Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Maplebear Inc.CART · Entity 3475 | Director · 10% owner | May 22, 2026 | May 27, 2026 |
| Myovant Sciences Ltd.MYOV · Entity 115677 | 10% owner | October 26, 2016 | October 27, 2016 |
| Outset Medical, Inc.OM · Entity 7026 | 10% owner | September 17, 2020 | September 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Maplebear Inc.
Report date May 22, 2026 · Filed May 27, 2026
Jointly reported with D1 Capital Partners L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,352 |
Reported balance
After 2026-05-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 6,048 · Balance 33,352 F1: The shares represent restricted stock units received by Daniel Sundheim ("Mr. Sundheim"), which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if Mr. Sundheim's service as a director ends at such meeting due to Mr. Sundheim's failure to be re-elected or Mr. Sundheim not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to Mr. Sundheim's continued service through such date. F2: Represents securities held by Mr. Sundheim. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager (as defined below) serves as the investment manager or investment consultant. F3: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 26,678,056 |
Reported balance
Holding disclosure · report date 2026-05-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 26,678,056 F3: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. F4: The securities reported herein are held by D1 Master Holdco I LLC ("D1 Master Holdco"), certain related entities, GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2"). The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Master Holdco, and as an investment consultant to certain private investment vehicles and accounts, including GCM IC and GCM IC 2 and may be deemed to beneficially own the securities held by D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent restricted stock units received by Daniel Sundheim ("Mr. Sundheim"), which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if Mr. Sundheim's service as a director ends at such meeting due to Mr. Sundheim's failure to be re-elected or Mr. Sundheim not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to Mr. Sundheim's continued service through such date.
F2: Represents securities held by Mr. Sundheim. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager (as defined below) serves as the investment manager or investment consultant.
F3: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any.
F4: The securities reported herein are held by D1 Master Holdco I LLC ("D1 Master Holdco"), certain related entities, GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2"). The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Master Holdco, and as an investment consultant to certain private investment vehicles and accounts, including GCM IC and GCM IC 2 and may be deemed to beneficially own the securities held by D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager.
Myovant Sciences Ltd.
Report date October 26, 2016 · Filed October 27, 2016
Jointly reported with VIKING GLOBAL INVESTORS LP, Viking Global Opportunities Illiquid Investments Sub-Master LP, Viking Global Opportunities Portfolio GP LLC, Viking Global Opportunities GP LLC, HALVORSEN OLE ANDREAS, Ott David C.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, $0.00001 par value per shareSEC Table I · non-derivative | IndirectSee Explanation of Responses | 37,231,342 |
Reported balance
Holding disclosure · report date 2016-10-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 37,231,342 F1: The Reporting Persons (as defined below) do not directly own any shares of common stock (the "Common Shares") of Myovant Sciences Ltd. (the "Issuer"). The Reporting Persons acquired Roivant Sciences Ltd. ("Roivant") common shares (the "Roivant Common Shares") on December 8, 2015. Roivant directly holds the 37,231,342 Common Shares reported herein. As a result of certain governance arrangements set forth in Roivant's bye-laws, due to the appointment of one or more independent directors (within the meaning of that term under Roivant's bye-laws) to Roivant's board of directors, the Reporting Persons may be deemed to have beneficial ownership over the Common Shares held by Roivant. F2: O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP") and Viking Global Opportunities GP LLC ("Opportunities GP"), the sole owner of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Equities LP ("VGE"), Viking Global Equities II LP ("VGE II"), VGE III Portfolio Ltd. ("VGE III"), Viking Long Fund Master Ltd. ("VLFM") and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund", and together with VGE, VGE II, VGE III and VLFM, the "Funds" and the Funds together with VGI, VGP, VLFGP, Opportunities GP, Opportunities Portfolio GP, O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim, the "Reporting Persons"). F3: VGP is the general partner of VGE and VGE II and the investment manager of VGE III. VLFGP serves as the investment manager of VLFM. Opportunities GP serves as the sole member of Opportunities Portfolio GP. Opportunities Portfolio GP serves as the general partner of Opportunities Fund. F4: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons (as defined below) do not directly own any shares of common stock (the "Common Shares") of Myovant Sciences Ltd. (the "Issuer"). The Reporting Persons acquired Roivant Sciences Ltd. ("Roivant") common shares (the "Roivant Common Shares") on December 8, 2015. Roivant directly holds the 37,231,342 Common Shares reported herein. As a result of certain governance arrangements set forth in Roivant's bye-laws, due to the appointment of one or more independent directors (within the meaning of that term under Roivant's bye-laws) to Roivant's board of directors, the Reporting Persons may be deemed to have beneficial ownership over the Common Shares held by Roivant.
