65 | $13,737.90 |
DisclosureSEC source: 0000926282-20-000027 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,364 Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 19:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 475 | $12.33 | $5,856.75 |
DisclosureSEC source: 0000926282-20-000027 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,450 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 00:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 431 | $12.51 | $5,391.81 |
DisclosureSEC source: 0000926282-20-000023 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,925 Read SEC document |
| November 09, 2020 Filed Nov 13, 2020 00:48 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 674 | $11.77 | $7,932.98 |
DisclosureSEC source: 0000926282-20-000023 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,356 Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 12:55 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 137.389 | $0.00 | $0.00 |
DisclosureSEC source: 0001300513-20-000002 · primary_doc.xml · derivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,614.21 Underlying: Common Stock · 137.389 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F3 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F3 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 12:55 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 32.776 | $0.00 | $0.00 |
DisclosureSEC source: 0001300513-20-000002 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 3,982.121 F1 · security: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 19:44 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 125.866 | $0.00 | $0.00 |
DisclosureSEC source: 0000926282-20-000009 · primary_doc.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,476.821 Underlying: Common Stock · 125.866 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F2 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F2 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| June 04, 2020 Filed Sep 8, 2020 12:55 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 29.784 | $0.00 | $0.00 |
DisclosureSEC source: 0001300513-20-000002 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 3,949.345 F1 · security: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:29 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 179.735 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-20-000020 · primary_doc.xml · derivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,350.955 Underlying: Common Stock · 179.735 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof. F4 · derivative.exercise_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. F4 · derivative.expiration_date: Phantom stock held in a deferred compensation plan by the Reporting Person, which becomes payable six months after the Reporting Person's separation of service with the Company. The Reporting Person may transfer the phantom stock into an alternative investment at any time. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 21:29 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 41.218 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-20-000020 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 3,919.56 F2 · security: Dividends reinvested into common stock and held in 401(k) plan by Reporting Person. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 19:42 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 194.837 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000045 · primary_doc.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,281.095 Underlying: Common Stock · 194.837 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 17:17 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 14,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000021 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,610 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 20, 2019 19:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 475 | $9.72 | $4,617.00 |
DisclosureSEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,030 Read SEC document |
| November 11, 2019 Filed Nov 20, 2019 19:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 431 | $9.65 | $4,159.15 |
DisclosureSEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,505 Read SEC document |
| November 09, 2019 Filed Nov 20, 2019 19:27 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 674 | $9.63 | $6,490.62 |
DisclosureSEC source: 0001773229-19-000030 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,936 Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:10 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 162.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000009 · primary_doc.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,086.26 Underlying: Common Stock · 162.43 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| May 16, 2019 Filed May 20, 2019 18:49 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 106.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001773229-19-000007 · primary_doc.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,923.83 Underlying: Common Stock · 106.04 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 17:37 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 3,269 | $17.61 | $57,553.69 |
DisclosureSEC source: 0001770330-19-000003 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · Sr. VP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,819 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:06 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 119.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001766181-19-000015 · primary_doc.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,817.79 Underlying: Common Stock · 119.04 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 18, 2018 Filed Nov 21, 2018 00:24 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000089 · edgar.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,698.74 Underlying: Common stock · 1,662 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 90.086 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000084 · edgar.xml · derivative · entry 5 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,036.742 Underlying: Common stock · 90.086 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 1,615 | $13.45 | $21,721.75 |
DisclosureSEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,264 Read SEC document |
| November 12, 2018 Filed Nov 21, 2018 22:00 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 475 | $13.45 | $6,388.75 |
DisclosureSEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,213 F3 · shares: On November 16, 2018, the reporting person mistakenly filed a Form 4 reporting a sale of 1,468 shares of common stock on November 11, 2018 and a sale of 1,615 on November 12, 2018, which sales did not in fact occur. Instead, on November 11, 2018, the issuer withheld 431 shares of common stock in connection with the vesting of a previously reported award, and on November 12, 2018, the issuer withheld 475 shares of common stock in connection with the vesting of a previously reported award. Read SEC document |
| November 12, 2018 Filed Feb 25, 2019 21:30 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 475 | $13.45 | $6,388.75 |
DisclosureSEC source: 0001766181-19-000011 · primary_doc.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,088 F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after the reported transaction. The previous reported total was 14,213 shares of the Company's common stock. Read SEC document |
| November 11, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | SaleCommon Stock | 1,468 | $14.12 | $20,728.16 |
DisclosureSEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,879 Read SEC document |
| November 11, 2018 Filed Nov 21, 2018 22:00 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 431 | $14.12 | $6,085.72 |
DisclosureSEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 2 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,688 F3 · shares: On November 16, 2018, the reporting person mistakenly filed a Form 4 reporting a sale of 1,468 shares of common stock on November 11, 2018 and a sale of 1,615 on November 12, 2018, which sales did not in fact occur. Instead, on November 11, 2018, the issuer withheld 431 shares of common stock in connection with the vesting of a previously reported award, and on November 12, 2018, the issuer withheld 475 shares of common stock in connection with the vesting of a previously reported award. Read SEC document |
| November 09, 2018 Filed Nov 16, 2018 22:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 9,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,347 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
| November 09, 2018 Filed Nov 21, 2018 22:00 UTC Amendment | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 9,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,119 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. F2 · shares: The reporting person is filing this amendment to correct the number of shares of common stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 9,407 shares of common stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of common stock acquired on November 9, 2018 was 9,179. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 17:44 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 77.627 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000058 · edgar.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,946.656 Underlying: Common stock · 77.627 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:16 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 84.286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000038 · edgar.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,869.029 Underlying: Common stock · 84.286 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:23 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 74.495 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-18-000018 · edgar.xml · derivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784.743 Underlying: Common stock · 74.495 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 17, 2017 Filed Nov 22, 2017 16:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 4,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000067 · edgar.xml · derivative · entry 4 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,710.248 Underlying: Common stock · 4,038 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F4 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2014 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 15, 2017 Filed Nov 22, 2017 16:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantPhantom Stock · Derivative | 41.713 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000067 · edgar.xml · derivative · entry 3 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,672.248 Underlying: Common stock · 41.713 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof. F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 20:31 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | Tax withholdingCommon Stock | 523 | $20.65 | $10,799.95 |
DisclosureSEC source: 0001179022-17-000051 · edgar.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Read SEC document |
| November 11, 2017 Filed Nov 22, 2017 16:35 UTC | ADTRAN Holdings, Inc. ADTN · Entity 5331 | GrantCommon Stock | 5,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001179022-17-000067 · edgar.xml · nonDerivative · entry 1 Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815 F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.