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person · Reporting owner

Soteropoulos Paula

Disclosed activity across 4 companies

Tapewire entity
44740
SEC CIK
0001692444

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dianthus Therapeutics, Inc. /DE/DNTH · Entity 1813DirectorMay 21, 2026May 22, 2026
Rallybio CorpRLYB · Entity 6838DirectorMay 13, 2025May 15, 2025
uniQure N.V.QURE · Entity 4162DirectorJune 13, 2024June 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dianthus Therapeutics, Inc. /DE/

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.63 · Expires 2036-05-21Direct6,090 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 6,090 · Balance 6,090

F1: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Rallybio Corp

Report date May 13, 2025 · Filed May 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2035-05-13Direct28,500 Reported balance After 2025-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-05-13 · Grant · Acquired 28,500 · Balance 28,500

F1: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 13, 2026 or the date of the Company's 2026 Annual Meeting of Stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 13, 2026 or the date of the Company's 2026 Annual Meeting of Stockholders.

uniQure N.V.

Report date June 13, 2024 · Filed June 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect20,203 Reported balance After 2024-06-13 transaction · row 1
1 source row

Row 1 · 2024-06-13 · Sale · Disposed 2,220 · Balance 20,203

F1: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.13 to $5.15. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.13 to $5.15. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AKCEA THERAPEUTICS, INC.

Report date September 26, 2019 · Filed September 30, 2019

Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect678,149 Ending reported balance After 2019-09-26 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2019-09-26 · Exercise / conversion · Acquired 1,711,079 · Balance 1,711,079

Row 2 · 2019-09-26 · Tax withholding · Disposed 1,113,492 · Balance 597,587

Row 3 · 2019-09-26 · Exercise / conversion · Acquired 145,303 · Balance 742,890

Row 4 · 2019-09-26 · Tax withholding · Disposed 95,156 · Balance 647,734

Row 5 · 2019-09-26 · Exercise / conversion · Acquired 205,479 · Balance 853,213

Row 6 · 2019-09-26 · Tax withholding · Disposed 175,064 · Balance 678,149

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.48 · Expires 2025-12-15Direct0 Reported balance After 2019-09-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-09-26 · Exercise / conversion · Disposed 1,711,079 · Balance 0

F1: The shares vest as follows: 1/4th of the shares vest one year after January 1, 2015;1/48th of the shares vest monthly thereafter over the next three years.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.48 · Expires 2026-02-16Direct13,209 Reported balance After 2019-09-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-09-26 · Exercise / conversion · Disposed 145,303 · Balance 13,209

F2: The shares vest as follows: 1/4th of the shares vest one year after January 4, 2016;1/48th of the shares vest monthly thereafter over the next three years.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.21 · Expires 2027-06-04Direct102,740 Reported balance After 2019-09-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-09-26 · Exercise / conversion · Disposed 205,479 · Balance 102,740

F3: The shares vest as follows: 1/4th of the shares vest one year after January 3, 2017;1/48th of the shares vest monthly thereafter over the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: The shares vest as follows: 1/4th of the shares vest one year after January 1, 2015;1/48th of the shares vest monthly thereafter over the next three years.

F2: The shares vest as follows: 1/4th of the shares vest one year after January 4, 2016;1/48th of the shares vest monthly thereafter over the next three years.

F3: The shares vest as follows: 1/4th of the shares vest one year after January 3, 2017;1/48th of the shares vest monthly thereafter over the next three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 22, 2026 20:30 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 GrantStock Option (Right to Buy) · Derivative 6,090 $0.00 Strike: $89.63 $0.00
Disclosure

SEC source: 0001692444-26-000010 · ownership.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,090

Underlying: Common Stock · 6,090 shares

Expires 2036-05-21

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2027 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 08, 2026 Filed May 11, 2026 21:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionStock Option (Right to Buy) · Derivative 599 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0001692444-26-000008 · ownership.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 599 shares

Expires 2032-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2025.

