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person · Reporting owner

Swisher Daniel N JR

Disclosed activity across 5 companies

Tapewire entity
44369
SEC CIK
0001323113

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CERUS CORPCERS · Entity 5431DirectorJune 03, 2025June 04, 2025
CORCEPT THERAPEUTICS INCCORT · Entity 2620DirectorMay 21, 2026May 26, 2026
Jazz Pharmaceuticals plcJAZZ · Entity 818President and COOMarch 03, 2023March 08, 2023
Protagonist Therapeutics, IncPTGX · Entity 3552DirectorOctober 26, 2023October 30, 2023
Viracta Therapeutics, Inc.SNSS · Entity 85616Director · President and CEOJuly 10, 2017July 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CERUS CORP

Report date June 03, 2025 · Filed June 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect207,045 Reported balance After 2025-06-03 transaction · row 1
1 source row

Row 1 · 2025-06-03 · Grant · Acquired 60,000 · Balance 207,045

F1: Represents RSUs granted pursuant to the Issuer's 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents RSUs granted pursuant to the Issuer's 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.

CORCEPT THERAPEUTICS INC

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.69 · Expires 2036-05-21Direct12,500 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 12,500 · Balance 12,500

F1: Exercisable ratably in equal installments on each monthly anniversary of May 21, 2026 over a one-year period, subject to the Reporting Person's continued service on each monthly vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Exercisable ratably in equal installments on each monthly anniversary of May 21, 2026 over a one-year period, subject to the Reporting Person's continued service on each monthly vesting date.

Jazz Pharmaceuticals plc

Report date March 03, 2023 · Filed March 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect55,014 Ending reported balance After 2023-03-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-03-03 · Grant · Acquired 13,456 · Balance 60,440

F1: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2023, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years.

Row 2 · 2023-03-05 · Tax withholding · Disposed 5,426 · Balance 55,014

F2: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2023, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years.

F2: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units.

Protagonist Therapeutics, Inc

Report date October 26, 2023 · Filed October 30, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.21 · Expires 2033-10-26Direct45,000 Reported balance After 2023-10-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-10-26 · Grant · Acquired 45,000 · Balance 45,000

F1: The options vest in 36 equal monthly installments following October 26, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest in 36 equal monthly installments following October 26, 2023, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.

Viracta Therapeutics, Inc.

Report date July 10, 2017 · Filed July 12, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.24 · Expires 2017-09-13Direct0 Reported balance After 2017-07-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-07-10 · Disposition to issuer · Disposed 4,306 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.64 · Expires 2019-08-31Direct0 Reported balance After 2017-07-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-10 · Disposition to issuer · Disposed 18,333 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.54 · Expires 2021-06-30Direct0 Reported balance After 2017-07-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-10 · Disposition to issuer · Disposed 118,435 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.44 · Expires 2022-02-28Direct0 Reported balance After 2017-07-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-10 · Disposition to issuer · Disposed 70,834 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.32 · Expires 2023-02-28Direct0 Reported balance After 2017-07-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-10 · Disposition to issuer · Disposed 50,000 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.20 · Expires 2024-10-31Direct0 Reported balance After 2017-07-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-07-10 · Disposition to issuer · Disposed 50,000 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.62 · Expires 2027-07-10Direct17,582 Reported balance After 2017-07-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-07-10 · Grant · Acquired 17,582 · Balance 17,582

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F3: The option vests in monthly installments over three (3) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2024-02-28Direct0 Reported balance After 2017-07-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-07-10 · Disposition to issuer · Disposed 50,001 · Balance 0

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Employee Stock Option(right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.62 · Expires 2027-07-10Direct240,177 Reported balance After 2017-07-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-07-10 · Grant · Acquired 240,177 · Balance 240,177

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F4: The option vests in monthly installments over two (2) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

F2: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F3: The option vests in monthly installments over three (3) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

F4: The option vests in monthly installments over two (2) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2020 Filed Jun 5, 2020 23:02 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 15,961 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-034845 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,961

Underlying: Common Stock · 15,961 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The Restricted Stock Unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2021 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The Restricted Stock Unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2021 Annual Meeting of Stockholders.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 23:02 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 34,001 Not disclosed Strike: $6.37 Not disclosed
Disclosure

SEC source: 0001209191-20-034845 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,001

Underlying: Common Stock · 34,001 shares

Expires 2030-06-02

F2 · price: Not applicable.

