Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brookfield Oaktree Holdings, LLCOAK-PA · Entity 8960 | Director | May 21, 2026 | May 26, 2026 |
| Empire State Realty Trust, Inc.ESRT · Entity 4759 | Director | May 15, 2026 | May 19, 2026 |
| MBIA INCMBI · Entity 6171 | Director | May 12, 2026 | May 13, 2026 |
| SDCL EDGE Acquisition CorpSEDA · Entity 126770 | Director | October 28, 2021 | October 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brookfield Oaktree Holdings, LLC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A PreferredSEC Table I · non-derivative | Direct | 20,565 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Purchase · Acquired 1,354 · Balance 20,565 F1: This transaction was executed in multiple trades at prices ranging from $20.76 to $20.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $20.76 to $20.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
Empire State Realty Trust, Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 227,721 |
Reported balance
After 2026-05-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 23,856 · Balance 227,721 F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2026 Equity Incentive Plan. F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. |
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 246,957 |
Reported balance
After 2026-05-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-15 · Grant · Acquired 19,236 · Balance 246,957 F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2026 Equity Incentive Plan. F3: These LTIP Units vest ratably on each of the first three anniversaries of the date of grant, and are being issued separately in connection with the Reporting Person's election to receive LTIP Units in lieu of receiving any portion of the Reporting Person's annual base retainer in cash. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. |
Filing footnotes · ownership attribution and instrument terms
F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2026 Equity Incentive Plan.
F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit.
F3: These LTIP Units vest ratably on each of the first three anniversaries of the date of grant, and are being issued separately in connection with the Reporting Person's election to receive LTIP Units in lieu of receiving any portion of the Reporting Person's annual base retainer in cash. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit.
MBIA INC
Report date May 12, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,423 |
Reported balance
After 2026-05-12 transaction · row 1
1 source rowRow 1 · 2026-05-12 · Grant · Acquired 16,181 · Balance 125,423 F1: Restricted Stock granted on May 12, 2026 at a price of $6.18 per share with 1 year cliff vesting on May 12, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock granted on May 12, 2026 at a price of $6.18 per share with 1 year cliff vesting on May 12, 2027.
SDCL EDGE Acquisition Corp
Report date October 28, 2021 · Filed October 28, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Tri Pointe Homes, Inc.
Report date May 14, 2026 · Filed May 14, 2026
Section 16 reporting ended · disclosed 2026-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Disposition to issuer · Disposed 30,330 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of February 13, 2026 (the "Merger Agreement"), by and among Tri Pointe Homes, Inc. (the "Company"), Sumitomo Forestry Co., Ltd. ("Parent"), and Teton NewCo, Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Parent, on May 14, 2026, Merger Sub merged with and into the Company (the "Merger"), and each share (each, a "Share") of Company common stock (other than certain excluded Shares) issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $47.00 in cash, without interest (the "Merger Consideration"). |
| Common Stock (Restricted Stock Unit)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 2
1 source rowRow 2 · 2026-05-14 · Disposition to issuer · Disposed 3,734 · Balance 0 F2: At the Effective Time, each outstanding restricted stock unit award (each, a "Company RSU") granted prior to February 2026 or held by a non-employee director was fully vested, canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive, in respect of each Share subject to such Company RSU, the Merger Consideration in cash, without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of February 13, 2026 (the "Merger Agreement"), by and among Tri Pointe Homes, Inc. (the "Company"), Sumitomo Forestry Co., Ltd. ("Parent"), and Teton NewCo, Inc. ("Merger Sub"), an indirect wholly owned subsidiary of Parent, on May 14, 2026, Merger Sub merged with and into the Company (the "Merger"), and each share (each, a "Share") of Company common stock (other than certain excluded Shares) issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") was automatically canceled and converted into the right to receive $47.00 in cash, without interest (the "Merger Consideration").
F2: At the Effective Time, each outstanding restricted stock unit award (each, a "Company RSU") granted prior to February 2026 or held by a non-employee director was fully vested, canceled and converted, in accordance with the terms of the Merger Agreement, into the right to receive, in respect of each Share subject to such Company RSU, the Merger Consideration in cash, without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2019 Filed Mar 29, 2019 21:30 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009282 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,357 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2020. Read SEC document |
| May 18, 2018 Filed May 22, 2018 20:30 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013693 · doc4.xml · derivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,352 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:52 UTC | MBIA INC MBI · Entity 6171 | GrantCommon Stock | 11,287 | $8.86 | $100,002.82 |
DisclosureSEC source: 0000814585-18-000030 · primary_doc.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,393 F1 · shares: Restricted stock granted on May 14, 2018 at a price of $8.86 per share with 1 year vesting on May 14, 2019. Read SEC document |
| April 30, 2018 Filed May 2, 2018 00:12 UTC | Tri Pointe Homes, Inc. TPH · Entity 47254 | GrantCommon Stock | 8,182 | $17.11 | $139,994.02 |
DisclosureSEC source: 0001561680-18-000071 · wf-form4_152521992529576.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,781 F1 · kind: Represents a grant of 8,182 restricted stock units. The restricted stock units, which shall vest on the day immediately prior to TRI Pointe Group, Inc.'s 2019 Annual Meeting of Stockholders, are to be settled for an equal number of shares of common stock upon vesting. Read SEC document |
| March 28, 2018 Filed Mar 29, 2018 20:19 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,301 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008866 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,969 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2019. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 21:49 UTC | MBIA INC mbi · Entity 6171 | PurchaseCommon Stock | 37,033 | $8.72 | $322,927.76 |
DisclosureSEC source: 0000814585-17-000012 · primary_doc.xml · nonDerivative · entry 2 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,106 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.69 to $8.72, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 21:49 UTC | MBIA INC mbi · Entity 6171 | PurchaseCommon Stock | 50,000 | $8.96 | $448,000.00 |
DisclosureSEC source: 0000814585-17-000012 · primary_doc.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,073 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.94 to $8.97, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 30, 2017 Filed May 31, 2017 22:33 UTC | Tri Pointe Homes, Inc. TPH · Entity 47254 | GrantCommon Stock | 11,173 | $12.53 | $139,997.69 |
DisclosureSEC source: 0001561680-17-000074 · wf-form4_149626998007402.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,599 F1 · kind: Represents a grant of 11,173 restricted stock units. The restricted stock units, which shall vest on the day immediately prior to TRI Pointe Group, Inc.'s 2018 Annual Meeting of Stockholders, are to be settled for an equal number of shares of common stock upon vesting. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:14 UTC | MBIA INC MBI · Entity 6171 | GrantCommon Stock | 12,121 | $8.25 | $99,998.25 |
DisclosureSEC source: 0000899243-17-013545 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,073 F1 · shares: Restricted stock granted on May 15, 2017 at a price of $8.25 per share with 1 year vesting on May 15, 2018. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:15 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 9,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032627 · doc4.xml · derivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,852 Underlying: Class A Common Stock · 9,694 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. Read SEC document |
| March 31, 2017 Filed Apr 5, 2017 16:38 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 2,262 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009446 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on February 15, 2018. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 01:31 UTC | Brookfield Oaktree Holdings, LLC OAK · Entity 8960 | GrantClass A Units | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-033713 · doc4.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406 F1 · shares: Granted under the Issuer's 2011 Equity Incentive Plan and will generally vest in equal annual installments over four years with the first vesting date occurring on August 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.