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REILLY PAUL C

Disclosed activity across 2 companies

Tapewire entity
44843
SEC CIK
0001240439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RAYMOND JAMES FINANCIAL INCRJF · Entity 3126Director · Executive ChairDecember 15, 2025December 16, 2025
WILLIS TOWERS WATSON PLCWTW · Entity 3139DirectorMay 20, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RAYMOND JAMES FINANCIAL INC

Report date December 15, 2025 · Filed December 16, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect260,546 Ending reported balance After 2025-12-15 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2025-12-15 · Exercise / conversion · Acquired 54,406 · Balance 480,526

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Row 2 · 2025-12-15 · Exercise / conversion · Acquired 30,853 · Balance 511,379

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Row 3 · 2025-12-15 · Exercise / conversion · Acquired 7,073 · Balance 518,452

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Row 4 · 2025-12-15 · Tax withholding · Disposed 2,652 · Balance 515,800

Row 5 · 2025-12-15 · Tax withholding · Disposed 11,570 · Balance 504,230

Row 6 · 2025-12-15 · Sale · Disposed 20,270 · Balance 483,960

F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy.

F4: Reflects the weighted average sale price. The range of prices for such transaction was $163.97 to $164.78.

Row 7 · 2025-12-15 · Tax withholding · Disposed 20,399 · Balance 463,561

Row 8 · 2025-12-15 · Tax withholding · Disposed 22,466 · Balance 441,095

Row 9 · 2025-12-15 · Gift · Disposed 30,516 · Balance 410,579

Row 10 · 2025-12-15 · Tax withholding · Disposed 39,616 · Balance 370,963

Row 11 · 2025-12-15 · Sale · Disposed 53,660 · Balance 317,303

F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy.

F5: Reflects the weighted average sale price. The range of prices for such transaction was $162.96 to $163.95.

Row 12 · 2025-12-15 · Sale · Disposed 56,757 · Balance 260,546

F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy.

F6: Reflects the weighted average sale price. The range of prices for such transaction was $161.96 to $162.95

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-12-15Direct4,715 Reported balance After 2025-12-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-12-15 · Exercise / conversion · Disposed 7,073 · Balance 4,715

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F8: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-15Direct54,406 Reported balance After 2025-12-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-12-15 · Exercise / conversion · Disposed 30,853 · Balance 54,406

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-15Direct0 Reported balance After 2025-12-15 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2025-12-15 · Exercise / conversion · Disposed 54,406 · Balance 0

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-12-15Direct20,751 Reported balance After 2025-12-15 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2025-12-15 · Grant · Acquired 20,751 · Balance 20,751

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F9: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Common StockSEC Table I · non-derivativeIndirectESOP1,998 Reported balance Holding disclosure · report date 2025-12-15 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 1,998

F7: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Mr. Reilly, age 71, is effecting the sales reported herein as part of a comprehensive diversification and estate planning process. By annually selling shares as his RSUs vest during recent years, he has consistently maintained a stable net position in Raymond James Financial, Inc. (RJF) common stock. Following these sales, Mr. Reilly's stock ownership will likewise remain at approximately the same level. Consistent with his strong confidence in the company and its senior management, Mr. Reilly currently intends to maintain approximately the same level of ownership for as long as he serves on the Board, which level is also significantly in excess of applicable requirements under the company's Director and Executive Officer Stock Ownership Policy.

F4: Reflects the weighted average sale price. The range of prices for such transaction was $163.97 to $164.78.

F5: Reflects the weighted average sale price. The range of prices for such transaction was $162.96 to $163.95.

F6: Reflects the weighted average sale price. The range of prices for such transaction was $161.96 to $162.95

F7: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2025.

F8: RSUs vested 60% on 12/15/2025 and will vest 20% on 12/15/2026 and 20% on 12/15/2027.

F9: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

WILLIS TOWERS WATSON PLC

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, nominal value $0.000304635 per shareSEC Table I · non-derivativeDirect3,146.395 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 1,318.638 · Balance 3,146.395

F1: Comprised of 1,318.638 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000304635 per share, of the Issuer. The RSUs shall vest in full on the earlier of the one-year anniversary of the grant date and the Issuer's 2027 Annual General Meeting of Shareholders.

Ordinary Shares, nominal value $0.000304635 per shareSEC Table I · non-derivativeIndirectRevocable Trust48 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 48

Filing footnotes · ownership attribution and instrument terms

F1: Comprised of 1,318.638 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000304635 per share, of the Issuer. The RSUs shall vest in full on the earlier of the one-year anniversary of the grant date and the Issuer's 2027 Annual General Meeting of Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2023 Filed Dec 18, 2023 18:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 11,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011193 · doc4.xml · derivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,724

Underlying: Common Stock · 11,724 shares

Expires 2028-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vest 60% on 12/15/2026, 20% on 12/15/2027, and 20% on 12/15/2028.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 18:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 11,408 $110.88 $1,264,919.04
Disclosure

SEC source: 0001225208-23-011193 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,531

Read SEC document
December 15, 2023 Filed Dec 18, 2023 18:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 30,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011193 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 14, 2023 Filed Dec 18, 2023 18:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GiftCommon Stock 19,116 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-011193 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,106

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 11,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · derivative · entry 9

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,800

Underlying: Common Stock · 11,700 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F7 · derivative.exercise_date: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F8 · balance_after: The RSU grant was previously reported as covering 13,000 shares awarded on December 3, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 4,329 $103.75 $449,133.75
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 6

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,222

Read SEC document
November 30, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 11,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · derivative · entry 8

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 SaleCommon Stock 50,000 $103.99 $5,199,515.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,851

F3 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · price: Reflects the weighted average sale price. The range of prices for such transaction was $103.77 to $104.22.