F2: O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), Viking Long Fund GP LLC ("VLFGP") and Viking Global Opportunities GP LLC ("Opportunities GP"), the sole owner of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Equities LP ("VGE"), Viking Global Equities II LP ("VGE II"), VGE III Portfolio Ltd. ("VGE III"), Viking Long Fund Master Ltd. ("VLFM") and Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund", and together with VGE, VGE II, VGE III and VLFM, the "Funds" and the Funds together with VGI, VGP, VLFGP, Opportunities GP, Opportunities Portfolio GP, O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim, the "Reporting Persons").
F3: VGP is the general partner of VGE and VGE II and the investment manager of VGE III. VLFGP serves as the investment manager of VLFM. Opportunities GP serves as the sole member of Opportunities Portfolio GP. Opportunities Portfolio GP serves as the general partner of Opportunities Fund.
F4: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
Outset Medical, Inc.
Report date September 17, 2020 · Filed September 28, 2020
Jointly reported with D1 Capital Partners L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,575,754 |
Reported balance
Holding disclosure · report date 2020-09-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,575,754 F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Finance of America Companies Inc.
Report date December 15, 2021 · Filed December 17, 2021
Jointly reported with D1 Capital Partners L.P.
Section 16 reporting ended · disclosed 2021-12-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 5,000,000 |
Reported balance
After 2021-12-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-12-15 · Sale · Disposed 1,494,201 · Balance 5,000,000 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1500 to $4.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2026-04-01 | IndirectSee footnote | 0 |
Reported balance
After 2021-12-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-12-15 · Sale · Disposed 485,649 · Balance 0 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50000 to $0.5500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1500 to $4.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F2: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50000 to $0.5500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Sight Sciences, Inc.
Report date December 27, 2023 · Filed December 30, 2023
Jointly reported with D1 Capital Partners L.P.
Section 16 reporting ended · disclosed 2023-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnote | 3,000,000 |
Reported balance
After 2023-12-27 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-27 · Sale · Disposed 2,852,036 · Balance 3,000,000 F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim") with respect to the shares of Common Stock held by private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicles"). The Investment Manager and Mr. Sundheim are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim") with respect to the shares of Common Stock held by private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicles"). The Investment Manager and Mr. Sundheim are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein.
Warby Parker Inc.
Report date June 14, 2024 · Filed June 18, 2024
Jointly reported with D1 Capital Partners L.P.
Section 16 reporting ended · disclosed 2024-06-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 9,444,023 |
Reported balance
After 2024-06-14 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-14 · Sale · Disposed 5,500,000 · Balance 9,444,023 F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. F2: The securities reported herein are held by certain private investment vehicles and accounts (the "Investment Vehicle") to which the Investment Manager serves as the investment manager and may be deemed to beneficially own the securities held by the Investment Vehicle. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. |
| Class A Common StockSEC Table I · non-derivative | Direct | 27,200 |
Reported balance
Holding disclosure · report date 2024-06-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,200 F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. F3: Represents securities held by Mr. Sundheim directly or through estate planning vehicles. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any.
F2: The securities reported herein are held by certain private investment vehicles and accounts (the "Investment Vehicle") to which the Investment Manager serves as the investment manager and may be deemed to beneficially own the securities held by the Investment Vehicle. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager.