F1 · derivative.exercise_date: The Option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2021 Annual Meeting of Stockholders.

Read SEC document
May 27, 2020 Filed May 29, 2020 23:23 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $15.15 $0.00
Disclosure

SEC source: 0000899243-20-014630 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-05-26

F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 27, 2020 over a one-year period.

Read SEC document
May 22, 2020 Filed May 27, 2020 23:53 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-20-014352 · doc4.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2025-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

F2 · derivative.exercise_date: Fully exercisable.

Read SEC document
May 22, 2020 Filed May 27, 2020 23:53 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 SaleCommon Stock 5,000 $16.10 $80,500.00
Disclosure

SEC source: 0000899243-20-014352 · doc4.xml · nonDerivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
May 22, 2020 Filed May 27, 2020 23:53 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 Exercise / conversionCommon Stock 5,000 $6.55 $32,750.00
Disclosure

SEC source: 0000899243-20-014352 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:10 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 1,735 $124.50 $216,007.50
Disclosure

SEC source: 0001765581-20-000037 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,391

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:45 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantNon-Qualified Stock Option (right to buy) · Derivative 39,114 $0.00 Strike: $113.10 $0.00
Disclosure

SEC source: 0001765581-20-000026 · edgardoc.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,114

Underlying: Ordinary Shares · 39,114 shares

Expires 2030-02-26

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, February 27, 2020, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:45 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantIncentive Stock Option (right to buy) · Derivative 886 $0.00 Strike: $113.10 $0.00
Disclosure

SEC source: 0001765581-20-000026 · edgardoc.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

Underlying: Ordinary Shares · 886 shares

Expires 2030-02-26

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, February 27, 2020, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:45 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 16,000 $0.00 $0.00
Disclosure

SEC source: 0001765581-20-000026 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,126

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2020, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years.

Read SEC document
January 29, 2020 Filed Feb 6, 2020 22:32 UTC CERUS CORP CERS · Entity 5431 PurchaseCommon Stock 1,000 $4.15 $4,150.00
Disclosure

SEC source: 0001209191-20-007230 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,910

Read SEC document
January 03, 2020 Filed Jan 6, 2020 23:36 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Disposition to issuerOrdinary Shares 1,599 $146.09 $233,597.91
Disclosure

SEC source: 0001765581-20-000004 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,126

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units.

F2 · balance_after: Includes 140 ordinary shares and 73 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on May 31, 2019 and November 29, 2019, respectively.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:08 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $10.50 $0.00
Disclosure

SEC source: 0000899243-19-017627 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-06-18

F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of June 18, 2019 over a one-year period.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:37 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 13,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-035565 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

Underlying: Common Stock · 13,958 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit shall vest one year from the date of grant.

F4 · derivative.expiration_date: The restricted stock unit shall vest one year from the date of grant.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 20:37 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 29,581 Not disclosed Strike: $4.80 Not disclosed
Disclosure

SEC source: 0001209191-19-035565 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,581

Underlying: Common Stock · 29,581 shares

Expires 2029-06-04

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option shall vest one year from the date of grant.

Read SEC document
June 05, 2019 Filed Feb 4, 2020 01:15 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 13,958 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-006137 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

Underlying: Common Stock · 13,958 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit shall vest one year from the date of grant.

F4 · derivative.expiration_date: The restricted stock unit shall vest one year from the date of grant.

Read SEC document
June 05, 2019 Filed Feb 4, 2020 01:15 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 29,581 Not disclosed Strike: $4.80 Not disclosed
Disclosure

SEC source: 0001209191-20-006137 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,581

Underlying: Common Stock · 29,581 shares

Expires 2029-06-04

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option shall vest one year from the date of grant.

