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person · Reporting owner

WHITMORE BRADFORD T

Disclosed activity across 3 companies

Tapewire entity
44456
SEC CIK
0000933430

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOLESENCE, INC.SLSN · Entity 704110% ownerMay 29, 2025June 02, 2025
ULTRALIFE CORPULBI · Entity 6735Director · 10% ownerMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOLESENCE, INC.

Report date May 29, 2025 · Filed June 02, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Strandler, LLC30,373,270 Last balance in matching sequence After 2025-05-29 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-05-29 · Purchase · Acquired 2,500,000 · Balance 26,184,270

F1: As manager of Strandler, LLC, Bradford T. Whitmore is the indirect beneficial owner of these shares.

Row 2 · 2025-05-29 · Purchase · Acquired 4,189,000 · Balance 30,373,270

F1: As manager of Strandler, LLC, Bradford T. Whitmore is the indirect beneficial owner of these shares.

Common StockSEC Table I · non-derivativeIndirectBy Whitmore Holdings, LLC18,669,879 Last balance in matching sequence After 2025-05-29 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2025-05-29 · Sale · Disposed 2,500,000 · Balance 22,858,879

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

Row 4 · 2025-05-29 · Sale · Disposed 4,189,000 · Balance 18,669,879

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

Common StockSEC Table I · non-derivativeDirect108,141 Reported balance Holding disclosure · report date 2025-05-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 108,141

Common StockSEC Table I · non-derivativeIndirectBy Grace Investments, LP675,515 Reported balance Holding disclosure · report date 2025-05-29 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 675,515

F3: As manager of INV-GP, LLC, which is the General Partner of Grace Investments, LP, Bradford T. Whitmore is the indirect beneficial owner of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: As manager of Strandler, LLC, Bradford T. Whitmore is the indirect beneficial owner of these shares.

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

F3: As manager of INV-GP, LLC, which is the General Partner of Grace Investments, LP, Bradford T. Whitmore is the indirect beneficial owner of these shares.

ULTRALIFE CORP

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Whitmore Holdings, LLC2,050,637 Last balance in matching sequence After 2026-05-26 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rows

Row 1 · 2026-05-21 · Purchase · Acquired 32,876 · Balance 1,974,635

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.359. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

Row 2 · 2026-05-22 · Purchase · Acquired 8,700 · Balance 1,983,335

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.2953 to $6.3995. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

Row 3 · 2026-05-26 · Purchase · Acquired 67,302 · Balance 2,050,637

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.6399 to $6.9499. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

Common StockSEC Table I · non-derivativeDirect205,915 Reported balance Holding disclosure · report date 2026-05-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 205,915

Common StockSEC Table I · non-derivativeIndirectBy SUNRAY I, LLC4,452,283 Reported balance Holding disclosure · report date 2026-05-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,452,283

F5: As manager of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.359. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F2: As manager of Whitmore Holdings, LLC (and trustee of Bradford Whitmore Trust, the sole member of Whitmore Holdings, LLC), Bradford T. Whitmore is the indirect beneficial owner of these shares.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.2953 to $6.3995. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.6399 to $6.9499. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

F5: As manager of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Clearside Biomedical, Inc.

Report date February 07, 2024 · Filed February 09, 2024

Section 16 reporting ended · disclosed 2024-02-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,495,034 Reported balance After 2024-02-07 transaction · row 1
1 source row

Row 1 · 2024-02-07 · Purchase · Acquired 444,444 · Balance 4,495,034

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.62 · Expires 2029-08-09Direct444,444 Reported balance After 2024-02-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-07 · Purchase · Acquired 444,444 · Balance 444,444

Common StockSEC Table I · non-derivativeIndirectby Grace Brothers, LP2,350,152 Reported balance Holding disclosure · report date 2024-02-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,350,152

F1: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 2,350,152 shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 2,350,152 shares of Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2021 Filed May 11, 2021 20:37 UTC SOLESENCE, INC. NANX · Entity 7041 ConversionCommon Stock 10,095,555 $0.20 $2,019,111.00
Disclosure

SEC source: 0000933430-21-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,625,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the 2% Second Secured Convertible Note (the "Convertible Note"), the reporting person acquired: (i) 10,000,000 shares of Common Stock upon conversion of $2,000,000 in principal amount of the Convertible Note; and (ii) 95,555 shares of Common Stock upon the conversion of $19,111.11 of outstanding accrued and unpaid interest on the Convertible Note through May 7, 2021, the conversion exercise date.

