Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Interactive Brokers Group, Inc.IBKR · Entity 279 | Executive Vice President | May 08, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Interactive Brokers Group, Inc.
Report date May 08, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 251,518 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Tax withholding · Disposed 31,730 · Balance 251,518 F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date. F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.
F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 07, 2021 Filed Sep 9, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $64.68 | $1,201,301.64 |
DisclosureSEC source: 0001567619-21-016912 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,881,481 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.47 to $65.06. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 20:25 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,157 | $64.70 | $1,110,057.90 |
DisclosureSEC source: 0001567619-21-016793 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,054 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $65.28. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 20:25 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $64.56 | $1,199,072.88 |
DisclosureSEC source: 0001567619-21-016793 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,917,211 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.19 to $65.07. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:36 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 6,375 | $65.51 | $417,626.25 |
DisclosureSEC source: 0001567619-21-016664 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935,784 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.32 to $65.61. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:36 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,198 | $64.81 | $790,552.38 |
DisclosureSEC source: 0001567619-21-016664 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942,159 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.32 to $65.31. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:36 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,786 | $64.59 | $1,148,797.74 |
DisclosureSEC source: 0001567619-21-016664 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954,357 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.17 to $64.81. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 30, 2021 Filed Aug 31, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,574 | $64.69 | $1,201,552.06 |
DisclosureSEC source: 0001567619-21-016504 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,972,143 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.33 to $65.13. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,355 | $65.04 | $803,569.20 |
DisclosureSEC source: 0001567619-21-016504 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990,717 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.85 to $65.28. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 5,903 | $64.54 | $380,979.62 |
DisclosureSEC source: 0001567619-21-016504 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003,072 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.85 to $64.84. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 20:17 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $63.87 | $1,186,257.51 |
DisclosureSEC source: 0001567619-21-016410 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008,975 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.75 to $64.08. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:17 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 708 | $64.12 | $45,396.96 |
DisclosureSEC source: 0001567619-21-016410 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,027,548 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.11 to $64.14. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 20:17 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,708 | $63.84 | $1,130,478.72 |
DisclosureSEC source: 0001567619-21-016410 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028,256 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.11 to $64.10. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 24, 2021 Filed Aug 25, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $62.80 | $1,166,384.40 |
DisclosureSEC source: 0001567619-21-016328 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045,964 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.19 to $63.18. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $62.38 | $1,158,583.74 |
DisclosureSEC source: 0001567619-21-016328 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064,537 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.07 to $62.76. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:16 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 11,628 | $61.82 | $718,842.96 |
DisclosureSEC source: 0001567619-21-016215 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,110 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.70 to $62.05. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 20:16 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 6,552 | $61.43 | $402,489.36 |
DisclosureSEC source: 0001567619-21-016215 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094,738 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.70 to $61.69. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:16 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,638 | $61.39 | $161,946.82 |
DisclosureSEC source: 0001567619-21-016215 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,101,290 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.21 to $61.54. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 19, 2021 Filed Aug 23, 2021 20:16 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,935 | $60.77 | $968,369.95 |
DisclosureSEC source: 0001567619-21-016215 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,103,928 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.21 to $61.20. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,227 | $62.34 | $201,171.18 |
DisclosureSEC source: 0001567619-21-016119 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,119,863 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.29 to $62.48. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,189 | $62.04 | $942,325.56 |
DisclosureSEC source: 0001567619-21-016119 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123,090 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.29 to $62.28. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $61.58 | $1,143,725.34 |
DisclosureSEC source: 0001567619-21-016119 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,138,279 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.10 to $62.03. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $62.38 | $1,158,583.74 |
DisclosureSEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156,852 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.75 to $62.65. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 555 | $63.46 | $35,220.30 |
DisclosureSEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,425 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.45 to $63.48. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,019 | $63.03 | $1,135,737.57 |
DisclosureSEC source: 0001567619-21-015980 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,980 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.44. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $63.55 | $1,180,314.15 |
