Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARTER COMMUNICATIONS, INC. /MO/CHTR · Entity 1730 | Director Emeritus | May 26, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARTER COMMUNICATIONS, INC. /MO/
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,968 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Sale · Disposed 69,633 · Balance 3,968 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.20 to $145.04, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2026-05-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-27 · Sale · Disposed 9,100 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.89 to $147.145, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: These shares were held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2026-05-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-05-27 · Sale · Disposed 9,100 · Balance 0 F4: These shares were held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.20 to $145.04, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.89 to $147.145, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: These shares were held in a trust for the benefit of A Alonso, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These shares were held in a trust for the benefit of TP Rutledge, the reporting person's adult child. The reporting person is trustee of the trust. The reporting person is not a beneficiary of the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2023 Filed Nov 16, 2023 23:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 51,089 | $417.86 | $21,347,794.10 |
DisclosureSEC source: 0001091667-23-000155 · wk-form4_1700176249.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,701.0038 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 74,137 | $175.76 | $13,030,319.12 |
DisclosureSEC source: 0001091667-23-000155 · wk-form4_1700176249.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,790.0038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Stock Options granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2018. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 97,197 | $417.86 | $40,614,252.44 |
DisclosureSEC source: 0001091667-23-000155 · wk-form4_1700176249.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,653.0038 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:10 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 147,905 | $150.88 | $22,315,906.40 |
DisclosureSEC source: 0001091667-23-000155 · wk-form4_1700176249.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,850.0038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: To address the near-term expiration of time vesting stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 45,071 F2 · shares: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. F2 · ownership.nature: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,945.0038 F2 · shares: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 45,071 F1 · shares: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. F1 · ownership.nature: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 9,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,045.0038 F1 · shares: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust. Read SEC document |
| May 16, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 74,137 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 8 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,137 Underlying: Class A Common Stock · 74,137 shares Expires 2025-01-15 F4 · shares: On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 16, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 74,137 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Rutledge 2022 GRAT I Disclosed balance after: 62,051 Underlying: Class A Common Stock · 74,137 shares Expires 2025-01-15 F4 · shares: On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 16, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 147,905 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,905 Underlying: Class A Common Stock · 147,905 shares Expires 2024-01-15 F3 · shares: On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 16, 2023 Filed Aug 29, 2023 20:41 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 147,905 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-23-000121 · wk-form4_1693341655.xml · derivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By Rutledge 2022 GRAT I Disclosed balance after: 0 Underlying: Class A Common Stock · 147,905 shares Expires 2024-01-15 F3 · shares: On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:43 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,000 | $383.65 | $3,836,450.00 |
DisclosureSEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 35,971 F4 · ownership.nature: These shares are held in an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:43 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 10,000 | $383.65 | $3,836,450.00 |
DisclosureSEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 35,971 F3 · ownership.nature: These shares are held in an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:43 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,000 | $383.65 | $1,918,225.00 |
DisclosureSEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 17,493 F2 · ownership.nature: These shares are held in an irrevocable trust, the GST Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 22:43 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 5,000 | $383.65 | $1,918,225.00 |
DisclosureSEC source: 0001091667-23-000040 · wf-form4_167727861372021.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 17,493 F1 · ownership.nature: These shares are held in an irrevocable trust, the GST Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person's spouse is trustee of the trust. The reporting person is not a beneficiary of the irrevocable trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 110,225 | $0.00 Strike: $387.38 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,225 Underlying: Class A Common Stock · 110,225 shares Expires 2033-01-17 F4 · shares: Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 07, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 81,945.833 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,145.0038 F1 · shares: On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person. Read SEC document |
| December 07, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 81,945.833 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 0 F1 · shares: On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person. Read SEC document |
| May 25, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 136,188 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rutledge 2022 GRAT I Disclosed balance after: 136,188 Underlying: Class A Common Stock · 136,188 shares Expires 2025-01-15 F3 · shares: On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 25, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 136,188 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 136,188 shares Expires 2025-01-15 F3 · shares: On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 25, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 147,905 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Rutledge 2022 GRAT I Disclosed balance after: 147,905 Underlying: Class A Common Stock · 147,905 shares Expires 2024-01-15 F2 · shares: On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| May 25, 2022 Filed Jan 19, 2023 21:17 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherStock Options · Derivative | 147,905 | $0.00 Strike: $150.88 | $0.00 |
DisclosureSEC source: 0001091667-23-000015 · wf-form4_167416303859246.xml · derivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 147,905 shares Expires 2024-01-15 F2 · shares: On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 172,067 | $588.83 Strike: $588.83 | $101,317,351.28 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · derivative · entry 8 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,067 Underlying: Class A Common Stock · 172,067 shares Expires 2032-01-18 F4 · shares: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 30, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 9,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,199.17 F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 29, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 14,440.0432 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,924.17 F3 · shares: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 07, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 68,054.21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,364.21 F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| December 07, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 68,054.21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 81,945.833 F2 · shares: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. F2 · price: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 13:52 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 44,894 | $675.29 | $30,316,267.24 |
DisclosureSEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,579 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $668.17 to $679.02, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 22, 2021 Filed Nov 24, 2021 13:52 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | SaleClass A Common Stock | 43,106 | $674.34 | $29,068,091.42 |
DisclosureSEC source: 0001091667-21-000165 · wf-form4_163776190977217.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,473 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $670.00 to $679.105, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 23, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 35,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,310 F1 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. F1 · price: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| August 23, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 35,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 GRAT UA Disclosed balance after: 0 F1 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. F1 · price: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| August 23, 2021 Filed Jan 20, 2022 21:11 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 54,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-22-000016 · wf-form4_164271304706768.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2019 GRAT UA Disclosed balance after: 35,731 F1 · shares: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 21:56 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 60,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000050 · wf-form4_161956055495169.xml · derivative · entry 5 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 60,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F1 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). The merger exchange ratio of .9042 was applied to the number of shares and per-share price hurdles. One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). The merger exchange ratio of .9042 was applied to the number of shares and per-share price hurdles. One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. F1 · derivative.expiration_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). The merger exchange ratio of .9042 was applied to the number of shares and per-share price hurdles. One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 21:56 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 27,935 | $654.87 | $18,293,793.45 |
DisclosureSEC source: 0001091667-21-000050 · wf-form4_161956055495169.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,579 F2 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 21:56 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 60,282 | $654.87 | $39,476,873.34 |
DisclosureSEC source: 0001091667-21-000050 · wf-form4_161956055495169.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). The merger exchange ratio of .9042 was applied to the number of shares and per-share price hurdles. One third of the Restricted Stock Units were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that had not vested within 6 years from the date of grant would have been cancelled. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:31 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 176,770 | $625.55 Strike: $625.55 | $110,578,473.50 |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,770 Underlying: Class A Common Stock · 176,770 shares Expires 2031-01-15 F3 · shares: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. F3 · derivative.exercise_date: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| December 07, 2020 Filed Jan 20, 2021 21:31 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By 2020 GRAT Disclosed balance after: 150,000 F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. Read SEC document |
| December 07, 2020 Filed Jan 20, 2021 21:31 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | OtherClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,232 F2 · shares: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. F2 · price: On December 7, 2020, the reporting person transferred 150,000 shares to his 2020 GRAT. Read SEC document |
| November 23, 2020 Filed Jan 20, 2021 21:31 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 46,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,232 F1 · shares: Charitable gift Read SEC document |
| November 19, 2020 Filed Jan 20, 2021 21:31 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GiftClass A Common Stock | 92,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-21-000012 · wf-form4_161117825221034.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,839 F1 · shares: Charitable gift Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionTime Vesting Stock Options · Derivative | 180,840 | $59.28 Strike: $59.28 | $10,720,195.20 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 180,840 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. F3 · derivative.exercise_date: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionPerformance Vesting Stock Options · Derivative | 203,445 | $59.28 Strike: $59.28 | $12,060,219.60 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · derivative · entry 6 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 203,445 shares Expires 2021-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. F1 · derivative.exercise_date: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 92,738 | $643.69 | $59,694,523.22 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 4 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,688 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 180,840 | $59.28 | $10,720,195.20 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 3 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Exercise of previously reported time-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 104,341 | $643.06 | $67,097,523.46 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 2 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,586 F2 · shares: Withholding of securities for the purpose of paying the exercise price and paying taxes. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:24 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionClass A Common Stock | 203,445 | $59.28 | $12,060,219.60 |
DisclosureSEC source: 0001091667-20-000211 · wf-form4_160573468054461.xml · nonDerivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise of previously reported performance-vesting stock options granted on December 19, 2011 and fully vested February 13, 2016. Read SEC document |
| November 03, 2020 Filed Nov 3, 2020 23:35 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | GrantStock Options · Derivative | 195,022 | $597.16 Strike: $597.16 | $116,459,337.52 |
DisclosureSEC source: 0001091667-20-000200 · wf-form4_160444652601528.xml · derivative · entry 1 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,022 Underlying: Class A Common Stock · 195,022 shares Expires 2030-11-03 F1 · derivative.exercise_date: Stock options granted on November 3, 2020, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary date of the grant, November 3, 2023. Such options will terminate ten years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Exercise / conversionRestricted Stock Units · Derivative | 40,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · derivative · entry 8 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,282 Underlying: Class A Common Stock · 40,186 shares Expires 2026-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F3 · shares: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. F3 · derivative.exercise_date: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 21:07 UTC | CHARTER COMMUNICATIONS, INC. /MO/ CHTR · Entity 1730 | Tax withholdingClass A Common Stock | 18,623 | $620.34 | $11,552,591.82 |
DisclosureSEC source: 0001091667-20-000177 · wf-form4_159925360260382.xml · nonDerivative · entry 7 Rutledge Thomas · CIK 0001289431 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,482 F4 · shares: Withholding of securities for the purpose of paying taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.