Dearen Danny L.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 6

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-003646 · primarydocument.xml · derivative · entry 10

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,278

Underlying: Common Stock · 15,000 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-003646 · primarydocument.xml · derivative · entry 9

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,278

Underlying: Common Stock · 15,000 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 5

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on March 23, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.16. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 4

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on March 23, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $33.65 to $34.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,391

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on March 23, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $34.70 to $35.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-003646 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-002184 · primarydocument.xml · derivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,234

Underlying: Common Stock · 4,147 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-002184 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535

SEC source: 0001562180-20-002184 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-003645 · primarydocument.xml · derivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,278

Underlying: Common Stock · 4,147 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F3 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-003645 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

F2 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10, 2019.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-003645 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-001828 · primarydocument.xml · derivative · entry 4

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,381

Underlying: Common Stock · 8,000 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on December 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-001828 · primarydocument.xml · nonDerivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,535

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.055. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-001828 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,388

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-001828 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-003644 · primarydocument.xml · derivative · entry 4

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,425

Underlying: Common Stock · 15,853 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F5 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on December 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-003644 · primarydocument.xml · nonDerivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

F2 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10, 2019.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F4 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.055. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003644 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,344

F2 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10, 2019.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F3 · price: This transaction was executed in multiple trades at prices ranging from $37.00 to $37.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003644 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-001320 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,388

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003643 · primarydocument.xml · nonDerivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,491

F2 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F3 · price: This transaction was executed in multiple trades at prices ranging from $34.00 to $34.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-001320 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,388

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

SEC source: 0001562180-20-003643 · primarydocument.xml · derivative · entry 4

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,278

Underlying: Common Stock · 20,103 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

SEC source: 0001562180-20-003643 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,491

F2 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-003643 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-000791 · primarydocument.xml · derivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: All of the Performance Based Restricted Stock Units vested on January 30, 2020.

SEC source: 0001562180-20-000791 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-000595 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.16 to $31.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-20-003642 · primarydocument.xml · derivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,381

Underlying: Common Stock · 20,000 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest over a period of four years. 34,346 of the shares subject to the option vested on January 15, 2016 and the remainder vest at a rate of 1/36th per month commencing on January 15, 2017 provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the Issuer. The option is subject to an early exercise provision and is immediately exercisable.

F3 · balance_after: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-003642 · primarydocument.xml · nonDerivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.16 to $31.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The reporting person's original Form 4 for this transaction reported that the shares sold by the reporting person where already owned by the reporting person prior to the sale transaction. The shares sold by the reporting person were actually acquired by the reporting person pursuant to the exercise of stock options immediately prior to the sale transaction as reported in Table I and Table II in the amended Form 4.

SEC source: 0001562180-20-003642 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-006255 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.8 to $26.48. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-19-006116 · primarydocument.xml · derivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2029-12-12

F3 · derivative.exercise_date: The option becomes exercisable as follows: (i) 1/4 of the total number of shares of common stock underlying the option will vest on December 12, 2020 and (ii) 1/36 of the remaining shares of common stock underlying the option will vest monthly thereafter, such that the option will fully vest on December 12, 2023, provided the reporting person remains in continuous service on each vesting date.

SEC source: 0001562180-19-006116 · primarydocument.xml · derivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,043

Underlying: Common Stock · 13,043 shares

Expires not disclosed

F2 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2021, and provided the reporting person remains in continuous service through December 31, 2021.

F2 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2021, and provided the reporting person remains in continuous service through December 31, 2021.

SEC source: 0001562180-19-006116 · primarydocument.xml · derivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,043

Underlying: Common Stock · 13,043 shares

Expires not disclosed

F1 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2020 and provided the reporting person remains in continuous service through December 31, 2020.

F1 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2020 and provided the reporting person remains in continuous service through December 31, 2020.

SEC source: 0001562180-19-005695 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,491

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person on October 10th, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $21.50 to $22.115. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001562180-19-005639 · primarydocument.xml · nonDerivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,491

F1 · price: The shares were sold in a public offering pursuant to the Registration Statement of Axonics Modulation Technologies, Inc. on Form S-3 (File No. 333-234546)

SEC source: 0000899243-19-002371 · doc4.xml · derivative · entry 3

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F3 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2020, and provided the reporting person remains in continuous service through January 30, 2021.

F3 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2020, and provided the reporting person remains in continuous service through January 30, 2021.

SEC source: 0000899243-19-002371 · doc4.xml · derivative · entry 2

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F2 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2019 and provided the reporting person remains in continuous service through January 30, 2020.

F2 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2019 and provided the reporting person remains in continuous service through January 30, 2020.

SEC source: 0000899243-19-002371 · doc4.xml · derivative · entry 1

Dearen Danny L. · CIK 0001756438 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,667

Underlying: Common Stock · 106,667 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The option becomes exercisable as follows: (i) 1/4 of the total number of shares of common stock underlying the option will vest on January 30, 2020 and (ii) 1/36 of the remaining shares of common stock underlying the option will vest monthly thereafter, such that the option will fully vest on January 30, 2023, provided the reporting person remains in continuous service on each vesting date.