DisclosureSEC source: 0001567619-21-015493 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,193,999 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.08 to $63.85. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 20:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $63.67 | $1,182,542.91 |
DisclosureSEC source: 0001567619-21-015493 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212,572 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.34 to $64.13. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (4) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,668 | $64.08 | $299,125.44 |
DisclosureSEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,231,145 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.95 to $64.19. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 13,905 | $63.42 | $881,855.10 |
DisclosureSEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,235,813 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.95 to $63.94. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,854 | $64.14 | $118,915.56 |
DisclosureSEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249,718 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.07 to $64.26. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,719 | $63.73 | $1,065,501.87 |
DisclosureSEC source: 0001567619-21-015056 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,251,572 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.07 to $64.06. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 20:01 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,329 | $63.46 | $274,718.34 |
DisclosureSEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,268,291 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.38 to $63.55. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 20:01 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,245 | $62.92 | $896,295.40 |
DisclosureSEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272,620 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.38 to $63.37. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 20:01 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,258 | $62.33 | $1,138,021.14 |
DisclosureSEC source: 0001567619-21-014724 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,286,865 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.98 to $62.71. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,661 | $62.07 | $972,078.27 |
DisclosureSEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 5 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,123 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.78 to $62.39. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,912 | $61.35 | $178,651.20 |
DisclosureSEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,320,784 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.78 to $61.77. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 236 | $63.02 | $14,872.72 |
DisclosureSEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323,696 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,023 | $62.21 | $63,640.83 |
DisclosureSEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,323,932 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.01 to $62.40. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,527 | $61.41 | $1,014,923.07 |
DisclosureSEC source: 0001567619-21-014501 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324,955 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.01 to $62.00. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 21:05 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | GrantClass A common stock | 2,000,000 | $61.86 | $123,720,000.00 |
DisclosureSEC source: 0001567619-21-014359 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341,482 F1 · shares: Represents number of securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Such securities were acquired by IBG Holdings LLC from Interactive Brokers Group, Inc. immediately prior to the redemption in exchange for membership interests in IBG LLC. F2 · price: The per share price provided represents the closing price of the issuer's Class A common stock on 7/30/2021, the date when the exchange described in footnote (1) took place. F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| May 07, 2021 Filed May 24, 2021 20:07 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | Tax withholdingClass A common stock | 6,959 | $69.60 | $484,346.40 |
DisclosureSEC source: 0001567619-21-011046 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,482 F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 7, 2021, the vesting date. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,311 | $78.73 | $103,215.03 |
DisclosureSEC source: 0001567619-21-006446 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,441 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.52 to $78.95. F7 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 10,235 | $77.97 | $798,022.95 |
DisclosureSEC source: 0001567619-21-006446 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,752 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.52 to $78.51. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,651 | $79.20 | $289,159.20 |
DisclosureSEC source: 0001567619-21-006446 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,987 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.99 to $79.52. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 22:35 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 29,802 | $78.35 | $2,334,986.70 |
DisclosureSEC source: 0001567619-21-006446 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,638 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.99 to $78.98. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:04 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 29,059 | $79.08 | $2,297,985.72 |
DisclosureSEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 5 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,440 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.69 to $79.57. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 21:04 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,211 | $78.41 | $330,184.51 |
DisclosureSEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,499 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.69 to $78.68. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:04 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 651 | $80.08 | $52,132.08 |
DisclosureSEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,710 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.38. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:04 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 11,055 | $79.40 | $877,767.00 |
DisclosureSEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,361 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.00 to $79.99. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:04 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 21,473 | $78.65 | $1,688,851.45 |
DisclosureSEC source: 0001567619-21-006207 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,416 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 22:07 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 10,794 | $79.17 | $854,560.98 |
DisclosureSEC source: 0001567619-21-005993 · doc1.xml · nonDerivative · entry 6 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,889 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.68 to $79.52. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.