Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atmus Filtration Technologies Inc.ATMU · Entity 4079 | Director | May 25, 2023 | May 25, 2023 |
| CUMMINS INCCMI · Entity 2961 | VP - Chief Administrative Off. | May 15, 2025 | May 16, 2025 |
| Howmet Aerospace Inc.HWM · Entity 2911 | Director | May 21, 2026 | May 27, 2026 |
| WALKER INNOVATION INC.WLKR · Entity 163734 | Director | March 20, 2017 | March 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atmus Filtration Technologies Inc.
Report date May 25, 2023 · Filed May 25, 2023
This filing explicitly reported no securities owned.
CUMMINS INC
Report date May 15, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 24,589 |
Ending reported balance
After 2025-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-05-15 · Gift · Disposed 75 · Balance 25,039 F1: On May 15, 2025, the reporting person made a charitable gift of 75 shares F2: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. Row 2 · 2025-05-15 · Gift · Disposed 450 · Balance 24,589 F3: On May 15, 2025, the reporting person made a charitable gift of 450 shares F2: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 15, 2025, the reporting person made a charitable gift of 75 shares
F2: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.
F3: On May 15, 2025, the reporting person made a charitable gift of 450 shares
Howmet Aerospace Inc.
Report date May 21, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,582 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 731 · Balance 16,582 |
WALKER INNOVATION INC.
Report date March 20, 2017 · Filed March 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.05 · Expires 2023-11-15 | Direct | 0 |
Reported balance
After 2013-11-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-11-15 · Disposition to issuer · Disposed 50,000 · Balance 0 F1: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2: Stock option granted pursuant to Amended and Restated 2006 Long-Term Incentive Plan in respect of 16,666 Shares exercisable from and after November 15, 2014; 16,667 Shares exercisable from and after November 15, 2015; and 16,667 Shares exercisable from and after November 15, 2016. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2023-11-15 | Direct | 50,000 |
Reported balance
After 2017-03-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-20 · Grant · Acquired 50,000 · Balance 50,000 F1: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F2: Stock option granted pursuant to Amended and Restated 2006 Long-Term Incentive Plan in respect of 16,666 Shares exercisable from and after November 15, 2014; 16,667 Shares exercisable from and after November 15, 2015; and 16,667 Shares exercisable from and after November 15, 2016. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.40 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2015-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2015-05-15 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F4: Stock option grant pursuant the Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 8,333 Shares exercisable from and after May 15, 2016; 8,333 shares from and after May 15, 2017; and 8,334 Shares from and after May 15, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2025-05-15 | Direct | 25,000 |
Reported balance
After 2017-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-20 · Grant · Acquired 25,000 · Balance 25,000 F3: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4. F4: Stock option grant pursuant the Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 8,333 Shares exercisable from and after May 15, 2016; 8,333 shares from and after May 15, 2017; and 8,334 Shares from and after May 15, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person November 15, 2013. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.
F2: Stock option granted pursuant to Amended and Restated 2006 Long-Term Incentive Plan in respect of 16,666 Shares exercisable from and after November 15, 2014; 16,667 Shares exercisable from and after November 15, 2015; and 16,667 Shares exercisable from and after November 15, 2016.
F3: The transaction reported herein reflects a repricing of options (the "Repricing") that was approved by Walker Innovation Inc. stockholders on January 17, 2017. The stock options were originally granted to the reporting person May 15, 2015. As a result of the Repricing, such options now have a lower exercise price; other than the reduced exercise price, there have been no changes in the terms of such options. However, under Section 16 of the Securities Exchange Act of 1934 and the rules thereunder, a reduction in the exercise price of any option is treated as effectively canceling the old option and granting a new option as of the effective date of the repricing, and thus is being reported accordingly in this Form 4.
