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Tang Francis

Disclosed activity across 1 company

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43056
SEC CIK
0001363562

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DIODES INC /DEL/DIOD · Entity 4050Chief Technology OfficerMay 29, 2026June 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DIODES INC /DEL/

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Diodes Incorporated Common StockSEC Table I · non-derivativeDirect71,438 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Sale · Disposed 15,330 · Balance 71,438

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $114.00, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $114.00, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 28, 2019 Filed Oct 30, 2019 15:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,279 $45.00 $192,555.00
Disclosure

SEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,653

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 15:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,285 $44.50 $190,682.50
Disclosure

SEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,932

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 15:18 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 17,000 $19.27 $327,590.00
Disclosure

SEC source: 0001209191-19-054465 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:05 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040180 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,980

F1 · security: Restricted stock units vest in four equal installments beginning 07/01/2020.

F2 · price: Granted under Rule 16b-3 Plan.

F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 29, 2019 Filed May 30, 2019 21:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 6,000 $31.73 $190,375.20
Disclosure

SEC source: 0001209191-19-033498 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,217

F1 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 100 $44.00 $4,400.00
Disclosure

SEC source: 0001209191-19-014135 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,280

F1 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 27, 2019 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 200 $42.70 $8,540.00
Disclosure

SEC source: 0001209191-19-014135 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2,380

F1 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 23:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,553 $40.89 $186,172.17
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,217

F6 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock - Performance Stock Units 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,214

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: The PSUs vest in February 2022 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2019 through 2021 of $568.7 million (Target Performance).

F5 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:30 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 17,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013181 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,770

F1 · security: Restricted stock units vest in four equal installments beginning 02/21/2020.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,500 $40.91 $184,095.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,770

F3 · kind: A portion of the vested restricted stock unit shares was automatically sold to cover income tax.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/24/2010 DIOD NQSO · Derivative 17,000 $0.00 Strike: $19.28 $0.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · derivative · entry 8

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 17,000 shares

Expires 2020-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F5 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/24/2011.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 6,065 $41.00 $248,665.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,270

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,347 $40.00 $173,880.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,335

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,355 $39.51 $172,066.05
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,682

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:58 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 17,000 $19.28 $327,760.00
Disclosure

SEC source: 0001209191-19-011141 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 7,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 7,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 6,560 $38.90 $255,184.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,037

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
August 27, 2018 Filed Aug 28, 2018 17:14 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 7,000 $29.21 $204,470.00
Disclosure

SEC source: 0001209191-18-048612 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,696 $38.54 $180,983.84
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,597

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 24, 2018 Filed Jul 24, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-18-043790 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:43 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/26/11 DIOD NQSO · Derivative 5,000 $0.00 Strike: $29.21 $0.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Diodes Incorporated Common Stock - Diodes · 5,000 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2012.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:43 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 4,708 $38.00 $178,904.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,293

F2 · kind: Sold under a 10b5-1 plan.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:43 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,000 $29.21 $146,050.00
Disclosure

SEC source: 0001209191-18-043389 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercised under a 10b5-1 plan.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 16:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 120 $34.77 $4,172.40
Disclosure

SEC source: 0001209191-18-041440 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 1,880

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

F2 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
July 02, 2018 Filed Jul 12, 2018 16:42 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042422 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 1,180

F1 · security: Restricted stock units vest in four equal installments beginning 07/01/2019.

F2 · price: Granted under Rule 16b-3 Plan.

F3 · balance_after: These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.

Read SEC document
May 29, 2018 Filed May 30, 2018 22:34 UTC DIODES INC /DEL/ DIOD · Entity 4050 Tax withholdingDiodes Incorporated Common Stock 2,071 $34.18 $70,786.78
Disclosure

SEC source: 0001209191-18-034252 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,001

F1 · kind: Vested restricted stock unit shares were automatically withheld to cover income tax.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/29/2008 DIOD NQSO · Derivative 5,393 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · derivative · entry 10

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 5,393 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 5,154 $33.40 $172,143.60
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 6

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,072

Read SEC document
May 16, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 5,393 $27.95 $150,734.35
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/29/2008 DIOD NQSO · Derivative 3,607 $0.00 Strike: $27.95 $0.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · derivative · entry 9

