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Frank Thomas AJ

Disclosed activity across 1 company

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SEC CIK
0001391401

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Interactive Brokers Group, Inc.IBKR · Entity 279Executive Vice PresidentMay 08, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Interactive Brokers Group, Inc.

Report date May 08, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect251,518 Reported balance After 2026-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-08 · Tax withholding · Disposed 31,730 · Balance 251,518

F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.

F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.

F2: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2026 Filed May 28, 2026 20:01 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 Tax withholdingClass A common stock 31,730 $84.42 $2,678,646.60
Disclosure

SEC source: 0001381197-26-000105 · ownership.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,518

F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 8, 2026, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2025 Filed Jan 7, 2026 21:01 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 GrantClass A common stock 13,944 $0.00 $0.00
Disclosure

SEC source: 0001381197-26-000020 · ownership.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,248

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2026 and 20% on each of the first four anniversaries of 5/9/2026.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2026 and 20% on each of the first four anniversaries of 5/9/2026.

F2 · balance_after: On June 17, 2025, the issuer effected a four-for-one split of its common stock, resulting in the Reporting Person's indirect ownership of 201,978 additional shares of common stock.

F3 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
May 09, 2025 Filed Jun 3, 2025 20:16 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 Tax withholdingClass A common stock 8,212 $185.60 $1,524,147.20
Disclosure

SEC source: 0001381197-25-000064 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,326

F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 9, 2025, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 22:45 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 GrantClass A common stock 6,709 $0.00 $0.00
Disclosure

SEC source: 0001381197-25-000021 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,538

F1 · shares: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2025 and 20% on each of the first four anniversaries of 5/9/2025.

F1 · price: This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2025 and 20% on each of the first four anniversaries of 5/9/2025.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
May 09, 2024 Filed May 24, 2024 20:06 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 Tax withholdingClass A common stock 8,127 $119.13 $968,169.51
Disclosure

SEC source: 0001381197-24-000105 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,829

F1 · price: The price represents the closing price of the issuer's Class A common stock as of May 9, 2024, the vesting date.

F2 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan") and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 22:34 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 995 $94.91 $94,435.45
Disclosure

SEC source: 0001381197-24-000073 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,956

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.77 to $95.05.

F6 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan; and (b) unvested restricted stock units that were awarded under the Plan.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 22:34 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 2,672 $94.13 $251,515.36
Disclosure

SEC source: 0001381197-24-000073 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,591

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.77 to $94.76.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:34 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 1,922 $96.42 $185,319.24
Disclosure

SEC source: 0001381197-24-000073 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,623

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.08 to $96.74.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:34 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 34,345 $95.60 $3,283,382.00
Disclosure

SEC source: 0001381197-24-000073 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,545

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.08 to $96.07. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 15,595 $96.56 $1,505,853.20
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,890

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $97.03.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 29,704 $96.18 $2,856,930.72
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,485

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.43 to $96.42.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 765 $95.08 $72,736.20
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,189

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.43 to $95.42.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 536 $94.02 $50,394.72
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,954

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.43 to $94.42.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 765 $92.87 $71,045.55
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,490

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.43 to $93.42.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 229 $91.94 $21,054.26
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,255

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.43 to $92.42.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:19 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 36,883 $90.64 $3,343,075.12
Disclosure

SEC source: 0001381197-24-000069 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,484

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.97. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (8) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:04 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 1,621 $90.66 $146,959.86
Disclosure

SEC source: 0001381197-24-000064 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 201,367

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.51 to $90.81.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:04 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 6,987 $90.07 $629,319.09
Disclosure

SEC source: 0001381197-24-000064 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,988

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.51 to $90.50. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 21:30 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 708 $91.49 $64,774.92
Disclosure

SEC source: 0001381197-24-000062 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,975

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.18 to $91.62.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 21:30 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 46,001 $90.57 $4,166,310.57
Disclosure

SEC source: 0001381197-24-000062 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,683

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.18 to $91.17.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:30 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 18,193 $91.69 $1,668,116.17
Disclosure

SEC source: 0001381197-24-000062 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 256,684

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.40 to $91.93.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 21:30 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 30,888 $91.08 $2,813,279.04
Disclosure

SEC source: 0001381197-24-000062 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,877

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.40 to $91.39. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 21:15 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 6,779 $91.37 $619,397.23
Disclosure

SEC source: 0001381197-24-000060 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,765

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.21 to $91.85.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 21:15 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 41,537 $90.69 $3,766,990.53
Disclosure

SEC source: 0001381197-24-000060 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312,544

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.21 to $91.20.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:15 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 15,443 $91.80 $1,417,667.40
Disclosure

SEC source: 0001381197-24-000060 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 354,081

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.71 to $91.99.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 21:15 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 29,200 $91.53 $2,672,676.00
Disclosure

