Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dave & Buster's Entertainment, Inc.PLAY · Entity 446 | Chief Financial Officer | April 24, 2024 | April 25, 2024 |
| GRANDSTAND LtdGAMB · Entity 7069 | Director | May 21, 2026 | May 26, 2026 |
| Light & Wonder, Inc.SGMS · Entity 9758 | EVP, CFO, Treas & Corp Sec | April 03, 2020 | April 06, 2020 |
| LiveOne, Inc.LVO · Entity 7199 | CFO, EVP & Secretary | November 30, 2021 | December 09, 2021 |
| RideNow Group, Inc.RDNW · Entity 6256 | Director · Chairman and CEO | June 04, 2025 | January 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dave & Buster's Entertainment, Inc.
Report date April 24, 2024 · Filed April 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,659 |
Reported balance
After 2024-04-24 transaction · row 1
1 source rowRow 1 · 2024-04-24 · Tax withholding · Disposed 300 · Balance 42,659 |
GRANDSTAND Ltd
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 105,514 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 67,751 · Balance 105,514 F1: Restricted Share Award which vests on May 21, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Share Award which vests on May 21, 2027.
Light & Wonder, Inc.
Report date April 03, 2020 · Filed April 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 42,187 |
Reported balance
After 2020-04-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-03 · Grant · Acquired 42,187 · Balance 42,187 F1: The restricted stock units are scheduled to vest beginning on March 20, 2021 as to 10,546 shares and the balance in three equal installments as to 10,547 shares on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,101 |
Reported balance
After 2020-04-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-03 · Grant · Acquired 10,101 · Balance 10,101 F2: The restricted stock units are scheduled to vest as to 6,060 shares on March 20, 2021 and as to 4,041 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are scheduled to vest beginning on March 20, 2021 as to 10,546 shares and the balance in three equal installments as to 10,547 shares on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.
F2: The restricted stock units are scheduled to vest as to 6,060 shares on March 20, 2021 and as to 4,041 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.
LiveOne, Inc.
Report date November 30, 2021 · Filed December 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 203,177 |
Ending reported balance
After 2021-12-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-30 · Exercise / conversion · Acquired 250,000 · Balance 269,255 F1: Restricted Stock Units convert into Common Stock on a one-for-one basis. Row 2 · 2021-12-06 · Other · Disposed 66,078 · Balance 203,177 F3: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 250,000 |
Reported balance
After 2021-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-11-30 · Exercise / conversion · Disposed 250,000 · Balance 250,000 F1: Restricted Stock Units convert into Common Stock on a one-for-one basis. F2: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of November 16, 2020 (the "EA"), and collectively represent the first portion of the unvested RSUs that vested as of November 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 7, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units convert into Common Stock on a one-for-one basis.
F2: These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of November 16, 2020 (the "EA"), and collectively represent the first portion of the unvested RSUs that vested as of November 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on December 7, 2020.
F3: On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.
RideNow Group, Inc.
Report date June 04, 2025 · Filed January 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 839,738 |
Ending reported balance
After 2026-01-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-06-04 · Tax withholding · Disposed 8,460 · Balance 873,674 F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock units. Row 2 · 2026-01-13 · Tax withholding · Disposed 33,936 · Balance 839,738 F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2019 Filed Mar 22, 2019 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,894 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 3 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,787 Underlying: Common Stock · 2,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,477 Underlying: Common Stock · 6,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 10,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 23:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000198 · wf-form4_154215227711938.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Underlying: Common Stock · 6,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award (6,081 shares) is scheduled to vest on November 11, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award (6,081 shares) is scheduled to vest on November 11, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award (6,081 shares) is scheduled to vest on November 11, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 23:38 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionCommon Stock | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000198 · wf-form4_154215227711938.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 12:33 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | PurchaseCommon Stock | 10,000 | $33.40 | $334,000.00 |
DisclosureSEC source: 0000750004-18-000183 · wf-form4_153390439060907.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,185 Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:03 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 12,025 | $0.00 Strike: $41.13 | $0.00 |
DisclosureSEC source: 0000750004-18-000053 · wf-form4_152278939819412.xml · derivative · entry 3 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,025 Underlying: Common Stock · 12,025 shares Expires 2028-03-29 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2019 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $49.36 (the "Performance Goal") prior to March 20, 2022. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2022, all stock options are forfeited. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:03 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 12,025 | $0.00 Strike: $41.13 | $0.00 |
DisclosureSEC source: 0000750004-18-000053 · wf-form4_152278939819412.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,025 Underlying: Common Stock · 12,025 shares Expires 2028-03-29 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2019. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:03 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 6,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000053 · wf-form4_152278939819412.xml · derivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,078 Underlying: Common Stock · 6,078 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · derivative · entry 6 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,681 Underlying: Common Stock · 2,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,894 shares), 2020 (2,893 shares) and 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · derivative · entry 5 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,953 Underlying: Common Stock · 6,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 766 | $46.10 | $35,312.60 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · nonDerivative · entry 4 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,185 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 2,893 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · nonDerivative · entry 3 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 1,578 | $46.10 | $72,745.80 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · nonDerivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,058 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 01:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000038 · wf-form4_152176863063968.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:40 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000197 · wf-form4_151069525577638.xml · derivative · entry 3 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,162 Underlying: Common Stock · 6,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in two equal installments of 6,081 shares on each of November 11, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in two equal installments of 6,081 shares on each of November 11, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in two equal installments of 6,081 shares on each of November 11, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:40 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,479 | $47.05 | $116,636.95 |
DisclosureSEC source: 0000750004-17-000197 · wf-form4_151069525577638.xml · nonDerivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,159 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| November 11, 2017 Filed Nov 14, 2017 21:40 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000197 · wf-form4_151069525577638.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,638 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000048 · wf-form4_149021487647500.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,430 Underlying: Common Stock · 6,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2018 (6,477 shares), 2019 (6,476 shares) and 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000048 · wf-form4_149021487647500.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:51 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 22,872 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000037 · wf-form4_148943828990436.xml · derivative · entry 3 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,872 Underlying: Common Stock · 22,872 shares Expires 2027-03-08 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:51 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 22,872 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000037 · wf-form4_148943828990436.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,872 Underlying: Common Stock · 22,872 shares Expires 2027-03-08 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:51 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 11,574 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000037 · wf-form4_148943828990436.xml · derivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,574 Underlying: Common Stock · 11,574 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:00 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-157047 · a4.xml · derivative · entry 2 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,243 Underlying: Common Stock · 6,081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:00 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 6,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-157047 · a4.xml · nonDerivative · entry 1 QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.