F2 · price: The principal and outstanding accrued and unpaid interest on the Convertible Note converted at a price of $.20 per share.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 14:49 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 350,750 $2.85 $999,988.25
Disclosure

SEC source: 0000933430-21-000001 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,529,845

Read SEC document
December 24, 2020 Filed Dec 28, 2020 15:30 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 51,195 $1.95 $99,896.80
Disclosure

SEC source: 0000933430-20-000015 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179,095

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.9403 to $1.9872. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 02, 2020 Filed Dec 2, 2020 21:22 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 53,900 $1.95 $105,051.10
Disclosure

SEC source: 0000933430-20-000014 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127,900

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $2.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 21:46 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 62,000 $1.65 $102,045.80
Disclosure

SEC source: 0000933430-20-000013 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,074,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.626 to $1.6899. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 21:36 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 62,000 $1.69 $104,928.80
Disclosure

SEC source: 0000933430-20-000012 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.73. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on this Form 4.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:34 UTC SOLESENCE, INC. NANX · Entity 7041 OtherCommon Stock 2,433,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000933430-20-000008 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grace Brothers, LP

Disclosed balance after: 0

F1 · price: Distribution to reporting person in his capacity as a partner of Grace Brothers, LP.

F2 · ownership.direct: Bradford T. Whitmore is manager of BRO-GP, LLC, Grace Brothers, LP's General Partner.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 20:34 UTC SOLESENCE, INC. NANX · Entity 7041 OtherCommon Stock 2,433,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000933430-20-000008 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,529,735

F1 · price: Distribution to reporting person in his capacity as a partner of Grace Brothers, LP.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 20:28 UTC Amendment Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 50,000 $1.65 $82,560.00
Disclosure

SEC source: 0000933430-20-000007 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950,000

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.6899. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on this Form 4.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 20:01 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 50,000 $1.65 $82,560.00
Disclosure

SEC source: 0000933430-20-000006 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950,000

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.6899. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on this Form 4.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:28 UTC Amendment Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 300,000 $1.63 $489,120.00
Disclosure

SEC source: 0000933430-20-000007 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5866 to $1.71. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on the Form 4.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:01 UTC Clearside Biomedical, Inc. CLSD · Entity 82875 PurchaseCommon Stock 300,000 $1.63 $489,120.00
Disclosure

SEC source: 0000933430-20-000006 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5866 to $1.71. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:37 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 5,000 $7.43 $37,146.50
Disclosure

SEC source: 0000933430-20-000005 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,902

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3431 to $7.50. The reporting person undertakes to provide, upon request of the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 11, 2020 Filed May 11, 2020 20:29 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 1,379 $8.30 $11,445.70
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,902

Read SEC document
May 08, 2020 Filed May 11, 2020 20:29 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 3,800 $8.18 $31,076.02
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,523

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.17 to $8.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:29 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 3,631 $8.05 $29,241.90
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,723

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.00 to $8.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 06, 2020 Filed May 6, 2020 20:33 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 2,678 $8.36 $22,394.24
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,092

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.34 to $8.37. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 05, 2020 Filed May 6, 2020 20:33 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 2,978 $8.38 $24,964.87
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,414

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3001 to $8.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:33 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 5,534 $7.64 $42,290.27
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,436

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.94. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this From 4.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 20:45 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 2,233 $6.19 $13,820.71
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,902

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.19. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 20:45 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 30,092 $5.37 $161,512.79
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,669

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0286 to $5.70. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:45 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 1,703 $5.23 $8,914.01
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,577

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.245. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:45 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 15,972 $5.69 $90,812.00
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,874

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.7057. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 17:16 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 58,845 $7.16 $421,277.24
Disclosure

SEC source: 0000933430-20-000001 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,902