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,393

Underlying: Diodes Incorporated Common Stock - Diodes · 3,607 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,100 $33.43 $70,203.00
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,833

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 1,050 $33.43 $35,097.09
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,933

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 296 $33.40 $9,886.40
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,983

Read SEC document
May 15, 2018 Filed May 16, 2018 22:15 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 3,607 $27.95 $100,815.65
Disclosure

SEC source: 0001209191-18-030675 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:13 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock - Performance Stock Units 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013150 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,214

F3 · security: Each PSU represents a contingent right granted under the companys 2013 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock.

F4 · kind: This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.

F5 · kind: The PSUs vest in February 2021 upon the achievement of the 3-year financial performance measure of cumulative non-GAAP operating income for 2018 through 2020 of $360.8 million (Target Performance).

Read SEC document
February 14, 2018 Filed Feb 24, 2018 00:13 UTC DIODES INC /DEL/ DIOD · Entity 4050 GrantDiodes Incorporated Common Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013150 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,672

F1 · security: Restricted stock units vest in four equal installments beginning 02/14/2019.

F2 · price: Granted under Rule 16b-3 Plan.

Read SEC document
September 27, 2017 Filed Sep 28, 2017 22:00 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 1,400 $29.75 $41,650.00
Disclosure

SEC source: 0001209191-17-054301 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,672

F1 · kind: Sale pursuant to previously filed 10b5-1 Plan.

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September 27, 2017 Filed Sep 28, 2017 22:00 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,400 $29.62 $71,088.00
Disclosure

SEC source: 0001209191-17-054301 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,072

F1 · kind: Sale pursuant to previously filed 10b5-1 Plan.

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September 01, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/28/09 DIOD NQSO · Derivative 9,000 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · derivative · entry 8

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 9,000 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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September 01, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 7,972 $28.50 $227,202.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · nonDerivative · entry 4

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,472

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

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September 01, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 9,000 $15.05 $135,450.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · nonDerivative · entry 3

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

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August 31, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion05/28/09 DIOD NQSO · Derivative 4,500 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · derivative · entry 7

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Diodes Incorporated Common Stock - Diodes · 4,500 shares

Expires 2019-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

F4 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/28/2010.

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August 31, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 3,985 $28.00 $111,580.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,444

F2 · kind: Sale pursuant to previously filed 10b5-1 Plan.

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August 31, 2017 Filed Sep 5, 2017 22:36 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversionDiodes Incorporated Common Stock 4,500 $15.05 $67,725.00
Disclosure

SEC source: 0001209191-17-051451 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise pursuant to previously filed 10b5-1 Plan.

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July 05, 2017 Filed Jul 6, 2017 21:33 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 694 $23.81 $16,521.50
Disclosure

SEC source: 0001209191-17-044176 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,929

F1 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 6/6/2013 award.

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May 30, 2017 Filed May 31, 2017 21:27 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 8 $25.70 $205.58
Disclosure

SEC source: 0001209191-17-036549 · doc4.xml · nonDerivative · entry 2

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,623

F1 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

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May 30, 2017 Filed May 31, 2017 21:27 UTC DIODES INC /DEL/ DIOD · Entity 4050 SaleDiodes Incorporated Common Stock 2,357 $25.89 $61,026.27
Disclosure

SEC source: 0001209191-17-036549 · doc4.xml · nonDerivative · entry 1

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,631

F1 · kind: Vested restricted stock unit shares automatically sold to cover income tax for the 5/27/2014, 5/26/2015, and 5/26/2016 awards.

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May 16, 2017 Filed May 17, 2017 22:34 UTC DIODES INC /DEL/ DIOD · Entity 4050 Exercise / conversion5/31/2007 DIOD NQSO · Derivative 2,250 $0.00 Strike: $24.66 $0.00
Disclosure

SEC source: 0001209191-17-033393 · doc4.xml · derivative · entry 5

Tang Francis · CIK 0001363562 · VP,Worldwide Discrete Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Diodes Incorporated Common Stock - Diodes · 2,250 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-qualified stock options exercisable in four equal annual installments beginning 05/31/2008.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.