Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Interactive Brokers Group, Inc.IBKR · Entity 279 | Executive Vice President | May 08, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Interactive Brokers Group, Inc.
Report date May 08, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 251,518 |
Reported balance
After 2026-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-08 · Tax withholding · Disposed 31,730 · Balance 251,518 F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date. F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.
F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2021 Filed Nov 18, 2021 21:12 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,842 | $73.86 | $1,243,950.12 |
DisclosureSEC source: 0001567619-21-020763 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,116 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.48 to $74.18. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:12 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,130 | $74.68 | $84,388.40 |
DisclosureSEC source: 0001567619-21-020763 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,958 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.57 to $74.85. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:12 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,475 | $74.26 | $1,149,173.50 |
DisclosureSEC source: 0001567619-21-020763 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,088 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.57 to $74.56. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 22:39 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,958 | $74.69 | $370,313.02 |
DisclosureSEC source: 0001567619-21-020587 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,002,563 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.00. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 22:39 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 11,333 | $74.19 | $840,795.27 |
DisclosureSEC source: 0001567619-21-020587 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,521 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.46 to $74.45. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 22:39 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,842 | $72.89 | $1,227,613.38 |
DisclosureSEC source: 0001567619-21-020587 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,854 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.56 to $73.54. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,527 | $73.46 | $1,214,073.42 |
DisclosureSEC source: 0001567619-21-020005 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,696 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.16 to $74.02. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 5,335 | $73.55 | $392,389.25 |
DisclosureSEC source: 0001567619-21-020005 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,223 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.44 to $73.75. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 11,507 | $73.21 | $842,427.47 |
DisclosureSEC source: 0001567619-21-020005 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,057,558 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.44 to $73.43. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 2,046 | $73.22 | $149,808.12 |
DisclosureSEC source: 0001567619-21-019714 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,065 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.08 to $73.58. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 09, 2021 Filed Nov 10, 2021 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,481 | $72.69 | $1,052,623.89 |
DisclosureSEC source: 0001567619-21-019714 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,111 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.08 to $73.07. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,810 | $74.39 | $134,645.90 |
DisclosureSEC source: 0001567619-21-019714 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,592 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.21 to $74.69. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 08, 2021 Filed Nov 10, 2021 21:19 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,032 | $73.52 | $1,105,152.64 |
DisclosureSEC source: 0001567619-21-019714 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,402 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.21 to $74.20. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 9,916 | $75.01 | $743,799.16 |
DisclosureSEC source: 0001567619-21-019468 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102,434 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.60 to $75.54. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 6,453 | $74.01 | $477,586.53 |
DisclosureSEC source: 0001567619-21-019468 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,350 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.60 to $74.59. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,259 | $75.12 | $94,576.08 |
DisclosureSEC source: 0001567619-21-019468 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,803 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.30. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 21:02 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,875 | $74.43 | $1,107,146.25 |
DisclosureSEC source: 0001567619-21-019468 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,062 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.99. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 20:58 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 15,268 | $75.72 | $1,156,092.96 |
DisclosureSEC source: 0001567619-21-019341 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,937 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.23 to $76.15. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 03, 2021 Filed Nov 4, 2021 20:58 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,574 | $74.90 | $117,892.60 |
DisclosureSEC source: 0001567619-21-019341 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,205 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.23 to $75.22. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 20:58 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,847 | $74.16 | $136,973.52 |
DisclosureSEC source: 0001567619-21-019341 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151,779 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.13 to $74.19. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 20:58 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,726 | $73.70 | $1,232,706.20 |
DisclosureSEC source: 0001567619-21-019341 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,153,626 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.13 to $74.12. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,531 | $74.24 | $336,381.44 |
DisclosureSEC source: 0001567619-21-019197 · doc1.xml · nonDerivative · entry 5 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,352 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.51. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,598 | $73.53 | $338,090.94 |
DisclosureSEC source: 0001567619-21-019197 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,883 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.99. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,250 | $72.38 | $307,615.00 |
DisclosureSEC source: 0001567619-21-019197 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179,481 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 5,194 | $71.36 | $370,643.84 |
