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Cates Steven M.

Disclosed activity across 1 company

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43997
SEC CIK
0001861675

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTWATER RESOURCES, INC.WWR · Entity 6988CFO and SVP-FinanceMay 22, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTWATER RESOURCES, INC.

Report date May 22, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,787,378 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Grant · Acquired 446,500 · Balance 1,787,378

F1: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect325,623 Reported balance After 2026-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-22 · Grant · Acquired 133,950 · Balance 325,623

F2: Represents restricted stock units that vest one-third based on total stockholder return ("TSR") for the year ended December 31, 2026, one-third based on TSR for the year ended December 31, 2027, and one-third based on TSR for the year ended December 31, 2028.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2: Represents restricted stock units that vest one-third based on total stockholder return ("TSR") for the year ended December 31, 2026, one-third based on TSR for the year ended December 31, 2027, and one-third based on TSR for the year ended December 31, 2028.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 10,099 $1.01 $10,199.99
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 12

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,122

F12 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 10, 2023 grant.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,459 $0.51 $1,749.22
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 11

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,023

F11 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2023.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 10,099 $1.01 $10,199.99
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 10

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,482

F10 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 10, 2023 grant.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 6,919 $0.51 $3,498.94
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 9

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,383

F9 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2023.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 20,198 $1.01 $20,399.98
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 8

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,302

F8 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 10, 2023 grant.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 6,919 $0.51 $3,498.94
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 7

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,104

F7 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2023.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,084 $0.51 $1,559.58
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 6

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,023

F6 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 9,003 $1.09 $9,813.27
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 5

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,107

F5 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,083 $0.51 $1,559.07
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 4

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,104

F4 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 9,002 $1.09 $9,812.18
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 3

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,187

F3 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,083 $0.51 $1,559.07
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 2

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,185

F2 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
January 29, 2024 Filed Feb 1, 2024 00:31 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 596 $0.51 $301.40
Disclosure

SEC source: 0001104659-24-008949 · tm244666-2_4seq1.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CFO and SVP-Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,268

F1 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 21, 2021.

Read SEC document
May 10, 2023 Filed May 12, 2023 23:05 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 60,594 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-059949 · tm2315469-6_4seq1.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,864

F1 · security: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,065 $0.90 $2,758.50
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 7

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,270

F7 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 9,002 $1.09 $9,812.18
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 6

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,335

F6 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,065 $0.90 $2,758.50
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 5

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,333

F5 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 9,002 $1.09 $9,812.18
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 4

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,398

F4 · security: Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 3,065 $0.90 $2,758.50
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 3

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,396

F3 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 592 $0.90 $532.80
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 2

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,461

F2 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 21, 2021.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:30 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 Tax withholdingCommon Stock 618 $0.90 $556.20
Disclosure

SEC source: 0001104659-23-028556 · tm238169-2_4seq1.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · SVP - Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,053

F1 · security: Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2021.

Read SEC document
May 17, 2022 Filed May 19, 2022 20:17 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 PurchaseCommon Stock 4,273 $1.17 $4,998.98
Disclosure

SEC source: 0001104659-22-062899 · tm2216070-3_4seq1.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,671

Read SEC document
May 09, 2022 Filed May 11, 2022 23:11 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 27,006 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-058909 · tm2215138-4_4seq1.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,398

F1 · security: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:36 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 1,739 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000010 · primary_doc.xml · nonDerivative · entry 2

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,392

F2 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's May 21, 2021 grant.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:36 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 1,812 $0.00 $0.00
Disclosure

SEC source: 0001052918-22-000010 · primary_doc.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,653

F1 · security: Represents shares issued upon the vesting of restricted stock units subject to performance-based vesting criteria under the Company's June 12, 2020 grant.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:33 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantRestricted Stock Units · Derivative 5,216 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000891 · edgar.xml · derivative · entry 2

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,216

Underlying: Common Stock · 5,216 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021, the two-year period ended December 31, 2022 and the three-year period ended December 31, 2023, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 21, 2021 Filed May 26, 2021 00:33 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 5,216 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000891 · edgar.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,841

F1 · shares: Represents restricted stock units that vest in three equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantRestricted Stock Units · Derivative 3,625 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · derivative · entry 3

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Underlying: Common Stock · 3,625 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.exercise_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

F2 · derivative.expiration_date: Represents restricted stock units that vest based on total stockholder return for the year ended December 31, 2021 and the two-year period ended December 31, 2022, with the number of restricted stock units potentially vesting divided equally among the periods.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantStock option (right to buy) · Derivative 9,498 $0.00 Strike: $3.77 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · derivative · entry 2

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,498

Underlying: Common Stock · 9,498 shares

Expires 2031-05-10

Read SEC document
May 10, 2021 Filed May 12, 2021 23:20 UTC WESTWATER RESOURCES, INC. WWR · Entity 6988 GrantCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001123292-21-000804 · edgar.xml · nonDerivative · entry 1

Cates Steven M. · CIK 0001861675 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

F1 · shares: Represents restricted stock units that vest in two equal annual installments beginning December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.