F3: Represents securities held by Mr. Sundheim directly or through estate planning vehicles.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2026 Filed May 27, 2026 21:15 UTC | Maplebear Inc. CART · Entity 3475 | GrantCommon Stock | 6,048 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-26-003716 · ownership.xml · nonDerivative · entry 1 Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner D1 Capital Partners L.P. · CIK 0001747057 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,352 F1 · shares: The shares represent restricted stock units received by Daniel Sundheim ("Mr. Sundheim"), which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if Mr. Sundheim's service as a director ends at such meeting due to Mr. Sundheim's failure to be re-elected or Mr. Sundheim not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to Mr. Sundheim's continued service through such date. F2 · ownership.direct: Represents securities held by Mr. Sundheim. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager (as defined below) serves as the investment manager or investment consultant. F3 · ownership.direct: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. Read SEC document |
| May 22, 2025 Filed May 27, 2025 21:14 UTC | Maplebear Inc. CART · Entity 3475 | GrantCommon Stock | 6,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-25-002544 · ownership.xml · nonDerivative · entry 1 Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner D1 Capital Partners L.P. · CIK 0001747057 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,304 F1 · shares: The shares represent restricted stock units received by Daniel Sundheim ("Mr. Sundheim"), which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if Mr. Sundheim's service as a director ends at such meeting due to Mr. Sundheim's failure to be re-elected or Mr. Sundheim not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to Mr. Sundheim's continued service through such date. F2 · ownership.direct: Represents securities held by Mr. Sundheim. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. F3 · ownership.direct: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 12:56 UTC | Maplebear Inc. CART · Entity 3475 | OtherCommon Stock | 2,676,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-24-005099 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 26,661,543 F5 · kind: This transaction represents a pro-rata in-kind distribution by D1 Iconoclast, a co-investment fund, to limited partners for no consideration. F5 · price: This transaction represents a pro-rata in-kind distribution by D1 Iconoclast, a co-investment fund, to limited partners for no consideration. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts (such consulting arrangements, the "Consulting Arrangements"), including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. Read SEC document |
| August 13, 2024 Filed Aug 14, 2024 12:56 UTC | Maplebear Inc. CART · Entity 3475 | Disposition to issuerCommon Stock | 3,700,000 | $31.51 | $116,575,900.00 |
DisclosureSEC source: 0000902664-24-005099 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,337,664 F1 · kind: This transaction represents a repurchase of shares by the issuer from D1 Iconoclast (as defined below), a co-investment fund, in an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: 4,804,271 shares previously reported by the Reporting Persons that were subject to the Consulting Arrangements (as defined below) are no longer subject to the Consulting Arrangements and therefore are no longer reported herein. The shares were not disposed of in a sale transaction, and the Reporting Persons disclaim any pecuniary interest in such shares. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts (such consulting arrangements, the "Consulting Arrangements"), including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 20:15 UTC | Warby Parker Inc. WRBY · Entity 4234 | SaleClass A Common Stock | 5,500,000 | $15.66 | $86,130,000.00 |
DisclosureSEC source: 0000902664-24-004394 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,444,023 F1 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. F2 · ownership.nature: The securities reported herein are held by certain private investment vehicles and accounts (the "Investment Vehicle") to which the Investment Manager serves as the investment manager and may be deemed to beneficially own the securities held by the Investment Vehicle. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. Read SEC document |
| May 29, 2024 Filed May 31, 2024 20:11 UTC | Maplebear Inc. CART · Entity 3475 | GrantCommon Stock | 6,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-24-003985 · ownership.xml · nonDerivative · entry 1 Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner D1 Capital Partners L.P. · CIK 0001747057 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,124 F1 · shares: The shares represent restricted stock units received by Daniel Sundheim ("Mr. Sundheim"), which vest in full on the earlier of (i) the date of the Issuer's next annual meeting of stockholders (or the date immediately prior to such meeting if Mr. Sundheim's service as a director ends at such meeting due to Mr. Sundheim's failure to be re-elected or Mr. Sundheim not standing for re-election) or (ii) the one-year anniversary of the grant date, in each case subject to Mr. Sundheim's continued service through such date. F2 · ownership.direct: Represents securities held by Mr. Sundheim. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. F3 · ownership.direct: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Mr. Sundheim. The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein, if any. Read SEC document |
| December 27, 2023 Filed Dec 30, 2023 01:30 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | SaleCommon Stock, $0.001 par value per share ("Common Stock") | 2,852,036 | $5.86 | $16,712,930.96 |
