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Frank Thomas AJ

Disclosed activity across 1 company

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43456
SEC CIK
0001391401

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Interactive Brokers Group, Inc.IBKR · Entity 279Executive Vice PresidentMay 08, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Interactive Brokers Group, Inc.

Report date May 08, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect251,518 Reported balance After 2026-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-08 · Tax withholding · Disposed 31,730 · Balance 251,518

F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.

F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.

F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2017 Filed Sep 11, 2017 17:01 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.52 $349,515.36
Disclosure

SEC source: 0001140361-17-035007 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 762,487

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.16 to $41.70, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 17:01 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,822 $41.24 $322,579.28
Disclosure

SEC source: 0001140361-17-035007 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 770,905

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.11 to $41.53, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 18:43 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.62 $350,357.16
Disclosure

SEC source: 0001140361-17-034628 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 778,727

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.28 to $41.87, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 18:43 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 358 $42.67 $15,275.86
Disclosure

SEC source: 0001140361-17-034628 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 787,145

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.62 to $42.68, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 18:43 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 11,442 $42.24 $483,310.08
Disclosure

SEC source: 0001140361-17-034628 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 787,503

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.62 to $42.61, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:14 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 5,850 $42.66 $249,561.00
Disclosure

SEC source: 0001140361-17-034266 · doc1.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 798,945

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $42.71, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:14 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 10,830 $42.15 $456,484.50
Disclosure

SEC source: 0001140361-17-034266 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 804,795

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.56 to $42.55, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 18:14 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.63 $350,441.34
Disclosure

SEC source: 0001140361-17-034266 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 815,625

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.37 to $41.93, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (6) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 00:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.48 $349,178.64
Disclosure

SEC source: 0001140361-17-034034 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 824,043

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.25 to $41.70, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 29, 2017 Filed Sep 1, 2017 00:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,822 $41.80 $326,959.60
Disclosure

SEC source: 0001140361-17-034034 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 832,461

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.44 to $42.00, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 28, 2017 Filed Aug 29, 2017 15:35 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $42.11 $354,481.98
Disclosure

SEC source: 0001140361-17-033478 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 840,283

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.87 to $42.44, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 25, 2017 Filed Aug 29, 2017 15:35 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 11,170 $42.42 $473,831.40
Disclosure

SEC source: 0001140361-17-033478 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 848,701

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.18 to $42.56, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 18:10 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,823 $41.91 $327,861.93
Disclosure

SEC source: 0001140361-17-033260 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 859,871

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.53 to $42.20, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 18:10 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.54 $349,683.72
Disclosure

SEC source: 0001140361-17-033260 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 867,694

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.14 to $41.72, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 16:07 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.17 $346,569.06
Disclosure

SEC source: 0001140361-17-033066 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 876,112

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.79 to $41.36, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 16:07 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,078 $40.70 $328,774.60
Disclosure

SEC source: 0001140361-17-033066 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 884,530

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.49 to $40.97, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 16:26 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $40.74 $342,949.32
Disclosure

SEC source: 0001140361-17-032812 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 892,608

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $41.01, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 16:26 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,077 $40.81 $329,622.37
Disclosure

SEC source: 0001140361-17-032812 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 901,026

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.64 to $41.22, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 18:02 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.51 $349,431.18
Disclosure

SEC source: 0001140361-17-032572 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 909,103

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.25 to $41.73, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:02 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.21 $346,905.78
Disclosure

SEC source: 0001140361-17-032572 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 917,521

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.75 to $41.40, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 17:54 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $41.26 $347,326.68
Disclosure

SEC source: 0001140361-17-032249 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 925,939

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.95 to $41.55, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (4) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:10 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,823 $40.63 $317,848.49
Disclosure

SEC source: 0001140361-17-032117 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 934,357

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $40.72, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 21:10 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $40.60 $341,770.80
Disclosure

SEC source: 0001140361-17-032117 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 942,180

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.45 to $40.81, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 09, 2017 Filed Aug 10, 2017 18:58 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $40.22 $338,571.96
Disclosure

SEC source: 0001140361-17-031065 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 950,598

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.60, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 18:58 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,333 $40.39 $336,569.87
Disclosure

SEC source: 0001140361-17-031065 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 959,016

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.20 to $40.72, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

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August 07, 2017 Filed Aug 8, 2017 23:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $40.40 $340,087.20
Disclosure

SEC source: 0001140361-17-030662 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 967,349

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.26 to $40.60, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

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August 04, 2017 Filed Aug 8, 2017 23:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,653 $40.69 $311,400.57
Disclosure

SEC source: 0001140361-17-030662 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 975,767

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.54 to $40.88, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

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August 03, 2017 Filed Aug 4, 2017 19:27 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,418 $40.52 $341,097.36
Disclosure

SEC source: 0001140361-17-030234 · doc1.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 983,420

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.41 to $40.61, inclusive.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

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August 02, 2017 Filed Aug 4, 2017 19:27 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 8,162 $40.31 $329,010.22
Disclosure

SEC source: 0001140361-17-030234 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By IBG Holdings LLC

Disclosed balance after: 991,838

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IBG Holdings LLC, in which the reporting person has a pecuniary interest through his membership interest in IBG Holdings LLC that went into effect August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.15 to $40.44, inclusive. The reporting person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (4) - (5) to this Form 4.

F2 · balance_after: Represents number of securities owned by IBG Holdings LLC in which the Reporting Person has a pecuniary interest through his membership interest in IBG Holdings LLC.

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May 09, 2017 Filed May 26, 2017 18:48 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 Tax withholdingClass A common stock 17,618 $35.80 $630,724.40
Disclosure

SEC source: 0001140361-17-022516 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,827

F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 9, 2017, the vesting date.

F2 · balance_after: These shares represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.

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December 31, 2016 Filed Jan 4, 2017 22:12 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 GrantClass A Common Stock 22,644 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-000475 · doc1.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,445

F1 · shares: This represents a grant of restricted stock that will vest 10% on 5/9/2017 and 15% on each of the first six anniversaries of 5/9/2017.

F1 · price: This represents a grant of restricted stock that will vest 10% on 5/9/2017 and 15% on each of the first six anniversaries of 5/9/2017.

F2 · balance_after: These shares of Class A Common Stock are owned directly by the reporting person and represent the aggregate number of shares of restricted stock from awards granted under the 2007 Stock Incentive Plan since its inception, less vested shares that were withheld for tax purposes, or sold previously.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.