SEC source: 0001381197-24-000060 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 369,524

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.71 to $91.70. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:53 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 9,991 $92.26 $921,769.66
Disclosure

SEC source: 0001381197-24-000058 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 398,724

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.02 to $92.61.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 23, 2024 Filed Jan 24, 2024 21:53 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 36,637 $91.55 $3,354,117.35
Disclosure

SEC source: 0001381197-24-000058 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 408,715

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $92.01.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 21:53 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 13,168 $91.09 $1,199,473.12
Disclosure

SEC source: 0001381197-24-000058 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 445,352

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.97 to $91.31.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 22, 2024 Filed Jan 24, 2024 21:53 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 37,132 $90.33 $3,354,133.56
Disclosure

SEC source: 0001381197-24-000058 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 458,520

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.97 to $90.96. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (5) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 19, 2024 Filed Jan 22, 2024 22:16 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 90 $89.60 $8,064.00
Disclosure

SEC source: 0001381197-24-000056 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 495,652

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 19, 2024 Filed Jan 22, 2024 22:16 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 1,626 $89.12 $144,909.12
Disclosure

SEC source: 0001381197-24-000056 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 495,742

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.60 to $89.55.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 18, 2024 Filed Jan 22, 2024 22:16 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 12,917 $88.68 $1,145,479.56
Disclosure

SEC source: 0001381197-24-000056 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 497,368

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.30 to $89.12. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (3) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 2,219 $90.07 $199,865.33
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 8

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 510,285

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.34.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 11,111 $89.35 $992,767.85
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 7

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 512,504

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.99.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 1,445 $88.58 $127,998.10
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 523,615

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.99.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 181 $87.32 $15,804.92
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 525,060

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.00 to $87.99.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 90 $86.19 $7,757.10
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 525,241

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.99.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 17, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 90 $85.00 $7,650.00
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 525,331

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 16, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 4,146 $88.01 $364,889.46
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 525,421

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.88 to $88.38.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 16, 2024 Filed Jan 18, 2024 21:51 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 9,043 $87.45 $790,810.35
Disclosure

SEC source: 0001381197-24-000054 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 529,567

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.88 to $87.87. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (8) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 12, 2024 Filed Jan 16, 2024 21:37 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 13,007 $88.30 $1,148,518.10
Disclosure

SEC source: 0001381197-24-000052 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 538,610

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.86 to $88.82.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 11, 2024 Filed Jan 16, 2024 21:37 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 3,071 $88.35 $271,322.85
Disclosure

SEC source: 0001381197-24-000052 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 551,617

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.01 to $88.66.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 11, 2024 Filed Jan 16, 2024 21:37 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 10,117 $87.54 $885,642.18
Disclosure

SEC source: 0001381197-24-000052 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 554,688

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.01 to $88.00. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 10, 2024 Filed Jan 11, 2024 22:17 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 12,827 $86.95 $1,115,307.65
Disclosure

SEC source: 0001381197-24-000045 · form4.xml · nonDerivative · entry 3

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 564,805

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.62 to $87.20.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 09, 2024 Filed Jan 11, 2024 22:17 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 361 $88.26 $31,861.86
Disclosure

SEC source: 0001381197-24-000045 · form4.xml · nonDerivative · entry 2

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,632

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.07 to $88.58.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 09, 2024 Filed Jan 11, 2024 22:17 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 12,827 $87.39 $1,120,951.53
Disclosure

SEC source: 0001381197-24-000045 · form4.xml · nonDerivative · entry 1

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,993

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.07 to $88.06. The Reporting Person undertakes to provide Interactive Brokers Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) - (4) to this Form 4.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 08, 2024 Filed Jan 9, 2024 23:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 271 $87.95 $23,834.45
Disclosure

SEC source: 0001381197-24-000037 · form4.xml · nonDerivative · entry 6

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,820

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.90 to $88.04.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 08, 2024 Filed Jan 9, 2024 23:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 7,227 $87.33 $631,133.91
Disclosure

SEC source: 0001381197-24-000037 · form4.xml · nonDerivative · entry 5

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 591,091

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.90 to $87.89.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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January 08, 2024 Filed Jan 9, 2024 23:25 UTC Interactive Brokers Group, Inc. IBKR · Entity 279 SaleClass A common stock 5,690 $86.45 $491,900.50
Disclosure

SEC source: 0001381197-24-000037 · form4.xml · nonDerivative · entry 4

Frank Thomas AJ · CIK 0001391401 · Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 598,318

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.90 to $86.89.

F1 · balance_after: This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the amended 2007 Stock Incentive Plan ("Plan"); (b) unvested restricted stock units that were awarded under the Plan; and (c) securities acquired by the Reporting Person, in a partial redemption of his interest in IBG Holdings LLC.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.