F2 · derivative.exercise_date: The shares of common stock underlying this stock option award vested as to 25% of the shares on April 6, 2023, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
May 08, 2026 Filed May 11, 2026 21:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 SaleCommon Stock 599 $85.47 $51,196.53
Disclosure

SEC source: 0001692444-26-000008 · ownership.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2025.

Read SEC document
May 08, 2026 Filed May 11, 2026 21:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionCommon Stock 599 $8.44 $5,055.56
Disclosure

SEC source: 0001692444-26-000008 · ownership.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on December 23, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:26 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionStock Option (Right to Buy) · Derivative 599 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0001692444-26-000006 · ownership.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 599

Underlying: Common Stock · 599 shares

Expires 2032-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

F2 · derivative.exercise_date: The shares of common stock underlying this stock option award vested as to 25% of the shares on April 6, 2023, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:26 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 SaleCommon Stock 599 $80.11 $47,985.89
Disclosure

SEC source: 0001692444-26-000006 · ownership.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 21:26 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionCommon Stock 599 $8.44 $5,055.56
Disclosure

SEC source: 0001692444-26-000006 · ownership.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionStock Option (Right to Buy) · Derivative 27,594 $0.00 Strike: $8.44 $0.00
Disclosure

SEC source: 0001692444-26-000003 · ownership.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,198

Underlying: Common Stock · 27,594 shares

Expires 2032-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

F2 · derivative.exercise_date: The shares of common stock underlying this stock option award vested as to 25% of the shares on April 6, 2023, with the remaining three quarters vesting in equal monthly installments over the following three years, subject to the Reporting Person's continued service to the Issuer on each such vesting date.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 SaleCommon Stock 27,594 $78.05 $2,153,711.70
Disclosure

SEC source: 0001692444-26-000003 · ownership.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

Read SEC document
March 24, 2026 Filed Mar 26, 2026 22:00 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 Exercise / conversionCommon Stock 27,594 $8.44 $232,893.36
Disclosure

SEC source: 0001692444-26-000003 · ownership.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 23, 2025.

Read SEC document
May 22, 2025 Filed May 22, 2025 20:43 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000950170-25-076410 · ownership.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2035-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 13, 2025 Filed May 15, 2025 21:05 UTC Rallybio Corp RLYB · Entity 6838 GrantOption (Right to Buy) · Derivative 28,500 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001739410-25-000082 · wk-form4_1747343116.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 28,500 shares

Expires 2035-05-13

F1 · derivative.exercise_date: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 13, 2026 or the date of the Company's 2026 Annual Meeting of Stockholders.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:24 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,220 $5.14 $11,410.80
Disclosure

SEC source: 0000904454-24-000369 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,203

F1 · kind: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F1 · shares: The shares were sold upon the vesting of restricted share units solely to cover estimated withholding taxes, pursuant to automatic sale instructions included in the relevant Restricted Share Unit Agreement. The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.13 to $5.15. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 23, 2024 Filed May 28, 2024 23:59 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 GrantStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0000950170-24-065545 · ownership.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-05-22

F1 · derivative.exercise_date: The shares of common stock underlying this stock option award will vest in full on the date that is the earlier of (i) the first anniversary of the grant date or (ii) the Issuer's 2025 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:04 UTC Rallybio Corp RLYB · Entity 6838 GrantOption (Right to Buy) · Derivative 16,500 $0.00 Strike: $1.91 $0.00
Disclosure

SEC source: 0001739410-24-000090 · wk-form4_1715979851.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 16,500 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 15, 2025 or the date of the Company's 2025 Annual Meeting of Stockholders.

