Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Freshpet, Inc.FRPT · Entity 1637 | Director | May 20, 2026 | May 22, 2026 |
| Utz Brands, Inc.UTZ · Entity 4492 | Director | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Freshpet, Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,500 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Purchase · Acquired 2,000 · Balance 37,500 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.45 to $48.18. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.45 to $48.18. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this Form 4.
Utz Brands, Inc.
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 312,000 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 16,927 · Balance 312,000 F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hostess Brands, Inc.
Report date November 07, 2023 · Filed November 07, 2023
Section 16 reporting ended · disclosed 2023-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-07 transaction · row 1
1 source rowRow 1 · 2023-11-07 · Disposition to issuer · Disposed 48,258 · Balance 0 F1: Pursuant to the terms of that certain Agreement and Plan of Merger, by and among the Hostess Brands, Inc. (the "Company"), The J. M. Smucker Company ("Smucker"), and SSF Holdings, Inc. (the "Purchaser"), dated September 10, 2023 (the "Merger Agreement"), on November 7, 2023, Purchaser completed an exchange offer (the "Offer") to purchase any and all of the issued and outstanding shares of the Company's Class A Common Stock, par value $0.0001 per share (the "Company Common Stock"), in exchange for (i) $30.00 in cash and (ii) 0.03002 Smucker common shares, no par value, plus cash in lieu of fractional shares, in each case, without interest. F2: (Continued from Footnote 1) Thereafter, on November 7, 2023, in accordance with the terms of the Merger Agreement, the Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and becoming a direct, wholly owned subsidiary of Smucker (the "Merger"). The disposition of the securities by the Reporting Person in the Offer and the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3: Includes (i) 5,210 outstanding restricted stock units ("RSUs") and (ii) 43,048 shares of fully vested RSUs representing the right to receive an equivalent number of shares of Company Common Stock (the "Deferred Stock"). F4: Upon consummation of the Merger, under the terms of the Merger Agreement, each RSU and all Deferred Stock was cancelled in exchange for a cash payment, determined by multiplying (x) the aggregate number of shares of Company Common Stock underlying the RSUs and Deferred Stock, by (y) the Merger Consideration Value (as defined in the Merger Agreement) (the "Equity Award Consideration"). Upon the closing of the Merger, the Reporting Person received Equity Award Consideration of $1,612,005.41. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plan of Merger, by and among the Hostess Brands, Inc. (the "Company"), The J. M. Smucker Company ("Smucker"), and SSF Holdings, Inc. (the "Purchaser"), dated September 10, 2023 (the "Merger Agreement"), on November 7, 2023, Purchaser completed an exchange offer (the "Offer") to purchase any and all of the issued and outstanding shares of the Company's Class A Common Stock, par value $0.0001 per share (the "Company Common Stock"), in exchange for (i) $30.00 in cash and (ii) 0.03002 Smucker common shares, no par value, plus cash in lieu of fractional shares, in each case, without interest.
F2: (Continued from Footnote 1) Thereafter, on November 7, 2023, in accordance with the terms of the Merger Agreement, the Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and becoming a direct, wholly owned subsidiary of Smucker (the "Merger"). The disposition of the securities by the Reporting Person in the Offer and the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.
F3: Includes (i) 5,210 outstanding restricted stock units ("RSUs") and (ii) 43,048 shares of fully vested RSUs representing the right to receive an equivalent number of shares of Company Common Stock (the "Deferred Stock").
F4: Upon consummation of the Merger, under the terms of the Merger Agreement, each RSU and all Deferred Stock was cancelled in exchange for a cash payment, determined by multiplying (x) the aggregate number of shares of Company Common Stock underlying the RSUs and Deferred Stock, by (y) the Merger Consideration Value (as defined in the Merger Agreement) (the "Equity Award Consideration"). Upon the closing of the Merger, the Reporting Person received Equity Award Consideration of $1,612,005.41.
PINNACLE FOODS INC.
