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FARAHI JOHN

Disclosed activity across 1 company

Tapewire entity
43303
SEC CIK
0000937318

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MONARCH CASINO & RESORT INCMCRI · Entity 4474Director · CEO · 10% ownerSeptember 16, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MONARCH CASINO & RESORT INC

Report date September 16, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect611,556 Reported balance After 2026-09-17 transaction · row 1
1 source row

Row 1 · 2026-09-17 · Sale · Disposed 5,000 · Balance 611,556

F1: The transaction represents sale of shares from Mr. Farahi's Foundation account.

Common StockSEC Table I · non-derivativeIndirectIn trusts2,521,415 Reported balance Holding disclosure · report date 2026-09-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,521,415

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $95.70 · Expires 2035-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $78.90 · Expires 2034-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $69.15 · Expires 2033-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $76.89 · Expires 2032-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $73.95 · Expires 2031-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $61.22 · Expires 2030-12-31Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 466,666

Options/Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $43.24 · Expires 2029-11-01Direct466,666 Reported balance Holding disclosure · report date 2026-09-16 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 466,666

Filing footnotes · ownership attribution and instrument terms

F1: The transaction represents sale of shares from Mr. Farahi's Foundation account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2021 Filed Oct 21, 2021 22:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 Exercise / conversionCommon Stock 66,668 $9.33 $622,012.44
Disclosure

SEC source: 0000907242-21-000019 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GrantOptions / Right to Buy · Derivative 66,668 $61.22 Strike: $61.22 $4,081,414.96
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · derivative · entry 7

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,668

Underlying: Common Stock · 66,668 shares

Expires 2030-12-31

Read SEC document
December 02, 2020 Filed Dec 18, 2020 23:40 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 OtherCommon Stock 250,000 $54.17 $13,542,500.00
Disclosure

SEC source: 0000907242-20-000014 · primary_doc.xml · nonDerivative · entry 5

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust4

Disclosed balance after: 600,964

F1 · kind: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

F1 · price: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

Read SEC document
December 02, 2020 Filed Dec 18, 2020 23:40 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 OtherCommon Stock 250,000 $54.17 $13,542,500.00
Disclosure

SEC source: 0000907242-20-000014 · primary_doc.xml · nonDerivative · entry 4

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust3

Disclosed balance after: 600,964

F1 · kind: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

F1 · price: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

Read SEC document
December 02, 2020 Filed Dec 18, 2020 23:40 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 OtherCommon Stock 250,000 $54.17 $13,542,500.00
Disclosure

SEC source: 0000907242-20-000014 · primary_doc.xml · nonDerivative · entry 3

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust2

Disclosed balance after: 600,964

F1 · kind: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

F1 · price: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

Read SEC document
December 02, 2020 Filed Dec 18, 2020 23:40 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 OtherCommon Stock 250,000 $54.17 $13,542,500.00
Disclosure

SEC source: 0000907242-20-000014 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust1

Disclosed balance after: 596,262

F1 · kind: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

F1 · price: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

Read SEC document
December 02, 2020 Filed Dec 18, 2020 23:40 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 OtherCommon Stock 1,000,000 $54.17 $54,170,000.00
Disclosure

SEC source: 0000907242-20-000014 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,322

F1 · kind: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

F1 · price: On December 2, 2020, John Farahi transferred 250,000 shares of Monarch's stock to each of his four children's trust in exchange for a promissory note. The transaction was done for estate planning purposes. The value of the shares was calculated using the average of the $56.45 daily high and $51.89 daily low of the Monarch stock on December 2, 2020, the average being $54.17 per share. Mr. Farahi is the investment trustee of each trust.

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 6,305 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust5

Disclosed balance after: 11,106

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 5

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust4

Disclosed balance after: 603,572

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 4

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust3

Disclosed balance after: 603,572

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 3

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust2

Disclosed balance after: 603,572

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust1

Disclosed balance after: 598,870

Read SEC document
October 13, 2020 Filed Jan 5, 2021 01:16 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 16,737 $0.00 $0.00
Disclosure

SEC source: 0000907242-21-000002 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,585

Read SEC document
November 01, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GrantOptions/Right to Buy · Derivative 66,666 $43.24 Strike: $43.24 $2,882,637.84
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · derivative · entry 7

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 66,666 shares

Expires 2029-11-01

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,586 $41.82 $149,966.52
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 4,801

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,108 $41.82 $129,976.56
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 5

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 350,964

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,108 $41.82 $129,976.56
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 4