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.08 to $7.29. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 17:16 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 41,155 $7.35 $302,443.98
Disclosure

SEC source: 0000933430-20-000001 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,057

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.23 to $7.52. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 22:28 UTC SOLESENCE, INC. NANX · Entity 7041 Purchase2% Second Secured Convertible Note · Derivative Not disclosed $2,000,000.00 Strike: $0.20 $2,000,000.00
Disclosure

SEC source: 0000933430-19-000007 · primary_doc.xml · derivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 10,000,000 shares

Expires 2024-05-15

F3 · derivative.exercise_date: The Convertible Notes will be exercisable if and when the Company has filed the Certificate Amendment pursuant to which the Company's authorized shares of Common Stock are increased by an amount sufficient to satisfy the conversion rights under the Convertible Note. Following such amendment, the Note is convertible at the discretion of the holder. If the certificate amendment is not filed by December 31, 2019, the Convertible Note is immediately due and payable.

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May 13, 2019 Filed May 15, 2019 21:28 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 4,189,000 $0.40 $1,675,600.00
Disclosure

SEC source: 0000933430-19-000005 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,096,435

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December 19, 2017 Filed Dec 21, 2017 21:46 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 2,500,000 $0.40 $1,000,000.00
Disclosure

SEC source: 0000933430-17-000005 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,907,435

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February 24, 2017 Filed Feb 28, 2017 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 100 $5.38 $537.50
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,902

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February 24, 2017 Filed Feb 28, 2017 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 5,834 $5.40 $31,503.60
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,802

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February 24, 2017 Filed Feb 28, 2017 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 7,000 $5.45 $38,150.00
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,968

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February 14, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 6,069 $5.45 $33,076.05
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 6

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,968

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February 13, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 5,900 $5.10 $30,090.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,899

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February 13, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 700 $5.14 $3,600.45
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,999

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February 13, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 4,669 $5.15 $24,022.01
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,299

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February 13, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 15,600 $5.15 $80,340.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,630

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February 13, 2017 Filed Feb 15, 2017 21:13 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 15,700 $5.20 $81,640.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,030

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December 27, 2016 Filed Jan 11, 2017 21:21 UTC ULTRALIFE CORP ULBI · Entity 6735 OtherCommon Stock; $.10 par value 3,272 $0.00 $0.00
Disclosure

SEC source: 0000933430-17-000001 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 3,272

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December 27, 2016 Filed Jan 11, 2017 21:39 UTC SOLESENCE, INC. NANX · Entity 7041 OtherCommon Stock 51,454 $0.00 $0.00
Disclosure

SEC source: 0000933430-17-000002 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 51,454

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November 15, 2016 Filed Nov 15, 2016 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 957 $4.20 $4,019.40
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 6

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,330

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November 15, 2016 Filed Nov 15, 2016 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 11,450 $4.25 $48,662.50
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,373

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 5,200 $0.60 $3,120.00
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 6

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,407,435

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 1,250 $0.62 $780.00
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,402,235

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 1,000 $0.64 $640.00
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400,985

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 10,000 $0.64 $6,439.00
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,399,985

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 10,000 $0.65 $6,450.00
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,389,985

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:50 UTC SOLESENCE, INC. NANX · Entity 7041 PurchaseCommon Stock 5,228 $0.65 $3,398.20
Disclosure

SEC source: 0000933430-16-000013 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,379,985

F1 · balance_after: As a result of the transactions reported herein, Bradford T. Whitmore directly owns 10,407,435 shares of Common Stock. Bradford T. Whitmore is also an indirect beneficial owner, as General Partner of Grace Brothers, Ltd. of 2,433,300 shares, and as General Partner of Grace Investments, Ltd. of 601,410 shares.

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November 11, 2016 Filed Nov 15, 2016 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 700 $4.22 $2,954.00
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,923

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November 11, 2016 Filed Nov 15, 2016 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 14,100 $4.25 $59,854.50
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,223

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November 11, 2016 Filed Nov 15, 2016 21:34 UTC ULTRALIFE CORP ULBI · Entity 6735 PurchaseCommon Stock; $.10 par value 100 $4.25 $424.58
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,123

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.