Report date October 26, 2018 · Filed October 26, 2018
Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 1
1 source rowRow 1 · 2018-10-26 · Disposition to issuer · Disposed 189,061 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.28 · Expires 2024-04-01 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-26 · Disposition to issuer · Disposed 56,430 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.05 · Expires 2025-04-01 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-10-26 · Disposition to issuer · Disposed 41,458 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.28 · Expires 2026-04-01 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-10-26 · Disposition to issuer · Disposed 55,707 · Balance 0 F3: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.87 · Expires 2027-04-01 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-10-26 · Disposition to issuer · Disposed 43,469 · Balance 0 F3: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.10 · Expires 2028-04-01 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-10-26 · Disposition to issuer · Disposed 55,726 · Balance 0 F3: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. |
| Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26 | Direct | 39,596 |
Reported balance
After 2018-10-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-10-26 · Grant · Acquired 20,940 · Balance 39,596 F5: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions. F6: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity. |
| Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-10-26 · Disposition to issuer · Disposed 39,596 · Balance 0 F7: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio. F6: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity. |
| Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26 | Direct | 0 |
Reported balance
After 2018-10-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-10-26 · Disposition to issuer · Disposed 11,613 · Balance 0 F8: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock. F9: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction.
F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option.
F3: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"),
F4: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.
F5: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions.
F6: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.
F7: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio.
F8: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock.
F9: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 22, 2026 21:03 UTC | Freshpet, Inc. FRPT · Entity 1637 | PurchaseCommon Stock | 2,000 | $47.83 | $95,660.00 |
DisclosureSEC source: 0000929638-26-001957 · form4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,500 F1 · shares: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.45 to $48.18. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this Form 4. F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.45 to $48.18. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this Form 4. Read SEC document |
| April 23, 2026 Filed Apr 27, 2026 20:51 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 16,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-027576 · wk-form4_1777323097.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,000 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 23:52 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-26-000992 · form4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,500 F1 · shares: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on March 15, 2027, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 20:31 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 9,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-25-000087 · wk-form4_1745613056.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,073 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2026, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 21:40 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0000929638-25-001122 · form4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,911 F1 · shares: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2024 Equity Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 21:08 UTC | Freshpet, Inc. FRPT · Entity 1637 | PurchaseCommon Stock | 2,000 | $106.28 | $212,560.00 |
DisclosureSEC source: 0000929638-25-000884 · form4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,479 Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:46 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 7,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-24-000091 · wk-form4_1714164400.xml · nonDerivative · entry 2 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,400 F2 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 24, 2025, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:46 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-24-000091 · wk-form4_1714164400.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,980 F1 · shares: Reflects the issuance of additional shares under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan") that the Issuer intended to include in the May 2022 non-employee director equity retainer. Read SEC document |
| March 15, 2024 Filed Mar 20, 2024 20:34 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-008697 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,479 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. F1 · shares: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 23:47 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | Disposition to issuerClass A Common Stock, par value $0.0001 per share | 48,258 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020213 · doc4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger, by and among the Hostess Brands, Inc. (the "Company"), The J. M. Smucker Company ("Smucker"), and SSF Holdings, Inc. (the "Purchaser"), dated September 10, 2023 (the "Merger Agreement"), on November 7, 2023, Purchaser completed an exchange offer (the "Offer") to purchase any and all of the issued and outstanding shares of the Company's Class A Common Stock, par value $0.0001 per share (the "Company Common Stock"), in exchange for (i) $30.00 in cash and (ii) 0.03002 Smucker common shares, no par value, plus cash in lieu of fractional shares, in each case, without interest. F2 · shares: (Continued from Footnote 1) Thereafter, on November 7, 2023, in accordance with the terms of the Merger Agreement, the Purchaser merged with and into the Company, with the Company continuing as the surviving corporation and becoming a direct, wholly owned subsidiary of Smucker (the "Merger"). The disposition of the securities by the Reporting Person in the Offer and the Merger was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended. F3 · shares: Includes (i) 5,210 outstanding restricted stock units ("RSUs") and (ii) 43,048 shares of fully vested RSUs representing the right to receive an equivalent number of shares of Company Common Stock (the "Deferred Stock"). F4 · price: Upon consummation of the Merger, under the terms of the Merger Agreement, each RSU and all Deferred Stock was cancelled in exchange for a cash payment, determined by multiplying (x) the aggregate number of shares of Company Common Stock underlying the RSUs and Deferred Stock, by (y) the Merger Consideration Value (as defined in the Merger Agreement) (the "Equity Award Consideration"). Upon the closing of the Merger, the Reporting Person received Equity Award Consideration of $1,612,005.41. Read SEC document |