DisclosureSEC source: 0000902664-23-006090 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 3,000,000 F1 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim") with respect to the shares of Common Stock held by private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicles"). The Investment Manager and Mr. Sundheim are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries I Preferred Stock · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 19 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries H Preferred Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 18 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries G Preferred Stock · Derivative | 1,039,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 17 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,039,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries F Preferred Stock · Derivative | 26,017,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 16 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 26,017,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries D Preferred Stock · Derivative | 1,079,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 15 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,079,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries C Preferred Stock · Derivative | 1,126,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 14 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,126,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionSeries A Preferred Stock · Derivative | 4,929,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 13 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 4,929,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | PurchaseCommon Stock | 1,000,000 | $30.00 | $30,000,000.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 12 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 37,841,935 F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | OtherCommon Stock | 14,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 11 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 14,283 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents restricted stock units ("RSUs") received by Mr. Sundheim. Certain of the RSUs remain subject to service-based vesting conditions. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | OtherNon-Voting Common Stock | 14,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 10 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents restricted stock units ("RSUs") received by Mr. Sundheim. Certain of the RSUs remain subject to service-based vesting conditions. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | OtherCommon Stock | 100,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 9 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,841,935 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | OtherNon-Voting Common Stock | 100,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 8 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 7 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,741,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 6 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,621,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 1,039,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 5 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,121,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 26,017,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 4 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 35,081,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 1,079,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,064,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 1,126,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,984,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC | Maplebear Inc. CART · Entity 3475 | ConversionCommon Stock | 4,929,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,857,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 18, 2023 Filed Sep 21, 2023 00:16 UTC | Maplebear Inc. CART · Entity 3475 | GrantNon-Voting Common Stock | 14,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004855 · ownership.xml · nonDerivative · entry 1 Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner D1 Capital Partners L.P. · CIK 0001747057 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,283 F1 · security: All outstanding shares of non-voting common stock and shares of non-voting common stock underlying outstanding equity securities will convert into an equivalent number of shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering. F2 · shares: Consists of previously granted restricted stock units ("RSUs") received by Daniel Sundheim ("Mr.Sundheim") for which the liquidity event-based vesting condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions. F3 · ownership.direct: Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts (collectively, the "Holders") to which D1 Capital Partners L.P. (the "Investment Manager") serves as the investment manager or investment consultant. F4 · ownership.direct: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:03 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 240,000 | $27.99 | $6,717,600.00 |
DisclosureSEC source: 0000902664-22-001915 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,944,023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.91 to $28.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:10 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 700,000 | $29.21 | $20,447,000.00 |
DisclosureSEC source: 0000902664-22-001888 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,704,023 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.725 to $29.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F1 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:10 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 600,000 | $30.50 | $18,300,000.00 |
DisclosureSEC source: 0000902664-22-001888 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,004,023 F1 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:35 UTC | Finance of America Companies Inc. FOA · Entity 1918 | SaleWarrants · Derivative | 485,649 | $0.50 Strike: $11.50 | $242,921.63 |
DisclosureSEC source: 0000950142-21-004094 · es210211344_4-fcoa.xml · derivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 485,649 shares Expires 2026-04-01 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50000 to $0.5500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 21:35 UTC | Finance of America Companies Inc. FOA · Entity 1918 | SaleClass A Common Stock | 1,494,201 | $4.15 | $6,201,232.99 |
DisclosureSEC source: 0000950142-21-004094 · es210211344_4-fcoa.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,000,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1500 to $4.4500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim (the "Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 22:41 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 2,000 | $54.00 | $108,000.00 |