Read SEC document
September 11, 2023 Filed Sep 14, 2023 01:16 UTC Dianthus Therapeutics, Inc. /DE/ DNTH · Entity 1813 GrantStock Option (Right to Buy) · Derivative 6,500 $0.00 Strike: $11.20 $0.00
Disclosure

SEC source: 0000899243-23-018866 · doc4.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2033-09-10

F1 · derivative.exercise_date: This option represents a right to purchase a total of 6,500 shares of the Issuer's common stock, which will vest in full on the date that is the earlier of (i) the Issuer's 2024 Annual Meeting of Stockholders and (ii) September 11, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:30 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 2,275 $18.99 $43,202.25
Disclosure

SEC source: 0000904454-23-000402 · edgar.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,423

F3 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F3 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.95 to $19.00. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 20, 2023 21:30 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 17,060 $0.00 Strike: $20.18 $0.00
Disclosure

SEC source: 0000904454-23-000402 · edgar.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,060

Underlying: Ordinary Shares · 17,060 shares

Expires 2033-06-13

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
June 13, 2023 Filed Jun 20, 2023 21:30 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 8,700 $0.00 $0.00
Disclosure

SEC source: 0000904454-23-000402 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,698

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:24 UTC Rallybio Corp RLYB · Entity 6838 GrantOption (Right to Buy) · Derivative 15,490 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0000899243-23-013402 · doc4.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,490

Underlying: Common Stock · 15,490 shares

Expires 2033-05-17

F1 · derivative.exercise_date: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 17, 2024 or the date of the Company's 2024 Annual Meeting of Stockholders.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:16 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 384 $19.97 $7,668.48
Disclosure

SEC source: 0000899243-23-006589 · doc4.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,998

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.92 to $20.01. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:57 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0000904454-23-000031 · edgar.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:57 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,000 $22.59 $135,540.00
Disclosure

SEC source: 0000904454-23-000031 · edgar.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 20:57 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,000 $5.37 $32,220.00
Disclosure

SEC source: 0000904454-23-000031 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · derivative · entry 6

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,800 shares

Expires 2023-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 3,800 $23.43 $89,034.00
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · nonDerivative · entry 4

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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December 14, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 3,800 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · nonDerivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The Stock Option exercise price was EUR 10.10 per share or $10.69, as converted, based on the exchange rate at on December 13, 2022 of EUR 1 to $1.058.

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December 13, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · derivative · entry 5

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Ordinary Shares · 3,000 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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December 13, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 3,000 $23.45 $70,350.00
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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December 13, 2022 Filed Dec 15, 2022 22:09 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 3,000 $5.37 $16,110.00
Disclosure

SEC source: 0000904454-22-000633 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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November 29, 2022 Filed Dec 1, 2022 21:14 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 6,200 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000601 · edgar.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Ordinary Shares · 6,200 shares

Expires 2023-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Stock Option exercise price was EUR 10.10 per share or $10.46, as converted, based on the exchange rate at exercise of EUR 1 to $1.036.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The Stock Option was granted on June 6, 2013 and vested 25% after one year, with the remainder vesting in weekly installments over a two year period ending on June 10, 2016.

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November 29, 2022 Filed Dec 1, 2022 21:14 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 6,200 $25.38 $157,356.00
Disclosure

SEC source: 0000904454-22-000601 · edgar.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.33 to $25.48. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 29, 2022 Filed Dec 1, 2022 21:14 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionOrdinary Shares 6,200 Not disclosed Not disclosed
Disclosure

SEC source: 0000904454-22-000601 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The Stock Option exercise price was EUR 10.10 per share or $10.46, as converted, based on the exchange rate at exercise of EUR 1 to $1.036.

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June 15, 2022 Filed Jun 17, 2022 20:31 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 17,810 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0000904454-22-000356 · edgar.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,810

Underlying: Ordinary Shares · 17,810 shares

Expires 2032-06-15

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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June 15, 2022 Filed Jun 17, 2022 20:31 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 9,080 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000356 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,382

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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May 24, 2022 Filed May 27, 2022 00:11 UTC Rallybio Corp RLYB · Entity 6838 GrantOption (Right to Buy) · Derivative 13,440 $0.00 Strike: $12.75 $0.00
Disclosure

SEC source: 0000899243-22-019834 · doc4.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

Underlying: Common Stock · 13,440 shares

Expires 2032-05-24

F1 · derivative.exercise_date: The option was granted under the Company's 2021 Equity Incentive Plan. The option vests on the earlier of May 24, 2023 or the date of the Company's 2023 Annual Meeting of Stockholders.