| November 02, 2023 Filed Nov 6, 2023 23:13 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GiftClass A Common Stock, par value $0.0001 per share | 17,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-059591 · ownership.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,258 F1 · shares: Reported disposition represents the gift of Class A Common Stock, par value $0.0001 per share, of Hostess Brands, Inc. to a charitable donor advised fund. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 20:36 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 5,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-23-000003 · wk-form4_1686256576.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,858 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A common stock of Hostess Brands, Inc. (the "Company"). These restricted stock units will vest upon the first to occur of (i) the 2024 Annual Stockholders Meeting, (ii) 15 months after the date of grant, (iii) the death or disability of the director, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and shall be settled upon the director's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| May 04, 2023 Filed May 8, 2023 22:29 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 6,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-23-000105 · wf-form4_168358496755033.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,710 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 25, 2024, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 23:51 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 2,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-006759 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,384 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 21:14 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-22-000002 · wf-form4_165489567134383.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,648 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A common stock of Hostess Brands, Inc. (the "Company"). These restricted stock units will vest upon the first to occur of (i) the 2023 Annual Meeting, (ii) 15 months after the date of grant, (iii) the death or disability of the director, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and shall be settled upon the director's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:10 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 8,369 | $14.47 | $121,099.43 |
DisclosureSEC source: 0001739566-22-000132 · wf-form4_165212698816900.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,964 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2023, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 22:39 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-006465 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,271 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:31 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 6,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-21-000002 · wf-form4_162525787904446.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,748 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A common stock of Hostess Brands, Inc. (the "Company"). These restricted stock units will vest upon the first to occur of (i) the Company's 2022 annual stockholders' meeting, (ii) 15 months after the date of grant, (iii) the death or disability of the reporting person, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and will be settled upon the reporting person's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:00 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000068 · wf-form4_162042481744355.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,595 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| March 12, 2021 Filed Mar 23, 2021 00:23 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-006820 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,849 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| February 26, 2021 Filed Mar 5, 2021 22:33 UTC | Freshpet, Inc. FRPT · Entity 1637 | PurchaseCommon Stock | 2,500 | $143.00 | $357,500.00 |
DisclosureSEC source: 0001437749-21-005179 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,084 Read SEC document |
| January 12, 2021 Filed Jan 16, 2021 02:21 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherWarrants to purchase Class A Common Stock · Derivative | 50,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · derivative · entry 2 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share. F2 · derivative.exercise_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. F2 · derivative.expiration_date: The warrants are exercisable at any time and expire on August 28, 2025 or earlier upon redemption or the liquidation of the Issuer. Read SEC document |
| January 12, 2021 Filed Jan 16, 2021 02:21 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A Common Stock | 50,000 | $11.50 | $575,000.00 |
DisclosureSEC source: 0001739566-21-000011 · wf-form4_161076370356897.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,203 F1 · kind: On January 12, 2021 the reporting person exercised warrants to purchase a total of 50,000 shares of the Issuer's common stock for $11.50 per share. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:09 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000039 · wf-form4_160444857445139.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,203 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:42 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantWarrants to purchase Class A common stock · Derivative | 50,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-101578 · tm2029480-31_4.xml · derivative · entry 4 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A common stock · 50,000 shares Expires not disclosed F2 · kind: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.exercise_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). F2 · derivative.expiration_date: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:42 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass B ordinary shares · Derivative | 52,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101578 · tm2029480-31_4.xml · derivative · entry 3 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary shares · 52,500 shares Expires not disclosed F1 · derivative.exercise_price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.exercise_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. F1 · derivative.expiration_date: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:42 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A common stock | 150,000 | $10.00 | $1,500,000.00 |