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,387 $102.73 $142,486.51
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,851

Read SEC document
November 29, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 12:07 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010430 · doc4.xml · derivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and will vest 20% on 11/22/2024.

Read SEC document
November 22, 2023 Filed Nov 27, 2023 12:07 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,387 $104.27 $144,622.49
Disclosure

SEC source: 0001225208-23-010430 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,113

Read SEC document
November 22, 2023 Filed Nov 27, 2023 12:07 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010430 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 20, 2023 Filed Dec 1, 2023 21:22 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 69,375 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-010606 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,125

F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2020. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:09 UTC WILLIS TOWERS WATSON PLC WTW · Entity 3139 GrantOrdinary Shares, nominal value $0.000304635 per share 881 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016280 · form4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,268

F2 · shares: Comprised of 881 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000304635 per share, of the Issuer. The RSUs shall vest in full on the earlier of May 17, 2024 and the Issuer's 2024 Annual General Meeting of Shareholders.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:09 UTC WILLIS TOWERS WATSON PLC WTW · Entity 3139 Tax withholdingOrdinary Shares, nominal value $0.000304635 per share 359 $227.39 $81,633.01
Disclosure

SEC source: 0001127602-23-016280 · form4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387

F1 · shares: Withholding of shares by Issuer incident to the tax payment related to the vesting and settlement of 746 restricted share units granted on October 1, 2022.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:07 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 26,749 $106.11 $2,838,336.39
Disclosure

SEC source: 0001225208-23-000385 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,750

Read SEC document
December 15, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 30,853 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · derivative · entry 7

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,853

Underlying: Common Stock · 30,853 shares

Expires 2025-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Read SEC document
December 15, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 11,788 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · derivative · entry 6

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,788

Underlying: Common Stock · 11,788 shares

Expires 2027-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 23:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 54,406 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012919 · doc4.xml · derivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,406

Underlying: Common Stock · 54,406 shares

Expires 2025-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 SaleCommon Stock 24,016 $111.27 $2,672,329.97
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,499

F2 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $111.00 to $111.55.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 38,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · derivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,736 shares

Expires 2022-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · balance_after: The RSU grant was previously reported as covering 25,824 shares awarded on December 13, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 14,332 $111.52 $1,598,304.64
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,515

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:30 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 38,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012848 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · derivative · entry 8

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,475 $116.90 $172,427.50
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,111

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 76,117 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,836

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2019. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · derivative · entry 7

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2023-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and will vest 20% on 11/29/2023.

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,387 $115.37 $160,018.19
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,719

Read SEC document
November 29, 2022 Filed Dec 1, 2022 21:42 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012077 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 18:31 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011918 · doc4.xml · derivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 11,250 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024.

F4 · balance_after: The RSU grant was previously reported as covering 12,500 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 18:31 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 4,162 $123.52 $514,090.24
Disclosure

SEC source: 0001225208-22-011918 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,356

Read SEC document
November 22, 2022 Filed Nov 25, 2022 18:31 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011918 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:02 UTC WILLIS TOWERS WATSON PLC WTW · Entity 3139 GrantOrdinary Shares, nominal value $0.000304635 per share 746 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-023535 · form4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746

F1 · shares: Comprised of 746 restricted share units ("RSUs"), which represent the right to receive ordinary shares, par value $0.000304635 per share, of the Issuer. The RSUs shall vest in full on the earlier of the date of the Issuer's 2023 Annual General Meeting of Shareholders and October 1, 2023.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:21 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 29,317 $102.86 $3,015,546.62
Disclosure

SEC source: 0001225208-22-000380 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,268

Read SEC document
December 20, 2021 Filed Dec 21, 2021 17:53 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GiftCommon Stock 8,050 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-015168 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,585

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:55 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 29,460 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-015061 · doc4.xml · derivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,460

Underlying: Common Stock · 29,460 shares

Expires 2024-12-15

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:55 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 43,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-015061 · doc4.xml · derivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,662 shares

Expires 2021-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · balance_after: The RSU grant was previously reported as covering 29,108 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:55 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 16,154 $96.40 $1,557,245.60
Disclosure

SEC source: 0001225208-21-015061 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,635

Read SEC document
December 14, 2021 Filed Dec 16, 2021 21:55 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 43,662 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-015061 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 20:12 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantRestricted Stock Units · Derivative 13,697 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014484 · doc4.xml · derivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,697

Underlying: Common Stock · 13,697 shares

Expires 2026-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 17:34 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 GrantCommon Stock 83,177 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014447 · doc4.xml · nonDerivative · entry 1

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,127

F1 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · derivative · entry 10

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F8 · derivative.exercise_date: RSUs vested 60% on 11/30/2020, 20% on 11/30/2021, and will vest 20% on 11/30/2022.

F9 · balance_after: The RSU grant was previously reported as covering 12,500 shares awarded on November 30, 2017, of which 5,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · derivative · entry 9

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

F7 · balance_after: The RSU grant was previously reported as covering 10,000 shares awarded on November 30, 2016, of which 2,000 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,475 $98.29 $144,977.75
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · nonDerivative · entry 6

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,950

F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Tax withholdingCommon Stock 1,180 $98.29 $115,982.20
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · nonDerivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,425

F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · nonDerivative · entry 4

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:58 UTC RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014292 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.