Noonan Anne P

SEC source: 0001628280-26-038260 · wk-form4_1779832791.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,878.1102

F1 · balance_after: Includes the acquisition of shares pursuant to dividend reinvestment.

SEC source: 0001620412-26-000001 · wk-form4_1778703340.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,975

F1 · shares: Annual grant of restricted stock units pursuant to the Company's Amended and Restated 2018 Global Incentive Plan. The restricted stock units vest in full on the one-year anniversary of the date of grant.

SEC source: 0001104659-26-053131 · tm2613162-6_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,870

SEC source: 0001628280-25-055659 · wk-form4_1764985013.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,604

SEC source: 0001628280-25-053617 · wk-form4_1763761151.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,240

SEC source: 0001628280-26-009204 · wk-form4_1771451785.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,249

F1 · balance_after: Reflects balance as of the transaction date. Amount includes 9 shares of Qnity Electronics, Inc. ("Qnity") common stock that the Reporting Person received on November 1, 2025, as a dividend of one (1) share of Qnity common stock for every two (2) shares of DuPont de Nemours, Inc. ("DuPont") held by the Reporting Person, in connection with the spin-off of Qnity from DuPont. This Form 4 is also deemed to amend and update the number of shares reported as beneficially owned on each Form 4 filed subsequent to November 21, 2025.

SEC source: 0001104659-25-046151 · tm2514413-8_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,662

SEC source: 0000950103-25-001830 · dp224673_4-noonan.xml · derivative · entry 4

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 102,182 shares

Expires not disclosed

F1 · derivative.exercise_price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

SEC source: 0000950103-25-001830 · dp224673_4-noonan.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 71,479 shares

Expires not disclosed

F1 · derivative.exercise_price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

SEC source: 0000950103-25-001830 · dp224673_4-noonan.xml · derivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,364 shares

Expires not disclosed

F1 · derivative.exercise_price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

SEC source: 0000950103-25-001830 · dp224673_4-noonan.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each performance stock unit award held by the reporting person was vested based on target performance, canceled and converted into the right to receive the Merger Consideration.

SEC source: 0001628280-25-001868 · wk-form4_1737152749.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,421

SEC source: 0001628280-25-001868 · wk-form4_1737152749.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,552

SEC source: 0001628280-25-001868 · wk-form4_1737152749.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,182

Underlying: Class A Common Stock · 102,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on January 15, 2026.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on January 15, 2026.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · derivative · entry 7

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F5 · shares: Reflects the accelerated vesting of restricted stock units for the purpose of reducing or eliminating the excise tax imposed under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, that would be imposed on amounts payable to the Reporting Person in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 24, 2024, by and among the Issuer, Quikrete Holdings, Inc. (Purchaser), and Soar Subsidiary, Inc., a wholly owned subsidiary of Purchaser.

F9 · derivative.exercise_date: These restricted stock units would otherwise vest on February 28, 2025.

F9 · derivative.expiration_date: These restricted stock units would otherwise vest on February 28, 2025.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · derivative · entry 6

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 71,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F5 · shares: Reflects the accelerated vesting of restricted stock units for the purpose of reducing or eliminating the excise tax imposed under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, that would be imposed on amounts payable to the Reporting Person in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 24, 2024, by and among the Issuer, Quikrete Holdings, Inc. (Purchaser), and Soar Subsidiary, Inc., a wholly owned subsidiary of Purchaser.

F7 · derivative.exercise_date: These restricted stock units would otherwise vest in three equal annual installments on each of February 28, 2025, February 28, 2026 and February 28, 2027.

F7 · derivative.expiration_date: These restricted stock units would otherwise vest in three equal annual installments on each of February 28, 2025, February 28, 2026 and February 28, 2027.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · derivative · entry 5

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 36,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F5 · shares: Reflects the accelerated vesting of restricted stock units for the purpose of reducing or eliminating the excise tax imposed under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, that would be imposed on amounts payable to the Reporting Person in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 24, 2024, by and among the Issuer, Quikrete Holdings, Inc. (Purchaser), and Soar Subsidiary, Inc., a wholly owned subsidiary of Purchaser.

F6 · derivative.exercise_date: These restricted stock units would otherwise vest in two equal annual installments on each of February 28, 2025 and February 28, 2026.

