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person · Reporting owner

Kothandaraman Badrinarayanan

Disclosed activity across 1 company

Tapewire entity
44189
SEC CIK
0001543777

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enphase Energy, Inc.ENPH · Entity 3957Director · President & CEOMay 26, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enphase Energy, Inc.

Report date May 26, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust1,645,632 Last balance in matching sequence After 2026-05-26 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2026-05-26 · Purchase · Acquired 4,400 · Balance 1,645,032

F1: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $67.15 to $67.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2: These shares are held directly by the Trust of which the Reporting Person serves as a trustee.

Row 2 · 2026-05-26 · Purchase · Acquired 600 · Balance 1,645,632

F3: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $68.23 to $68.54. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2: These shares are held directly by the Trust of which the Reporting Person serves as a trustee.

Common StockSEC Table I · non-derivativeDirect104,987 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 104,987

F4: Balance includes a non-reportable acquisition of 872 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $67.15 to $67.97. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2: These shares are held directly by the Trust of which the Reporting Person serves as a trustee.

F3: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $68.23 to $68.54. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.

F4: Balance includes a non-reportable acquisition of 872 shares purchased through the Company's 2011 Employee Stock Purchase Plan on May 15, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2021 Filed Feb 2, 2021 00:45 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-21-000001 · wf-form4_161222669051940.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on April 14, 2020 under the 2011 Equity Incentive Plan.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 01:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 1,419 $176.52 $250,488.83
Disclosure

SEC source: 0001463101-20-000146 · wf-form4_160937756181715.xml · nonDerivative · entry 5

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932,566

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F7 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.34 to $176.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 01:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 6,337 $175.27 $1,110,699.30
Disclosure

SEC source: 0001463101-20-000146 · wf-form4_160937756181715.xml · nonDerivative · entry 4

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,985

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F6 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $174.94 to $175.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 01:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 11,780 $174.54 $2,056,111.83
Disclosure

SEC source: 0001463101-20-000146 · wf-form4_160937756181715.xml · nonDerivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,322

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $173.93 to $174.91. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 01:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 9,292 $173.34 $1,610,673.42
Disclosure

SEC source: 0001463101-20-000146 · wf-form4_160937756181715.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 952,102

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $172.93 to $173.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 01:19 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 1,172 $172.04 $201,629.00
Disclosure

SEC source: 0001463101-20-000146 · wf-form4_160937756181715.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,394

F1 · kind: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2020.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $171.68 to $172.28. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 1,000 shares gifted as a charitable donation on December 14, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:28 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionStock Option (Right to Buy) · Derivative 38,490 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001463101-20-000138 · wf-form4_160746651253691.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668,840

Underlying: Common Stock · 38,490 shares

Expires 2024-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Issued pursuant to the Issuer's 2011 Equity Incentive Plan (the "Plan"). 1/4 of the total number of shares under this option grant vested and became exercisable on April 10, 2018; the remaining shares thereafter vest in equal monthly installments until fully vested on April 10, 2021, subject to the Reporting Person's continuous service to the Issuer as defined in the Plan.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 22:28 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 38,490 $1.31 $50,421.90
Disclosure

SEC source: 0001463101-20-000138 · wf-form4_160746651253691.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance includes non-reportable acquisitions of 2,000 shares and 587 shares purchased through the Issuer's 2011 Employee Stock Purchase Plan on May 15, 2020 and on November 15, 2020, respectively.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 23:12 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantRestricted Stock Units · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000058 · wf-form4_158707876066020.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · security: Grant is of performance-based restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F4 · derivative.exercise_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

F4 · derivative.expiration_date: Performance shares are eligible to vest on March 1, 2021 based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2020 ("VWAP"), as follows: no vesting if VWAP is less than $25.51; a percentage of the total performance shares equal to 2.45* (VWAP-$25.51); or 200% if VWAP is greater than $50.00.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 23:12 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000058 · wf-form4_158707876066020.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,489

F1 · kind: Grant is of restricted stock units issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: The restricted stock units will vest as follows: 50% on March 1, 2021 and 50% on March 1, 2022, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

Read SEC document
March 29, 2020 Filed Mar 30, 2020 21:28 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 44,622 $32.38 $1,444,860.36
Disclosure

SEC source: 0001463101-20-000045 · wf-form4_158560366932011.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882,489

F2 · security: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on April 3, 2018.