F4: Stock option grant pursuant the Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 8,333 Shares exercisable from and after May 15, 2016; 8,333 shares from and after May 15, 2017; and 8,334 Shares from and after May 15, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 7,500 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · derivative · entry 8 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,990 Underlying: Common · 7,500 shares Expires 2030-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,500 | $0.00 Strike: $142.12 | $0.00 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · derivative · entry 7 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,490 Underlying: Common · 3,500 shares Expires 2030-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,500 | $263.24 | $921,336.85 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 6 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,874 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $263.00 - $263.55. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,098 | $260.75 | $807,810.94 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 5 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,374 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $260.33 - $261.20. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,302 | $261.88 | $602,853.52 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 4 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,472 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $261.35 - $262.30. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,100 | $262.74 | $551,747.70 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,774 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $262.42 - $263.12. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 3,500 | $142.12 | $497,420.00 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 15, 2024 20:07 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 7,500 | $142.12 | $1,065,900.00 |
DisclosureSEC source: 0001225208-24-002127 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2024 Filed Feb 29, 2024 16:29 UTC Amendment | CUMMINS INC CMI · Entity 2961 | GiftCommon | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003250 · doc4a.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,899 F1 · shares: The amendment is filed to report the gift of 975 shares on February 15, 2024 which were not previously reported. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:16 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 3,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-063726 · tm2316637-3_4seq1.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,932 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:35 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1,339 | $249.21 | $333,692.19 |
DisclosureSEC source: 0001225208-23-003243 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,874 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:35 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-003243 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,213 Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 18:24 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,929 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-23-002318 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,929 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 18:24 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,929 | $257.13 | $1,524,552.82 |
DisclosureSEC source: 0001225208-23-002318 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,144 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $257.000 - $257.6700. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 18:24 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,929 | $149.72 | $887,689.88 |
DisclosureSEC source: 0001225208-23-002318 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:40 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,540 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-23-002079 · doc4.xml · derivative · entry 4 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,540 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:40 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,000 | $253.26 | $759,786.60 |
DisclosureSEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,144 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $253.0000 - $253.5750. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:40 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,540 | $251.26 | $638,189.48 |
DisclosureSEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,144 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $251.0000 - $251.7450. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 21:40 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,540 | $109.09 | $604,358.60 |
DisclosureSEC source: 0001225208-23-002079 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2022 Filed Nov 28, 2022 17:36 UTC | CUMMINS INC CMI · Entity 2961 | GiftCommon | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011926 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,144 Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,442 | $0.00 Strike: $163.43 | $0.00 |
DisclosureSEC source: 0001225208-22-011709 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,978 Underlying: Common · 2,442 shares Expires 2029-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 14:22 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,442 | $251.76 | $614,808.18 |
DisclosureSEC source: 0001225208-22-011709 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $251.6650 - $251.85. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 14:22 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 2,442 | $163.43 | $399,096.06 |
DisclosureSEC source: 0001225208-22-011709 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 2,460 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-011566 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Underlying: Common · 2,460 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 2,460 | $240.03 | $590,467.65 |
DisclosureSEC source: 0001225208-22-011566 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.75 - $240.60. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 19:48 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 2,460 | $109.09 | $268,361.40 |
DisclosureSEC source: 0001225208-22-011566 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 600 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · derivative · entry 6 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common · 600 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 600 | $239.76 | $143,854.02 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 4 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.75 - $239.76. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 07, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 600 | $109.09 | $65,454.00 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 1,060 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · derivative · entry 5 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 Underlying: Common · 1,060 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 1,060 | $234.86 | $248,955.20 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $234.75 - $235.11. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| November 04, 2022 Filed Nov 8, 2022 18:04 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 1,060 | $109.09 | $115,635.40 |
DisclosureSEC source: 0001225208-22-011414 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 15:40 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,115 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-22-009466 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,929 Underlying: Common · 3,115 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 15:40 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,115 | $225.11 | $701,217.03 |
DisclosureSEC source: 0001225208-22-009466 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.00 - $225.53. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 15:40 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 3,115 | $149.72 | $466,377.80 |
DisclosureSEC source: 0001225208-22-009466 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:47 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 3,466 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-22-009381 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,044 Underlying: Common · 3,466 shares Expires 2027-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:47 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 3,466 | $220.14 | $763,019.80 |
DisclosureSEC source: 0001225208-22-009381 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 Read SEC document |
| August 05, 2022 Filed Aug 9, 2022 16:47 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 3,466 | $149.72 | $518,929.52 |
DisclosureSEC source: 0001225208-22-009381 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed May 31, 2022 22:38 UTC | Howmet Aerospace Inc. HWM · Entity 2911 | GrantCommon Stock | 4,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-066726 · tm2217337-3_4seq1.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,373 Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:09 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 4,750 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-006869 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,660 Underlying: Common · 4,750 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:09 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 4,750 | $205.00 | $973,750.00 |
DisclosureSEC source: 0001225208-22-006869 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:09 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 4,750 | $109.09 | $518,177.50 |
DisclosureSEC source: 0001225208-22-006869 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2022 Filed May 10, 2022 14:56 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,000 | $0.00 Strike: $109.09 | $0.00 |
DisclosureSEC source: 0001225208-22-006750 · doc4.xml · derivative · entry 3 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,410 Underlying: Common · 5,000 shares Expires 2026-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2022 Filed May 10, 2022 14:56 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 5,000 | $204.34 | $1,021,700.00 |
DisclosureSEC source: 0001225208-22-006750 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 Read SEC document |
| May 06, 2022 Filed May 10, 2022 14:56 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionCommon | 5,000 | $109.09 | $545,450.00 |
DisclosureSEC source: 0001225208-22-006750 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:28 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 889 | $196.07 | $174,306.23 |
DisclosureSEC source: 0001225208-22-004116 · doc4.xml · nonDerivative · entry 2 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,348 F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:28 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 3,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004116 · doc4.xml · nonDerivative · entry 1 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,237 Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 19:32 UTC | CUMMINS INC CMI · Entity 2961 | SaleCommon | 40 | $237.95 | $9,518.00 |
DisclosureSEC source: 0001225208-21-013827 · doc4.xml · nonDerivative · entry 8 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,186 Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 8,040 | $0.00 Strike: $136.82 | $0.00 |
DisclosureSEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 12 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,040 shares Expires 2025-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 19:32 UTC | CUMMINS INC CMI · Entity 2961 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 5,700 | $0.00 Strike: $149.34 | $0.00 |
DisclosureSEC source: 0001225208-21-013827 · doc4.xml · derivative · entry 11 Barner Sharon R · CIK 0001541520 · VP - Chief Administrative Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,700 shares Expires 2024-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.