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Koehnen Michael W

Disclosed activity across 1 company

Tapewire entity
44505
SEC CIK
0001290259

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRICO BANCSHARES /TCBK · Entity 4626DirectorMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRICO BANCSHARES /

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect129,349.577 Reported balance After 2026-05-22 transaction · row 1
1 source row

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 2,178 · Balance 129,349.577

F1: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-05-22 · Exercise / conversion · Disposed 2,178 · Balance 0

F1: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,646 Reported balance After 2026-05-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-05-21 · Grant · Acquired 1,646 · Balance 1,646

F2: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

Common StockSEC Table I · non-derivativeIndirectBy spouse2,300 Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,300

Common StockSEC Table I · non-derivativeIndirectBy mother's trust3,000 Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,000

Common StockSEC Table I · non-derivativeIndirectBy Koehnen & Sons Profit Sharing8,600 Reported balance Holding disclosure · report date 2026-05-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 8,600

Common StockSEC Table I · non-derivativeIndirectBy Koehnen & Sons97,715 Reported balance Holding disclosure · report date 2026-05-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 97,715

Common StockSEC Table I · non-derivativeIndirectESOP Trustee1,113,794 Reported balance Holding disclosure · report date 2026-05-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,113,794

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon vesting of Restricted Stock Units, including accumulated dividends, into common stock on a one for one basis. RSUs were granted on 5/22/2025. Price per share on vesting date (5/22/2026) is $50.68.

F2: Represents a grant of Restricted Stock Unit (RSU) award. 100% of the shares vest on 5/21/27. Cash dividends on RSUs are reinvested in shares of Issuers common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $50.11 (based on the 30-day average closing price of Issuers common stock ending 5/21/26).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2020 Filed Jun 25, 2020 22:27 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000062 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,144.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:10 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000044 · primary_doc.xml · derivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 5,000 $32.40 $162,000.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons

Disclosed balance after: 97,715

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons Profit Sharing

Disclosed balance after: 8,600

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 19:23 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000010 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,549

F1 · kind: No transaction occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons Profit Sharing

Disclosed balance after: 8,600

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,549

F1 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 2,500 $33.45 $83,625.25
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons

Disclosed balance after: 92,715

F2 · kind: Multiple open market security purchases accumulating to 2,500 shares occurred on February 28, 2020 with a low, high, and average price per share of $33.44, $33.46, $33.4501 respectively.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:00 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 800 $34.95 $27,960.00
Disclosure

SEC source: 0001620863-20-000006 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons

Disclosed balance after: 90,215

Read SEC document
February 26, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 4,798 $35.35 $169,621.77
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 89,415

F3 · kind: Multiple open market security purchases accumulating to 4,798 shares occurred on February 26, 2020 with a low, high, and average price per share of $35.17, $35.45, $35.3526 respectively.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 4,403 $35.50 $156,306.50
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 84,617

F2 · kind: Multiple open market security purchases accumulating to 4,403 shares occurred on February 25, 2020 with a low, high, and average price per share of $35.4950, 35.50, 35.50 respectively.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mother's Trust

Disclosed balance after: 4,400

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 23:55 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000004 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,549

F1 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 PurchaseCommon Stock 15,000 $35.83 $537,450.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 80,214

F2 · kind: Multiple open market security purchases accumulating to 15,000 shares occurred on August 7, 2019 with a low, high, and average price per share of $35.40, $36.14, and $35.83 respectively.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 22:34 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000062 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,731.87

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 16:27 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000046 · primary_doc.xml · derivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons

Disclosed balance after: 65,214

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen & Sons Profit Sharing

Disclosed balance after: 8,600

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 21, 2019 Filed May 23, 2019 16:57 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000018 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,375.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

Read SEC document
May 23, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons

Disclosed balance after: 65,214

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Koehnen and Sons Profit Sharing

Disclosed balance after: 8,600

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 23, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust

Disclosed balance after: 4,400

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 23, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 850

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 23, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 22, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · derivative · entry 8

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

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May 22, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

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May 22, 2018 Filed May 23, 2018 17:45 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000027 · primary_doc.xml · nonDerivative · entry 1

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,007.32

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

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June 01, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 6

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Koehnen and Sons which I am owner

Disclosed balance after: 65,214

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

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June 01, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 5

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BY Koehnen and Sons profit sharing which I am a trustee

Disclosed balance after: 8,600

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 4

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mothers Trust in Which I am Trustee

Disclosed balance after: 4,400

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 3

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Children

Disclosed balance after: 1,700

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · nonDerivative · entry 2

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,300

F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2017 Filed Jun 2, 2017 00:18 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000045 · primary_doc.xml · derivative · entry 7

Koehnen Michael W · CIK 0001290259 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.