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February 28, 2022 Filed Mar 2, 2022 22:26 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 596 $16.87 $10,054.52
Disclosure

SEC source: 0000904454-22-000211 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,302

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.82 to $16.88. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 24, 2022 Filed Feb 28, 2022 23:15 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 2,645 $0.00 Strike: $16.04 $0.00
Disclosure

SEC source: 0000904454-22-000189 · edgar.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

Underlying: Ordinary Shares · 2,645 shares

Expires 2032-02-24

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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February 24, 2022 Filed Feb 28, 2022 23:15 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 1,534 $0.00 $0.00
Disclosure

SEC source: 0000904454-22-000189 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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January 03, 2022 Filed Jan 6, 2022 01:37 UTC Rallybio Corp RLYB · Entity 6838 GrantOption (Right to Buy) · Derivative 5,369 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0000899243-22-001056 · doc4.xml · derivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

Underlying: Common Stock · 5,369 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The option vests as to the underlying shares of Common Stock in 12 equal installments, each on the last day of each month of calendar year 2022.

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March 02, 2021 Filed Mar 4, 2021 19:19 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 504 $37.60 $18,950.40
Disclosure

SEC source: 0000904454-21-000293 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,364

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.76 to $37.60. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 25, 2021 Filed Mar 1, 2021 21:23 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 4,107 $0.00 Strike: $37.00 $0.00
Disclosure

SEC source: 0000904454-21-000261 · edgar.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107

Underlying: Ordinary Shares · 4,107 shares

Expires 2031-02-25

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

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February 25, 2021 Filed Mar 1, 2021 21:23 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 2,382 $0.00 $0.00
Disclosure

SEC source: 0000904454-21-000261 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 20:49 UTC uniQure N.V. QURE · Entity 4162 GrantStock Option (Right to Buy) · Derivative 3,620 $0.00 Strike: $51.81 $0.00
Disclosure

SEC source: 0000904454-20-000259 · edgar.xml · derivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

Underlying: Ordinary Shares · 3,620 shares

Expires 2030-02-27

F2 · derivative.exercise_date: The Stock Option vests 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 20:49 UTC uniQure N.V. QURE · Entity 4162 GrantOrdinary Shares 2,063 $0.00 $0.00
Disclosure

SEC source: 0000904454-20-000259 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486

F1 · shares: Represents restricted share units granted to the Reporting Person under the Issuer's 2014 Share Incentive Plan, as amended and restated. Each restricted share unit represents the contingent right to receive one Ordinary Share. The restricted share units vest 100% on the first anniversary of the date of grant, subject to the Reporting Person's continued relationship with the Issuer through such date.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 18:19 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 822 $61.53 $50,577.66
Disclosure

SEC source: 0000904454-20-000154 · edgar.xml · nonDerivative · entry 2

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,423

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.13 to $61.85. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 05, 2020 Filed Feb 5, 2020 18:19 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 1,300 $60.58 $78,754.00
Disclosure

SEC source: 0000904454-20-000154 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.10 to $60.97. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 28, 2020 Filed Jan 31, 2020 02:15 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 807 $62.19 $50,187.33
Disclosure

SEC source: 0000904454-20-000116 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · kind: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F1 · shares: As required by the relevant Restricted Share Unit Agreement, the Reporting Person sold the Ordinary Shares and remitted the proceeds therefrom to the Issuer to satisfy estimated tax withholding obligations triggered by the vesting of restricted share units.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.46 to $62.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 18:48 UTC uniQure N.V. QURE · Entity 4162 SaleOrdinary Shares 3,000 $72.18 $216,540.00
Disclosure

SEC source: 0000904454-20-000011 · edgar.xml · nonDerivative · entry 1

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,352

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.79 to $72.62. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:06 UTC uniQure N.V. QURE · Entity 4162 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $5.37 $0.00
Disclosure

SEC source: 0000904454-19-000749 · edgar.xml · derivative · entry 3

Soteropoulos Paula · CIK 0001692444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Ordinary Shares · 2,000 shares

Expires 2027-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option vested on January 27, 2018, the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.