Read SEC document
June 04, 2019 Filed Jun 7, 2019 01:23 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 12,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-035352 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,758 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: This restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

Read SEC document
June 04, 2019 Filed Jun 7, 2019 01:23 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 12,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-035352 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:38 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantNon-Qualified Stock Option (right to buy) · Derivative 34,286 $0.00 Strike: $140.03 $0.00
Disclosure

SEC source: 0001765581-19-000023 · edgardoc.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,286

Underlying: Ordinary Shares · 34,286 shares

Expires 2029-02-27

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, February 28, 2019, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:38 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantIncentive Stock Option (right to buy) · Derivative 714 $0.00 Strike: $140.03 $0.00
Disclosure

SEC source: 0001765581-19-000023 · edgardoc.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Ordinary Shares · 714 shares

Expires 2029-02-27

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the grant date, February 28, 2019, with 1/4th vesting on the first anniversary of the grant date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:38 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 14,000 $0.00 $0.00
Disclosure

SEC source: 0001765581-19-000023 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,512

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of March 5, 2019, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:07 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 1,604 $126.01 $202,120.04
Disclosure

SEC source: 0001232524-19-000002 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,512

F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of a portion of previously granted restricted stock units.

F2 · balance_after: Includes 116 ordinary shares acquired under a Section 423 Employee Stock Purchase Plan on November 30, 2018.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:35 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $14.08 $0.00
Disclosure

SEC source: 0000899243-18-023070 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-08-20

F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 29, 2018 over a one-year period.

Read SEC document
June 06, 2018 Filed Jun 22, 2018 22:57 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 12,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039312 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,758

Underlying: Common Stock · 10,223 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

Read SEC document
June 06, 2018 Filed Jun 22, 2018 22:57 UTC CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 20,466 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001209191-18-039312 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,466

Underlying: Common Stock · 16,399 shares

Expires 2028-06-05

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

Read SEC document
June 06, 2018 Filed Jul 11, 2018 21:14 UTC Amendment CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 12,758 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-042367 · doc4a.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,758

Underlying: Common Stock · 12,758 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F2 · price: Not applicable.

F4 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

Read SEC document
June 06, 2018 Filed Jul 11, 2018 21:14 UTC Amendment CERUS CORP CERS · Entity 5431 GrantOption (Right to Buy) · Derivative 24,014 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0001209191-18-042367 · doc4a.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,014

Underlying: Common Stock · 24,014 shares

Expires 2028-06-05

F2 · price: Not applicable.

F1 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2019 Annual Meeting of Stockholders.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:07 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 19,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035785 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: The restricted stock unit vested on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 21:07 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 19,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-035785 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:31 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantNon-Qualified Stock Option (right to buy) · Derivative 42,160 $0.00 Strike: $140.67 $0.00
Disclosure

SEC source: 0001232524-18-000047 · edgardoc.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,160

Underlying: Ordinary Shares · 42,160 shares

Expires 2028-02-29

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the vesting commencement date, January 3, 2018, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:31 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantIncentive Stock Option (right to buy) · Derivative 2,840 $0.00 Strike: $140.67 $0.00
Disclosure

SEC source: 0001232524-18-000047 · edgardoc.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Underlying: Ordinary Shares · 2,840 shares

Expires 2028-02-29

F2 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2011 Equity Incentive Plan. The ordinary shares subject to these options vest over four years measured from the vesting commencement date, January 3, 2018, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:31 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 18,000 $0.00 $0.00
Disclosure

SEC source: 0001232524-18-000047 · edgardoc.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2011 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. These units vest in equal annual installments over four years measured from the vesting commencement date of January 3, 2018, with 1/4th vesting on the first anniversary of the vesting commencement date and the remainder vesting in equal annual installments over the subsequent three years.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 GrantEmployee Stock Option(right to buy) · Derivative 240,177 Not disclosed Strike: $2.62 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 9

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,177

Underlying: Common Stock · 240,177 shares

Expires 2027-07-10

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F4 · derivative.exercise_date: The option vests in monthly installments over two (2) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 GrantEmployee Stock Option (right to buy) · Derivative 17,582 Not disclosed Strike: $2.62 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 8

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,582

Underlying: Common Stock · 17,582 shares

Expires 2027-07-10

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F3 · derivative.exercise_date: The option vests in monthly installments over three (3) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $10.20 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 7

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-10-31

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,001 Not disclosed Strike: $39.30 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 6

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,001 shares

Expires 2024-02-28

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50,000 Not disclosed Strike: $31.32 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 5

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2023-02-28

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 70,834 Not disclosed Strike: $10.44 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 4

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,834 shares

Expires 2022-02-28

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 118,435 Not disclosed Strike: $12.54 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 118,435 shares