DisclosureSEC source: 0001567619-21-019197 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,731 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.99. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:10 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 18,573 | $70.61 | $1,311,439.53 |
DisclosureSEC source: 0001567619-21-019197 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,188,925 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.23 to $70.98. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,810 | $71.17 | $128,817.70 |
DisclosureSEC source: 0001567619-21-018989 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,207,498 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.94 to $71.45. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 20:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,291 | $70.32 | $1,145,583.12 |
DisclosureSEC source: 0001567619-21-018989 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209,308 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.94 to $70.93. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,417 | $72.61 | $102,888.37 |
DisclosureSEC source: 0001567619-21-018989 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,599 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.44 to $72.91. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 20:03 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,156 | $71.80 | $1,231,800.80 |
DisclosureSEC source: 0001567619-21-018989 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,016 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.44 to $72.43. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:22 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 7,634 | $74.14 | $565,984.76 |
DisclosureSEC source: 0001567619-21-018796 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,172 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.73 to $74.51. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:22 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 10,153 | $73.14 | $742,590.42 |
DisclosureSEC source: 0001567619-21-018796 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,806 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.73 to $73.72. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:22 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,407 | $75.04 | $330,701.28 |
DisclosureSEC source: 0001567619-21-018796 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261,959 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.93 to $75.17. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 20:22 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 13,536 | $74.29 | $1,005,589.44 |
DisclosureSEC source: 0001567619-21-018796 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,266,366 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.93 to $74.92. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (6) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 313 | $74.54 | $23,331.02 |
DisclosureSEC source: 0001567619-21-018669 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,902 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 17,552 | $74.17 | $1,301,831.84 |
DisclosureSEC source: 0001567619-21-018669 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,215 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.54 to $74.52. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,407 | $74.57 | $328,629.99 |
DisclosureSEC source: 0001567619-21-018669 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,767 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.36 to $75.04. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 20:06 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 14,166 | $73.79 | $1,045,309.14 |
DisclosureSEC source: 0001567619-21-018669 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,302,174 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.36 to $74.35. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (5) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 3,463 | $74.94 | $259,517.22 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 6 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,316,340 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.75 to $75.02. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,041 | $74.28 | $894,405.48 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 5 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,319,803 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.75 to $74.74. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,810 | $73.37 | $132,799.70 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,331,844 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.75 to $73.74. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 911 | $73.70 | $67,140.70 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,654 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.64 to $73.76. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 12,626 | $73.13 | $923,339.38 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,334,565 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.64 to $73.63. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 19, 2021 Filed Oct 21, 2021 20:41 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 4,958 | $72.20 | $357,967.60 |
DisclosureSEC source: 0001567619-21-018539 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,191 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.63. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (8) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 20:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 5,509 | $72.47 | $399,237.23 |
DisclosureSEC source: 0001567619-21-018460 · doc1.xml · nonDerivative · entry 5 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352,149 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.41 to $72.60. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 20:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 11,883 | $71.92 | $854,625.36 |
DisclosureSEC source: 0001567619-21-018460 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,357,658 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.41 to $72.40. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 20:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,181 | $70.78 | $83,591.18 |
DisclosureSEC source: 0001567619-21-018460 · doc1.xml · nonDerivative · entry 3 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,541 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.41 to $71.40. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 1,102 | $72.16 | $79,520.32 |
DisclosureSEC source: 0001567619-21-018460 · doc1.xml · nonDerivative · entry 2 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,722 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.10 to $72.21. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:40 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 16,684 | $71.46 | $1,192,238.64 |
DisclosureSEC source: 0001567619-21-018460 · doc1.xml · nonDerivative · entry 1 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,824 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.10 to $72.09. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (3) - (7) to this Form 4. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
| October 14, 2021 Filed Oct 15, 2021 20:25 UTC | Interactive Brokers Group, Inc. IBKR · Entity 279 | SaleClass A common stock | 6,768 | $70.88 | $479,715.84 |
DisclosureSEC source: 0001567619-21-018364 · doc1.xml · nonDerivative · entry 4 Frank Thomas AJ · CIK 0001391401 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,508 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $71.17. F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.