DisclosureSEC source: 0000902664-21-005070 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,404,023 F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:41 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 438,000 | $53.97 | $23,638,860.00 |
DisclosureSEC source: 0000902664-21-005070 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,402,023 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.62 to $54.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:35 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 109,890 | $54.04 | $5,938,455.60 |
DisclosureSEC source: 0000902664-21-004690 · ownership.xml · nonDerivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,964,023 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.735 to $54.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F6 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 22:35 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 532,027 | $53.99 | $28,724,137.73 |
DisclosureSEC source: 0000902664-21-004690 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,854,133 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.685 to $54.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F6 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:35 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 242,924 | $54.41 | $13,217,494.84 |
DisclosureSEC source: 0000902664-21-004690 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,322,106 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.90 to $54.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. F6 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 2,000 | $55.81 | $111,620.00 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 6 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,079,182 F7 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.49 to $56.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 18, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 9,100 | $54.65 | $497,315.00 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 5 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,077,182 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $54.48 to $55.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 34,621 | $55.06 | $1,906,232.26 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 4 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,068,082 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $54.77 to $55.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 140,379 | $54.44 | $7,642,232.76 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,033,461 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.77 to $54.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 173,999 | $53.42 | $9,295,026.58 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,893,082 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.04 to $53.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 22:55 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 219,862 | $53.02 | $11,657,083.24 |
DisclosureSEC source: 0000902664-21-004536 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,719,083 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $52.04 to $53.035, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 13, 2021 Filed Oct 13, 2021 21:36 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 152,447 | $52.47 | $7,998,894.09 |
DisclosureSEC source: 0000902664-21-004499 · ownership.xml · nonDerivative · entry 5 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,499,221 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.75 to $52.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 21:36 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 353,692 | $51.26 | $18,130,251.92 |
DisclosureSEC source: 0000902664-21-004499 · ownership.xml · nonDerivative · entry 4 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,346,774 F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.25 to $52.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:36 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 37,356 | $51.42 | $1,920,845.52 |
DisclosureSEC source: 0000902664-21-004499 · ownership.xml · nonDerivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,993,082 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.395 to $51.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:36 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseCommon Stock | 83,578 | $50.96 | $4,259,134.88 |
DisclosureSEC source: 0000902664-21-004499 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,955,726 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $50.32 to $51.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 21:36 UTC | Warby Parker Inc. WRBY · Entity 4234 | PurchaseClass A Common Stock, $0.0001 par value ("Common Stock") | 669,066 | $49.55 | $33,152,220.30 |
DisclosureSEC source: 0000902664-21-004499 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 10,872,148 F2 · security: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.315 to $50.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of certain private investment vehicles and accounts (the "Investment Vehicles"), and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. Mr. Sundheim indirectly controls the Investment Manager and may be deemed to beneficially own the shares of Class A Common Stock held by the Investment Vehicles. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:36 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries F Convertible Preferred Stock · Derivative | 685,623 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-003604 · ownership.xml · derivative · entry 4 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,371,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:36 UTC | Sight Sciences, Inc. SGHT · Entity 5537 | ConversionSeries E Convertible Preferred Stock · Derivative | 1,890,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-003604 · ownership.xml · derivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · 10% owner Sundheim Daniel S. · CIK 0001621588 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 3,780,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock was convertible at any time, at the holder's election, into shares of the Issuer's Common Stock on a 2-for-1 basis. The Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 2-for-1 basis upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock and the Series F Convertible Preferred Stock did not have an expiration date. F2 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Capital Partners Master LP (the "Investment Vehicle"). Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.