Schwetz Amy B

SEC source: 0000030625-22-000035 · wf-form4_164557018953231.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000030625-22-000020 · wf-form4_164513523798128.xml · derivative · entry 5

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,219

Underlying: Common Stock · 6,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

SEC source: 0000030625-22-000020 · wf-form4_164513523798128.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,027

SEC source: 0000030625-22-000020 · wf-form4_164513523798128.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000030625-22-000020 · wf-form4_164513523798128.xml · derivative · entry 4

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,081

Underlying: Common Stock · 25,221 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F2 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% and are based on two factors during a three-year performance cycle beginning on January 1, 2022 and ending on December 31, 2024 which are: 1) the issuer's return on invested capital ("ROIC") measured against the issuer's target ROIC for each calendar year during the performance period; and 2) the issuer's free cash flow ("FCF") as a percentage of net income over the entire performance period. The performance rights are also subject to 15% payout modifier (positive or negative) based on the issuer's relative total shareholder return ("TSR") in comparison to the TSR of companies that comprise the S&P 500 Industrial Index for the entire performance period. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

SEC source: 0000030625-22-000020 · wf-form4_164513523798128.xml · derivative · entry 3

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,075

Underlying: Common Stock · 25,221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

SEC source: 0001209191-22-000457 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,765

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-21-062154 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,575

SEC source: 0001209191-21-058824 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,628

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-21-044679 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,698

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-21-024340 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,006

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · derivative · entry 6

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,854

Underlying: Common Stock · 5,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · derivative · entry 5

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,284

Underlying: Common Stock · 5,256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · nonDerivative · entry 4

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,753

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · nonDerivative · entry 3

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

SEC source: 0000030625-21-000031 · wf-form4_161403611862489.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000030625-21-000016 · wf-form4_161368827575519.xml · derivative · entry 3

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,860

Underlying: Common Stock · 20,570 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

F3 · derivative.expiration_date: Each performance right represents a contingent right to receive one share of the issuer's common stock at vesting. The performance rights vest at a rate between 0% and 200% based on performance against two factors over a three-year performance cycle beginning on January 1, 2021 and ending on December 31, 2023: 1) the issuer's three year average free cash flow ("FCF") as a percentage of net income; and 2) the issuer's return on invested capital ("ROIC") measured against the issuer's targeted ROIC improvement under its operating plan. Additionally, a relative total shareholder return ("TSR") modifier will be applied that may result in a positive or negative 15% adjustment to the otherwise earned performance rights. The performance rights may be settled, at the issuer's discretion, in cash or shares of common stock.

SEC source: 0000030625-21-000016 · wf-form4_161368827575519.xml · derivative · entry 2

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,540

Underlying: Common Stock · 19,910 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

F2 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares). The restricted stock units vest over a three-year period, with one-third vesting on the second anniversary of the grant and the remaining two-thirds vesting on the third anniversary of the grant.

SEC source: 0000030625-21-000016 · wf-form4_161368827575519.xml · derivative · entry 1

Schwetz Amy B · CIK 0001647437 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,630

Underlying: Common Stock · 20,570 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, at settlement, one share of common stock (plus dividends accrued on the underlying shares) and are granted to the reporting person pursuant to the issuer's long-term incentive compensation plan for employees. The shares vest ratably over a three-year period on each annual anniversary of the grant.

SEC source: 0001209191-21-000064 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,301

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-20-056288 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

SEC source: 0001209191-20-052952 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-20-039699 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,697

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001209191-20-022024 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

F1 · shares: This restricted stock award was granted pursuant to the Company's 2017 Omnibus Incentive Plan and therefore has no purchase or sales price. This restricted stock award was received in lieu of all or a portion of the quarterly fees related to the reporting person's service on the Board of Directors and its committees.

SEC source: 0001567619-20-000652 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,125

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,050 restricted stock units on January 2, 2020.

SEC source: 0001567619-19-022593 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,597

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

F2 · balance_after: During 2019, a new plan administrator assumed record-keeping responsibilities. The new administrator calculates the number of shares granted to individuals through dividend reinvestment using a different method than the previous administrator. Thus, even though this individual did not contribute additional funds to acquire Company common stock nor gain any funds by selling Company common stock during 2019, there was an increase of 1 share in the individual's total amount of holdings.

SEC source: 0000899243-19-026336 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

SEC source: 0001567619-19-018298 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,843

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-017058 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,937

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards

SEC source: 0000899243-19-010231 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,220

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017 in order to pay a portion of the estimated tax obligations resulting from the vesting of 84,984 restricted stock units on April 3, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $27.17 to $27.28, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000899243-19-010131 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,702

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 84,984 restricted stock units on April 3, 2019.

SEC source: 0000899243-19-008804 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,737

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-006904 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,953

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-19-003429 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,181

F1 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2018 to pay a portion of the estimated tax obligations resulting from the vesting of 4,570 restricted stock units on February 9, 2019.

F2 · price: The price reported is a weighted average price for the shares sold on February 12, 2019. These shares were sold in multiple transactions at prices ranging from $29.66 to $29.77, inclusive. The reporting person undertakes to provide Peabody Energy Corporation, any security holder of Peabody Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

SEC source: 0000899243-19-003285 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,909

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,570 restricted stock units on February 9, 2019.

SEC source: 0001567619-19-000555 · doc1.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,382

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of January 2, 2019, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

SEC source: 0000899243-18-029635 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,121

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-18-023309 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,429

F1 · shares: The Shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-18-015224 · doc4.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,919

F2 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

SEC source: 0000899243-18-009566 · doc4.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,486

F2 · shares: The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017 in order to pay a portion of estimated tax obligations resulting from the vesting of 78,903 restricted stock units on April 3, 2018.

SEC source: 0000899243-18-009566 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,419

F1 · shares: The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 78,903 restricted stock units on April 3, 2018.

SEC source: 0000899243-18-015224 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,486

F1 · shares: The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards, and were previously included in the reporting person's ownership reported on a Form 4 filed on April 5, 2018.

SEC source: 0000899243-18-003660 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,585

F1 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of February 9, 2018, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability.

SEC source: 0000899243-17-009562 · doc4.xml · nonDerivative · entry 3

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,042

F2 · shares: Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability.

SEC source: 0000899243-17-009562 · doc4.xml · nonDerivative · entry 2

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.

SEC source: 0000899243-17-009562 · doc4.xml · nonDerivative · entry 1

Schwetz Amy B · CIK 0001647437 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Second Amended Joint Plan of Reorganization of Debtors and Debtors in Possession as revised March 15, 2017 (the "Plan of Reorganization") approved by the issuer's board of directors and confirmed by the United States Bankruptcy Court for the Eastern District of Missouri, all shares of the issuer's common stock outstanding prior to the effective date of the Plan of Reorganization (April 3, 2017), including all options to purchase common stock and other equity awards, were cancelled and extinguished on the effective date of the Plan of Reorganization for no value.