F2 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on April 3, 2018.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 21:28 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 160,049 $36.13 $5,782,570.37
Disclosure

SEC source: 0001463101-20-000045 · wf-form4_158560366932011.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,111

F1 · security: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

F1 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs previously reported on March 28, 2019 and PSUs previously reported on February 4, 2020.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 ConversionRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · derivative · entry 5

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 ConversionRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · derivative · entry 4

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087,160

F2 · security: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F2 · shares: The award of restricted stock units reflects additional shares earned from achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 ConversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 00:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 ConversionCommon Stock 90,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-20-000001 · wf-form4_158086290875814.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

F1 · kind: Conversion of performance stock units upon the recognized achievement of certain performance criteria under a performance award originally granted on March 27, 2019 under the 2011 Equity Incentive Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 00:04 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionStock Option (Right to Buy) · Derivative 292,670 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001463101-19-000171 · wf-form4_157662747755397.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,330

Underlying: Common Stock · 292,670 shares

Expires 2024-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4 of the total number of shares subject to the Option granted shall vest and become exercisable on April 10, 2018 and in equal monthly installments thereafter until the Option is fully vested on April 10, 2021, subject to the grantee's continuous service as defined in the Plan.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 00:04 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 292,670 $1.31 $383,397.70
Disclosure

SEC source: 0001463101-19-000171 · wf-form4_157662747755397.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 21, 2019 20:20 UTC Enphase Energy, Inc. ENPH · Entity 3957 PurchaseCommon Stock 10,000 $17.69 $176,918.00
Disclosure

SEC source: 0001463101-19-000161 · wf-form4_157436759360622.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,490

F1 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $70,579.00.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.66 to 17.71.

F3 · balance_after: Includes 2,000 shares purchased through the Enphase Energy 2011 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 810 $24.40 $19,761.08
Disclosure

SEC source: 0001463101-19-000143 · wf-form4_157083129492798.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,490

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.31 to $24.42. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 09, 2019 Filed Oct 11, 2019 22:01 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 9,190 $23.66 $217,469.40
Disclosure

SEC source: 0001463101-19-000143 · wf-form4_157083129492798.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,300

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.31 to $24.30. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 22:37 UTC Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 10,000 $24.75 $247,497.00
Disclosure

SEC source: 0001463101-19-000140 · wf-form4_156824144210596.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,490

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $24.40 to $25.27. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 6,000 shares purchased under the Enphase Energy 2011 Employee Stock Purchase Plan (ESPP).

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:40 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 1,252 $9.23 $11,555.96
Disclosure

SEC source: 0001463101-19-000065 · wf-form4_155425203014075.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,490

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on March 29, 2019.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:40 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 3,619 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000065 · wf-form4_155425203014075.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,742

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: RSUs are fully vested upon grant, with no expiration date.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 00:11 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000049 · wf-form4_155381827786324.xml · derivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · security: Grant is of performance-based restricted stock units.

F6 · derivative.exercise_date: Performance shares are eligible to vest on March 26, 2020, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2019 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $5.22; 0% to 200% vesting, calculated linearly, if VWAP is between $5.22 and $12.78.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 00:11 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantRestricted Stock Units · Derivative 90,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000049 · wf-form4_155381827786324.xml · derivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2020-03-26

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F4 · security: Grant is of performance-based restricted stock units.

F5 · derivative.exercise_date: Performance shares are eligible to vest on March 26, 2020, based upon achievement of 2019 annual CEO company goals measured for the year ended December 31, 2019, as follows: no vesting if 2019 CEO company goals achieved are less than 65% of total goals; 50% vesting if at least 65% but less than 80% of goals are achieved; 100% if at least 80% but less than 100% of goals are achieved; and 150% vesting if 100% or more of goals are achieved.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 00:11 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000049 · wf-form4_155381827786324.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,123

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · security: Grant is of restricted stock units.

F3 · shares: The RSUs will vest as follows: 50% on March 26, 2020 and 50% on March 26, 2021, subject to the reporting person remaining an employee in good standing in the same or a similar role on such vesting dates.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionRestricted Stock Units · Derivative 67,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · derivative · entry 7

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,500 shares

Expires 2019-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F5 · security: Grant is of performance-based stock units.

F3 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled.

F7 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionRestricted Stock Units · Derivative 149,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · derivative · entry 6

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,850 shares

Expires 2019-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F5 · security: Grant is of performance-based stock units.

F2 · shares: Performance award achieved at 111% of target shares.