F6 · derivative.expiration_date: These restricted stock units would otherwise vest in two equal annual installments on each of February 28, 2025 and February 28, 2026.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · nonDerivative · entry 4

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,168

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · nonDerivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001628280-24-052435 · wk-form4_1735247864.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

F3 · balance_after: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022, May 28, 2023 and May 31, 2024.

SEC source: 0001104659-24-050151 · tm2412420-8_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,588

SEC source: 0001628280-24-010108 · wk-form4_1709947279.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,479

Underlying: Class A Common Stock · 71,479 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2025.

F5 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2025.

SEC source: 0001628280-24-010108 · wk-form4_1709947279.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,394

SEC source: 0001628280-24-010108 · wk-form4_1709947279.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,137

F1 · acquired: Reflects shares of Class A Common Stock earned and delivered on performance units previously granted based upon the satisfaction of certain performance criteria.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

F3 · balance_after: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022 and May 28, 2023.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · derivative · entry 7

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,242

Underlying: Class A Common Stock · 18,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F8 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 29, 2024.

F8 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 29, 2024.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · derivative · entry 6

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,260

Underlying: Class A Common Stock · 16,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F7 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

F7 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · derivative · entry 5

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F5 · derivative.exercise_date: These restricted stock units vested on February 29, 2024.

F5 · derivative.expiration_date: These restricted stock units vested on February 29, 2024.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · nonDerivative · entry 4

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,441

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · nonDerivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001628280-24-008671 · wk-form4_1709594352.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

F3 · balance_after: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022 and May 28, 2023.

SEC source: 0001628280-23-025340 · wf-form4_168997101888898.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F5 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on July 20, 2021.

F5 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on July 20, 2021.

SEC source: 0001628280-23-025340 · wf-form4_168997101888898.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,849

SEC source: 0001628280-23-025340 · wf-form4_168997101888898.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

F3 · balance_after: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022.

SEC source: 0001104659-23-056526 · tm2314765-4_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,578

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · derivative · entry 6

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,265

Underlying: Class A Common Stock · 16,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F7 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

F7 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · derivative · entry 5

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,946

Underlying: Class A Common Stock · 16,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F6 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2022.

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · nonDerivative · entry 4

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,875

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · nonDerivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,448

F4 · kind: Reflects shares of Class A Common Stock earned and delivered on performance units previously granted based upon the satisfaction of certain performance criteria.

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

SEC source: 0001628280-23-005895 · wf-form4_167771032335905.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

F3 · balance_after: Total holdings include shares of Class A Common Stock acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022.

SEC source: 0001628280-23-005098 · wf-form4_167727974498961.xml · derivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,364

Underlying: Class A Common Stock · 54,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2024.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2024.

SEC source: 0001104659-22-095681 · tm2224728-1_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,411

SEC source: 0001628280-22-019204 · wf-form4_165835809885185.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,288

Underlying: Class A Common Stock · 21,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F4 · derivative.exercise_date: The Reporting Person was granted 63,866 restricted stock units that vest in three equal installments beginning on July 20, 2021.

F4 · derivative.expiration_date: The Reporting Person was granted 63,866 restricted stock units that vest in three equal installments beginning on July 20, 2021.

SEC source: 0001628280-22-019204 · wf-form4_165835809885185.xml · nonDerivative · entry 2

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,154

SEC source: 0001628280-22-019204 · wf-form4_165835809885185.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Includes 1,014 shares acquired through the Issuer's Employee Stock Purchase Plan on April 14, 2022.

SEC source: 0001104659-22-059677 · tm2215451-8_4seq1.xml · nonDerivative · entry 1

Noonan Anne P · CIK 0001620412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,411

SEC source: 0001628280-22-004917 · wf-form4_164634234884314.xml · derivative · entry 1

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,897

Underlying: Class A Common Stock · 49,897 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

F2 · derivative.expiration_date: These restricted stock units vest in three equal annual installments beginning on February 28, 2023.

SEC source: 0001628280-22-004583 · wf-form4_164617512609116.xml · derivative · entry 3

Noonan Anne P · CIK 0001620412 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,892

Underlying: Class A Common Stock · 16,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F3 · derivative.exercise_date: The Reporting Person was granted 50,838 restricted stock units that vest in three equal annual installments beginning on February 28, 2022.

F3 · derivative.expiration_date: The Reporting Person was granted 50,838 restricted stock units that vest in three equal annual installments beginning on February 28, 2022.