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person · Reporting owner

LU KEH SHEW

Disclosed activity across 1 company

Tapewire entity
43704
SEC CIK
0001196531

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DIODES INC /DEL/

Report date May 26, 2026 · Filed May 28, 2026

Section 16 reporting ended · disclosed 2026-05-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect90,305 Reported balance After 2026-05-26 transaction · row 1
1 source row

Row 1 · 2026-05-26 · Tax withholding · Disposed 1,970 · Balance 90,305

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectLu Grandchildren's Trust225,152 Reported balance Holding disclosure · report date 2026-05-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 225,152

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu Family Foundation6,000 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,000

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectThe Lu 2017 Irrevocable Trust4,700 Reported balance Holding disclosure · report date 2026-05-26 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,700

Diodes Incorporated Common StockSEC Table I · non-derivativeIndirectTexastac Investments, LP180,131 Reported balance Holding disclosure · report date 2026-05-26 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 180,131

Filing footnotes · ownership attribution and instrument terms

F1: Vested restricted stock unit shares were automatically withheld to cover income tax.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 16, 2020 22:43 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,000 $63.50 $254,000.00
Disclosure

SEC source: 0001209191-20-058519 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,732

Read SEC document
November 12, 2020 Filed Nov 16, 2020 22:43 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,341 $62.56 $209,011.29
Disclosure

SEC source: 0001209191-20-058519 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,732

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.21 to $63.05, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 5,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · derivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · derivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,374 $59.85 $261,783.90
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,073

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,474 $59.70 $267,097.80
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,447

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $23.35 $116,750.00
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 06, 2020 Filed Oct 6, 2020 21:21 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-20-054046 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 5,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · derivative · entry 29

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · derivative · entry 27

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,376 $59.45 $260,153.20
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 20

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,921

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,477 $59.35 $265,709.95
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 19

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,297

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $23.35 $116,750.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 18

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 05, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 17

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 35,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · derivative · entry 28

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Diodes Incorporated Common Stock - Diodes · 35,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 35,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · derivative · entry 26

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Diodes Incorporated Common Stock - Diodes · 35,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,378 $59.15 $258,958.70
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 16

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,774

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,480 $59.00 $264,320.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 15

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,469

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,380 $58.85 $257,763.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 14

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,152

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,482 $58.70 $263,093.40
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,949

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,383 $58.45 $256,186.35
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,532

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,485 $58.35 $261,699.75
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,431

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,385 $58.15 $254,987.75
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,915

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,488 $58.00 $260,304.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,916

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,387 $57.85 $253,787.95
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,300

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,491 $57.70 $259,130.70
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,404

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,390 $57.45 $252,205.50
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,687

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,494 $57.35 $257,730.90
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,895

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,392 $57.15 $251,002.80
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,077

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,497 $57.00 $256,329.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,389

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 35,000 $23.35 $817,250.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:11 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 35,000 $29.21 $1,022,350.00
Disclosure

SEC source: 0001209191-20-053733 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 25,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · derivative · entry 20

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Diodes Incorporated Common Stock - Diodes · 25,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 25,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · derivative · entry 19

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Diodes Incorporated Common Stock - Diodes · 25,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,394 $56.85 $249,798.90
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 13

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,886

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,500 $56.70 $255,150.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 12

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,280

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,397 $56.45 $248,210.65
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 11

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,780

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,503 $56.35 $253,744.05
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 10

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,177

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,400 $56.15 $247,060.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 9

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,680

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,506 $56.00 $252,336.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 8

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,080

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,402 $55.86 $245,895.72
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 7

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,586

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,509 $55.70 $251,151.30
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 6

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,988

F1 · kind: Sold under a 10b5-1 plan.

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September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,405 $55.45 $244,257.25
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 5

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,497

F1 · kind: Sold under a 10b5-1 plan.

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September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,513 $55.35 $249,794.55
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 4

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,902

F1 · kind: Sold under a 10b5-1 plan.

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September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 25,000 $23.35 $583,750.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 3

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

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September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 25,000 $29.21 $730,250.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 2

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

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September 30, 2020 Filed Oct 1, 2020 22:41 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 650 $55.50 $36,075.00
Disclosure

SEC source: 0001209191-20-052731 · doc4.xml · nonDerivative · entry 1

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,415

F1 · kind: Sold under a 10b5-1 plan.

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September 29, 2020 Filed Sep 30, 2020 22:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion06/06/13 DIOD NQSO · Derivative 10,000 $0.00 Strike: $23.35 $0.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · derivative · entry 24

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Diodes Incorporated Common Stock - Diodes · 10,000 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 07/01/2014.

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September 29, 2020 Filed Sep 30, 2020 22:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 20,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · derivative · entry 23

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Diodes Incorporated Common Stock - Diodes · 30,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

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September 29, 2020 Filed Sep 30, 2020 22:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,407 $55.15 $243,046.05
Disclosure

SEC source: 0001209191-20-052506 · doc4.xml · nonDerivative · entry 17

LU KEH SHEW · CIK 0001196531 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,065

F1 · kind: Sold under a 10b5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.