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 350,964

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,108 $41.82 $129,976.56
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 3

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 350,964

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,108 $41.82 $129,976.56
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 346,262

Read SEC document
June 25, 2019 Filed Nov 6, 2019 00:18 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 16,018 $41.82 $669,872.76
Disclosure

SEC source: 0000907242-19-000009 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,460,322

Read SEC document
November 01, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GrantOptions/Right to Buy · Derivative 66,666 $39.82 Strike: $39.82 $2,654,640.12
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · derivative · entry 7

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,334

Underlying: Common Stock · 66,666 shares

Expires 2028-11-01

Read SEC document
April 13, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 70,500 $41.18 $2,903,190.00
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · nonDerivative · entry 5

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 347,856

Read SEC document
April 13, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 70,500 $41.18 $2,903,190.00
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · nonDerivative · entry 4

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 347,856

Read SEC document
April 13, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 70,500 $41.18 $2,903,190.00
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · nonDerivative · entry 3

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 347,856

Read SEC document
April 13, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 70,500 $41.18 $2,903,190.00
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 343,154

Read SEC document
April 13, 2018 Filed Nov 9, 2018 02:09 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 287,000 $41.18 $11,818,660.00
Disclosure

SEC source: 0000907242-18-000014 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,340

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 10

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 1,215

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 9

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 277,356

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 8

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 277,356

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 7

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 277,356

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 272,654

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 26, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GiftCommon Stock 3,643 $0.00 $0.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 5

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,340

F1 · kind: This transaction involves a gift of securities by Mr. Farahi to five separate trusts, of which Mr. Farahi is trustee, for benefit of children and grandchildren.

Read SEC document
December 06, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 SaleCommon Stock 440 $46.25 $20,350.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 4

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,340

Read SEC document
December 04, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 SaleCommon Stock 14,519 $46.27 $671,794.13
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 3

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,340

Read SEC document
December 01, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 SaleCommon Stock 9,941 $46.25 $459,771.25
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,340

Read SEC document
November 30, 2017 Filed Mar 30, 2018 19:32 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 SaleCommon Stock 100 $47.25 $4,725.00
Disclosure

SEC source: 0000907242-18-000003 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763,340

Read SEC document
November 01, 2017 Filed Nov 2, 2017 22:30 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GrantOption/Right to Buy · Derivative 66,668 $45.32 Strike: $45.32 $3,021,393.76
Disclosure

SEC source: 0000907242-17-000011 · primary_doc.xml · derivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,668

Underlying: Common Stock · 66,668 shares

Expires 2027-11-01

Read SEC document
August 09, 2017 Filed Aug 10, 2017 16:35 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 SaleOptions/Right to Buy · Derivative 66,668 $34.00 Strike: $29.00 $2,266,712.00
Disclosure

SEC source: 0000907242-17-000008 · primary_doc.xml · derivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 66,668 shares

Expires 2017-10-21

Read SEC document
November 01, 2016 Filed Nov 3, 2016 18:37 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 GrantOption/Right to Buy · Derivative 66,666 $23.08 Strike: $23.08 $1,538,651.28
Disclosure

SEC source: 0000907242-16-000027 · primary_doc.xml · derivative · entry 6

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,668

Underlying: Common Stock · 66,666 shares

Expires 2026-11-01

Read SEC document
October 20, 2016 Filed Oct 24, 2016 22:30 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 Exercise / conversionOption/Right to buy · Derivative 66,666 $0.00 Strike: $21.82 $0.00
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · derivative · entry 8

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,002

Underlying: Common Stock · 66,666 shares

Expires 2016-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

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October 20, 2016 Filed Oct 24, 2016 22:30 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 Tax withholdingCommon Shares 63,070 $23.57 $1,486,559.90
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · nonDerivative · entry 2

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,983

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

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October 20, 2016 Filed Oct 24, 2016 22:30 UTC MONARCH CASINO & RESORT INC MCRI · Entity 4474 Exercise / conversionCommon Stock 66,666 $21.82 $1,454,652.12
Disclosure

SEC source: 0000907242-16-000025 · primary_doc.xml · nonDerivative · entry 1

FARAHI JOHN · CIK 0000937318 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On October 20, 2016, Mr. Farahi completed "net" stock option exercise whereby he exercised 66,666 stock options with an expiration date 10/21/2016. The exercise price of the stock option and the required tax withholding were paid in the form of stock totaling 63,070 shares. As a result of this "net" stock exercise Mr. Farahi beneficial ownership increased by the balance of 3,596 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.