F6 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 33,467 $9.67 $323,625.89
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · nonDerivative · entry 5

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,123

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · nonDerivative · entry 4

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 72,295 $9.67 $699,092.65
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · nonDerivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,090

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 149,850 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance award achieved at 111% of target shares.

Read SEC document
March 18, 2019 Filed Mar 26, 2019 01:29 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 31,304 $9.67 $302,709.68
Disclosure

SEC source: 0001463101-19-000038 · wf-form4_155356375606375.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,535

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionRestricted Stock Units · Derivative 67,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · derivative · entry 7

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,500 shares

Expires 2019-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F5 · security: Grant is of performance-based stock units.

F3 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled.

F7 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon the 15-day trailing volume weighted average price per share of Enphase stock as of December 31, 2018 ("VWAP"), as follows: no vesting if VWAP is less than or equal to $3.00; 0% to 150% vesting, calculated linearly, if VWAP is between $3.01 and $6.00.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionRestricted Stock Units · Derivative 149,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · derivative · entry 6

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,850 shares

Expires 2019-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F5 · security: Grant is of performance-based stock units.

F2 · shares: Performance award achieved at 111% of target shares.

F6 · derivative.exercise_date: Performance shares were eligible to vest on March 18, 2019, based upon achievement of 2018 annual CEO goals measured for the year ended December 31, 2018, as follows: no vesting if 2018 CEO goals completed are less than 65% of total goals; 50% vesting if greater than 65% but less than 80% of goals are completed; 100% if greater than 80% but less than 100% of goals are completed; and 150% vesting if greater than 100% of goals are completed.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 33,467 $9.67 $323,625.89
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · nonDerivative · entry 5

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,123

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · nonDerivative · entry 4

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Performance award achieved at 50% of target shares. Unearned shares were cancelled.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 72,295 $9.67 $699,092.65
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · nonDerivative · entry 3

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,090

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Exercise / conversionCommon Stock 149,850 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Performance award achieved at 111% of target shares.

Read SEC document
March 18, 2019 Filed Mar 27, 2019 01:28 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 31,304 $9.67 $302,709.68
Disclosure

SEC source: 0001463101-19-000042 · wf-form4a_155365010016158.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,535

F1 · price: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on March 30, 2018.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 19:05 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 PurchaseCommon Stock 10,000 $8.74 $87,394.00
Disclosure

SEC source: 0001463101-19-000017 · wf-form4a_155181271965720.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,839

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.72 to $8.74.

Read SEC document
March 05, 2019 Filed Mar 5, 2019 17:49 UTC Enphase Energy, Inc. ENPH · Entity 3957 PurchaseCommon Stock 10,000 $8.74 $87,394.00
Disclosure

SEC source: 0001463101-19-000014 · wf-form4_155180818496521.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,839

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.72 to $8.74.

Read SEC document
December 03, 2018 Filed Mar 27, 2019 01:26 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 2,370 $5.58 $13,224.60
Disclosure

SEC source: 0001463101-19-000041 · wf-form4a_155364995255914.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,839

F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.

F5 · shares: This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,659.71.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 23:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 Tax withholdingCommon Stock 2,370 $5.58 $13,224.60
Disclosure

SEC source: 0001463101-18-000122 · wf-form4_154388012326973.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,839

F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 23:35 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 6,769 $0.00 $0.00
Disclosure

SEC source: 0001463101-18-000122 · wf-form4_154388012326973.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,209

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.

Read SEC document
November 30, 2018 Filed Mar 27, 2019 01:26 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 GrantCommon Stock 6,769 $0.00 $0.00
Disclosure

SEC source: 0001463101-19-000041 · wf-form4a_155364995255914.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,209

F1 · security: RSUs issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.

F3 · balance_after: Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 17:24 UTC Enphase Energy, Inc. ENPH · Entity 3957 PurchaseCommon Stock 15,000 $5.69 $85,275.00
Disclosure

SEC source: 0001463101-18-000118 · wf-form4_154169782679645.xml · nonDerivative · entry 1

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,440

Read SEC document
September 04, 2018 Filed Mar 27, 2019 01:23 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 SaleCommon Stock 10,114 $4.86 $49,154.04
Disclosure

SEC source: 0001463101-19-000040 · wf-form4a_155364979885415.xml · nonDerivative · entry 2

Kothandaraman Badrinarayanan · CIK 0001543777 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,440

F4 · shares: Represents shares sold to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.