Expires 2021-06-30

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 18,333 Not disclosed Strike: $17.64 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,333 shares

Expires 2019-08-31

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 17:32 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 4,306 Not disclosed Strike: $93.24 Not disclosed
Disclosure

SEC source: 0001179110-17-010334 · edgar.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,306 shares

Expires 2017-09-13

F2 · price: On July 10, 2017, the issuer canceled, pursuant to the issuer's option exchange program, the following options: (1) an option granted on 9/13/07 for 4,306 shares; an option granted on 8/31/09 for 18,333 shares; an option granted on 6/30/11 for 118,435 shares; an option granted on 2/29/12 for 70,834; an option granted on 2/28/13 for 50,000 shares; an option granted on 2/28/14 for 50,001 shares and option granted on 10/31/14 for 50,000 shares. In exchange, the reporting person received two replacement options, one for an aggregate of 17,582 shares, and another replacement option for an aggregate of 240,177 shares, each having an exercise price of $2.62 a share.

F1 · derivative.exercise_date: The option grant provided for vesting in monthly installments over four (4) years measured from the option grant date, provided that at each such vesting date, the reporting person shall then be providing service (as defined in the Option Plan) to the Company.

Read SEC document
June 07, 2017 Filed Jun 13, 2017 01:34 UTC CERUS CORP CERS · Entity 5431 GrantRestricted Stock Unit · Derivative 19,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039325 · doc4.xml · derivative · entry 4

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,816

Underlying: Common Stock · 19,816 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F5 · derivative.exercise_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.

F5 · derivative.expiration_date: The restricted stock unit shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.

Read SEC document
June 07, 2017 Filed Jun 13, 2017 01:34 UTC CERUS CORP CERS · Entity 5431 GrantOption Right to Buy · Derivative 47,507 Not disclosed Strike: $2.61 Not disclosed
Disclosure

SEC source: 0001209191-17-039325 · doc4.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,507

Underlying: Common Stock · 47,507 shares

Expires 2027-06-06

F3 · price: Not applicable.

F4 · derivative.exercise_date: The option shall vest in twelve (12) equal monthly installments on each monthly anniversary of the transaction date with the final vesting date being the earlier of (a) one year from the date of grant, or (b) the day prior to the 2018 Annual Meeting of Stockholders.

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June 06, 2017 Filed Jun 13, 2017 01:34 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionRestricted Stock Unit · Derivative 12,366 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039325 · doc4.xml · derivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

F3 · price: Not applicable.

F2 · derivative.exercise_date: This restricted stock unit vested on the day prior to the 2017 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: This restricted stock unit vested on the day prior to the 2017 Annual Meeting of Stockholders.

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June 06, 2017 Filed Jun 13, 2017 01:34 UTC CERUS CORP CERS · Entity 5431 Exercise / conversionCommon Stock 12,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-039325 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.

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May 24, 2017 Filed May 26, 2017 21:09 UTC CORCEPT THERAPEUTICS INC CORT · Entity 2620 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $12.13 $0.00
Disclosure

SEC source: 0000899243-17-014586 · doc4.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-24

F1 · derivative.exercise_date: Exercisable ratably in equal installments on each monthly anniversary of May 24, 2017 over one-year period.

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November 30, 2016 Filed Dec 2, 2016 19:22 UTC Viracta Therapeutics, Inc. SNSS · Entity 85616 GrantStock Option (Right to Buy) · Derivative 240,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001179110-16-032351 · edgar.xml · derivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2026-11-30

F3 · derivative.exercise_date: Twenty-five per cent (25%) of the total shares vest on November 30, 2017 and the remainder will vest ratably on each monthly anniversary thereafter such that the award will be fully vested on November 30, 2020.

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November 30, 2016 Filed Dec 6, 2016 19:36 UTC Amendment Viracta Therapeutics, Inc. SNSS · Entity 85616 GrantStock Option (Right to Buy) · Derivative 240,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001179110-16-032503 · edgar.xml · derivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2026-11-30

F1 · derivative.exercise_date: Twenty-five per cent (25%) of the total shares vest on November 30, 2017 and the remainder will vest ratably on each monthly anniversary thereafter such that the award will be fully vested on November 30, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.