DisclosureSEC source: 0001104659-20-101578 · tm2029480-31_4.xml · nonDerivative · entry 2 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,500 F2 · price: Pursuant to the Forward Purchase Agreement, dated as of September 7, 2018, by and between CCH and the Reporting Person, the Reporting Person agreed to purchase, on a private placement basis upon the consummation of the Business Combination, certain Class A ordinary shares (automatically converted to Class A common stock pursuant to the Domestication) (the "Forward Purchase Shares") and warrants to purchase Class A ordinary shares, which automatically became exercisable for Class A common stock pursuant to the Domestication (the "Forward Purchase Warrants") for a combined price of $10.00 per Forward Purchase Share purchased. The Forward Purchase Warrants will become exercisable on September 27, 2020 and will expire on August 28, 2025 or earlier upon redemption or the liquidation of Utz, as described in the Warrant Agreement (filed as Exhibit 4.4 to CCH's registration statement on Form S-1 (File No. 333-227295)). Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 01:42 UTC | Utz Brands, Inc. UTZ · Entity 4492 | OtherClass A common stock | 52,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-101578 · tm2029480-31_4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F1 · kind: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. F1 · price: In connection with the Business Combination Agreement, dated June 5, 2020, by and among Collier Creek Holdings ("CCH"), Utz Brands Holdings, LLC ("Utz Brands Holdings"), and the other parties thereto (the transactions contemplated thereby, the "Business Combination"), CCH domesticated as a Delaware corporation (the "Domestication") and changed its name to "Utz Brands, Inc." ("Utz"). In connection with the Domestication, the Reporting Person's Class B ordinary shares, par value $0.0001 per share, of CCH, which were previously convertible into Class A ordinary shares of CCH, were automatically converted into shares of Class A common stock of Utz, par value $0.0001 per share, on a one-for-one basis. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 22:06 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-20-000002 · wf-form4_159165398854976.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,293 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A common stock of Hostess Brands, Inc. (the "Company"). These restricted stock units will vest upon the first to occur of (i) the Company's 2021 annual stockholders' meeting, (ii) fifteen months after the date of grant, (iii) the death or disability of the reporting person, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and will be settled upon the reporting person's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 20:10 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007122 · rdgdoc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,584 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:05 UTC | Freshpet, Inc. FRPT · Entity 1637 | PurchaseCommon Stock | 7,500 | $66.00 | $495,000.00 |
DisclosureSEC source: 0000899243-20-006231 · doc4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,488 F1 · kind: The Reporting Person purchased 7,500 shares of the issuer's common stock at the public offering price in a registered offering by the issuer that will settle on March 2, 2020. Read SEC document |
| December 04, 2019 Filed Jan 14, 2020 21:36 UTC | Freshpet, Inc. FRPT · Entity 1637 | GiftCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001164 · doc5.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,988 Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 21:47 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 7,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-19-000002 · wf-form4_155959840902250.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,293 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A Common Stock of Hostess Brands, Inc. (the "Company"). These restricted stock units shall vest upon the first to occur of (i) the Company's 2020 annual stockholders' meeting, (ii) the date that is 15 calendar months following the grant date, (iii) the death or disability of the director, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and shall be settled upon the director's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| April 01, 2019 Filed Apr 16, 2019 12:00 UTC | Freshpet, Inc. FRPT · Entity 1637 | GrantCommon Stock | 1,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-007230 · primary_doc.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,655 F1 · security: The shares of restricted Common Stock were awarded to the Reporting Person under the Issuer's 2014 Omnibus Incentive Plan and vest on the first anniversary of the grant date, subject to the Reporting Person's continued service on the Board of Directors of the Issuer at such date. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerPerformance Rights · Derivative | 11,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 9 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,613 shares Expires 2018-10-26 F8 · derivative.exercise_price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock. F8 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock. F9 · price: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerPerformance Rights · Derivative | 39,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 8 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,596 shares Expires 2018-10-26 F7 · derivative.exercise_price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio. F6 · price: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity. F7 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GrantPerformance Rights · Derivative | 20,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 7 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,596 Underlying: Common Stock · 20,940 shares Expires 2018-10-26 F5 · derivative.exercise_price: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions. F6 · shares: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 55,726 | Not disclosed Strike: $54.10 | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 6 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,726 shares Expires 2028-04-01 F3 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · price: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · derivative.exercise_date: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 43,469 | Not disclosed Strike: $57.87 | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 5 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,469 shares Expires 2027-04-01 F3 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · price: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · derivative.exercise_date: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 55,707 | Not disclosed Strike: $45.28 | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 4 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,707 shares Expires 2026-04-01 F3 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · price: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018 as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio"), F4 · derivative.exercise_date: (Continued from Footnote 3) at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 41,458 | Not disclosed Strike: $41.05 | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 3 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,458 shares Expires 2025-04-01 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative | 56,430 | Not disclosed Strike: $29.28 | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · derivative · entry 2 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,430 shares Expires 2024-04-01 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option. Read SEC document |
| October 26, 2018 Filed Oct 26, 2018 16:25 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Disposition to issuerCommon Stock, par value $0.01 | 189,061 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950157-18-001094 · form4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 16:00 UTC | PINNACLE FOODS INC. PF · Entity 16422 | OtherCommon Stock, par value $0.01 | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051041 · doc4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,061 F1 · shares: Represents a transfer of shares from the reporting person to the Steeneck Charitable Fund. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 20:41 UTC | Hostess Brands, Inc. TWNK · Entity 108488 | GrantClass A Common Stock, par value $0.0001 per share | 7,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001570945-18-000003 · wf-form4_152874964885869.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,209 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive one share of Class A Common Stock of Hostess Brands, Inc. (the "Company"). These restricted stock units shall vest upon the first to occur of (i) the Company's 2019 annual stockholders' meeting, (ii) the date that is 15 calendar months following the grant date, (iii) the death or disability of the director, or (iv) a change of control of the Company, in each case, subject to continued service until such vesting date, and shall be settled upon the director's termination of Board service or if earlier, a change of control of the Company. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:55 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Exercise / conversionPerformance Shares · Derivative | 18,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024102 · doc4.xml · derivative · entry 3 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 18,655 shares Expires 2018-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance share represents a contingent right to receive one share. The Reporting Person received one share for each performance share that vested. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:55 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Tax withholdingCommon Stock, par value $0.01 | 6,410 | $54.10 | $346,781.00 |
DisclosureSEC source: 0001209191-18-024102 · doc4.xml · nonDerivative · entry 2 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,561 F3 · kind: 6,410 shares were withheld automatically in order to satisfy the tax liability that arose upon vesting of the performance shares. F4 · price: Reflects the closing price of the shares on March 29, 2018. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 16:55 UTC | PINNACLE FOODS INC. PF · Entity 16422 | Exercise / conversionCommon Stock, par value $0.01 | 18,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024102 · doc4.xml · nonDerivative · entry 1 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 1, 2015, the Reporting Person was awarded 12,437 target performance shares with a three-year performance period ending March 31, 2018 pursuant to the Pinnacle Foods Inc. (the "Company") 2013 Omnibus Incentive Plan. On April 3, 2018, the Compensation Committee of the Board of Directors approved a payout of 150% of the target performance shares under the performance standards set in 2015, based on the relative Total Shareholder Return ("TSR") of the Company as compared to the TSR of each of the companies in the Company's peer group over the period beginning April 1, 2015 and ending March 31, 2018. On April 3, 2018, the Reporting Person acquired 18,655 shares of the Company's common stock ("shares") upon the vesting of the performance shares. F2 · price: Each performance share represents a contingent right to receive one share. The Reporting Person received one share for each performance share that vested. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:47 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GrantPerformance Rights · Derivative | 9,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023067 · doc4.xml · derivative · entry 2 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,297 Underlying: Common Stock, par value $0.01 · 9,297 shares Expires not disclosed F3 · derivative.exercise_price: Represents performance rights granted pursuant to the Plan. F3 · shares: Represents performance rights granted pursuant to the Plan. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Company's common stock. The vesting of the performance rights is based on the relative Total Shareholder Return ("TSR") of the Company as compared to the TSR of each of the companies in the Company's peer group over the period beginning April 1, 2018 and ending March 31, 2021. The performance rights will vest on April 1, 2021, subject to the reporting person's continuous employment through April 1, 2021 and subject to certain conditions as detailed in the Plan. Performance rights granted represent the target shares and actual performance rights earned could be anywhere from 0 to 200% of the number of performance rights granted. The performance rights expire upon payout, if any, of the award. F4 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the Company's common stock. The vesting of the performance rights is based on the relative Total Shareholder Return ("TSR") of the Company as compared to the TSR of each of the companies in the Company's peer group over the period beginning April 1, 2018 and ending March 31, 2021. The performance rights will vest on April 1, 2021, subject to the reporting person's continuous employment through April 1, 2021 and subject to certain conditions as detailed in the Plan. Performance rights granted represent the target shares and actual performance rights earned could be anywhere from 0 to 200% of the number of performance rights granted. The performance rights expire upon payout, if any, of the award. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:47 UTC | PINNACLE FOODS INC. PF · Entity 16422 | GrantStock Option (Right to Buy) · Derivative | 55,726 | $0.00 Strike: $54.10 | $0.00 |
DisclosureSEC source: 0001209191-18-023067 · doc4.xml · derivative · entry 1 Steeneck Craig D. · CIK 0001570945 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,726 Underlying: Common Stock, par value $0.01 · 55,726 shares Expires 2028-04-01 F1 · shares: Represents stock options granted pursuant to the Pinnacle Foods Inc. (the "Company") Amended and Restated 2013 Omnibus Incentive Plan (the "Plan"). F2 · derivative.exercise_date: The shares subject to the stock option will vest and become exercisable on April 1, 2021, subject to the reporting person's continuous employment through April 1, 2021 and subject to certain conditions as detailed in the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.